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Philadelphia Investment Partners New Generation Fund – ‘N-PX/A’ for 6/30/14

On: Friday, 10/10/14, at 4:18pm ET · Effective: 10/10/14 · For: 6/30/14 · Accession #: 1162044-14-1250 · File #: 811-22395

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/10/14  Philadelphia Inv Partners New… Fd N-PX/A      6/30/14    1:148K                                   Mutual Sharehold… LLC/FA
          → Philadelphia Investment Partners New Generation Fund ⇒ PIPGX

Amendment to Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-PX/A      Amendment to Proxy Voting Record Annual Report by   HTML    154K 
                          a Management Investment Company

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22395

PHILADELPHIA INVESTMENT PARTNERS NEW GENERATION FUND

(Exact name of registrant as specified in charter)

1233 Haddonfield - Berlin Road, Suite #7

Voorhees, NJ 08043

(Address of principal executive offices)

(Zip code)

Peter C. Zeuli

Philadelphia Investment Partners, LLC

1233 Haddonfield - Berlin Road, Suite #7

Voorhees, NJ 08043

(Name and address of agent for service)

Registrant's telephone number, including area code: 856-210-6779

Date of fiscal year end: September 30

Date of reporting period: June 30, 2014

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.

ITEM 1. PROXY VOTING RECORD:

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

(a).

The name of the issuer of the portfolio security;

(b).

The exchange ticker symbol of the portfolio security;

(c).

The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d).

The shareholder meeting date;

(e).

A brief identification of the matter voted on;

(f).

Whether the matter was proposed by the issuer or by a security holder;

(g).

Whether the Registrant cast its vote on the matter;

(h).

How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i).

Whether the Registrant cast its vote for or against management.

Philadelphia Investment Partners New Generation Fund

FREEPORT-MCMORAN COPPER & GOLD INC.

	Ticker Symbol:FCX	Cusip Number:35671D857
	Record Date: 6/10/2013	Meeting Date: 7/16/2013

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of nominees

For

Issuer

For

With

Approval of conmpensation

For

Issuer

For

With

Approval of Ernst & Young as public accounting firm.

For

Issuer

For

With

Stockholder proposal re selection of candidate w/ environmental expertise.

For

Issuer

For

Against

proposal re chairman of the board of directors

For

Issuer

For

Against

propoasl re adoption by board of directors of a policy.

For

Issuer

For

Against

Porposal regarding of ylaws to permit stockholders holding 15% common stock to hold meeting.

For

Issuer

For

Against

ACE LIMITED

	Ticker Symbol:ACE	Cusip Number:H0023R105
	Record Date: 10/9/2014	Meeting Date: 5/15/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Approval of financial statements

For

Issuer

For

With

Approval of the payment of a distributions to shareholders.

For

Issuer

For

With

Advisory vote to approve executive compensation

For

Issuer

For

With

New agenda item

For

Issuer

For

With

Allocation of disposable profit

For

Issuer

For

With

Discharge of the Board of Directors

For

Issuer

For

With

Election of the Board of Directors

For

Issuer

For

With

Election of Evan G. Greenberg

For

Issuer

For

With

Election of the Compensation Committee of the Board of Directors until next annual meeting

For

Issuer

For

With

Election of Homburger AG as independent proxy

For

Issuer

For

With

Election of PricewaterhouseCoopers as auditor

For

Issuer

For

With

Share capital for general purposes

For

Issuer

For

With

ACE LIMITED

	Ticker Symbol:ACE	Cusip Number:H0023R105
	Record Date: 10/9/2014	Meeting Date: 5/15/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Approval of financial statements

For

Issuer

For

With

Approval of the payment of a distributions to shareholders.

For

Issuer

For

With

Advisory vote to approve executive compensation

For

Issuer

For

With

New agenda item

For

Issuer

For

With

Allocation of disposable profit

For

Issuer

For

With

Discharge of the Board of Directors

For

Issuer

For

With

Election of the Board of Directors

For

Issuer

For

With

Election of Evan G. Greenberg

For

Issuer

For

With

Election of the Compensation Committee of the Board of Directors until next annual meeting

For

Issuer

For

With

Election of Homburger AG as independent proxy

For

Issuer

For

With

Election of PricewaterhouseCoopers as auditor

For

Issuer

For

With

Share capital for general purposes

For

Issuer

For

With

ALEXION PHARMACEUTICALS, INC.

	Ticker Symbol:ALXN	Cusip Number:15351109
	Record Date: 10/9/2014	Meeting Date: 5/5/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Approval of 2013 compensation to Alexion's executive officers

For

Issuer

For

With

Pricewaterhousecoopers as Alexion's independent public accounting firm

For

Issuer

For

With

Act on proposal requesting the board to adopt a rule to redeem shareholder rights

Against

Issuer

For

With

AMAZON.COM

	Ticker Symbol:AMZN	Cusip Number:023135106
	Record Date: 10/9/2014	Meeting Date: 3/31/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Ratification of the appointment of Ernst & Young as independent auditors.

For

Issuer

For

With

Advisory vote to approve executive compensation

For

Issuer

For

With

Report concerning corporate political contributions

For

Issuer

For

With

AMAZON.COM

	Ticker Symbol:AMZN	Cusip Number:023135106
	Record Date: 10/9/2014	Meeting Date: 3/31/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Ratification of the appointment of Ernst & Young as independent auditors.

For

Issuer

For

With

Advisory vote to approve executive compensation

For

Issuer

For

With

Report concerning corporate political contributions

For

Issuer

For

With

CATERPILLAR INC.

	Ticker Symbol:CAT	Cusip Number:149123101
	Record Date: 10/9/2014	Meeting Date: 4/14/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Ratify appointment of independent accounting firm

For

Issuer

For

With

Advisory vote on executive compensation

For

Issuer

For

With

Approve Long-Term incentive plan

For

Issuer

For

With

Approve Short-Term incentive plan

For

Issuer

For

With

Review of global corporate standards

Against

Issuer

For

With

Sales to Sudan

Against

Issuer

For

With

Cumulative voting

For

Issuer

For

With

CATERPILLAR INC.

	Ticker Symbol:CAT	Cusip Number:149123101
	Record Date: 10/9/2014	Meeting Date: 4/14/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Ratify appointment of independent accounting firm

For

Issuer

For

With

Advisory vote on executive compensation

For

Issuer

For

With

Approve Long-Term incentive plan

For

Issuer

For

With

Approve Short-Term incentive plan

For

Issuer

For

With

Review of global corporate standards

Against

Issuer

For

With

Sales to Sudan

Against

Issuer

For

With

Cumulative voting

For

Issuer

For

With

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

	Ticker Symbol:CTSH	Cusip Number:192446102
	Record Date: 10/9/2014	Meeting Date: 6/3/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Director

For

Issuer

For

With

Approval of first amendment ot company's 2009 Incentive Compensation Plan

For

Issuer

For

With

Approval of the compensations of the company's named executive officers.

For

Issuer

For

With

Ratification of Pricewaterhousecoopers as independent public accounting firm

For

Issuer

For

With

FORTRESS INVESTMENT GROUP

	Ticker Symbol:FIG	Cusip Number:34958B106
	Record Date: 10/9/2014	Meeting Date: 5/22/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Vote for election of nominees

For

Issuer

For

With

Ratify appointment of Ernst & Young

For

Issuer

For

With

Approve advisory resolution on executive officer compensation

For

Issuer

For

With

FORTRESS INVESTMENT GROUP

	Ticker Symbol:FIG	Cusip Number:34958B106
	Record Date: 10/9/2014	Meeting Date: 5/22/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Vote for election of nominees

For

Issuer

For

With

Ratify appointment of Ernst & Young

For

Issuer

For

With

Approve advisory resolution on executive officer compensation

For

Issuer

For

With

FREEPORT-MCMORAN COPPER & GOLD INC.

	Ticker Symbol:FCX	Cusip Number:3567D857
	Record Date: 6/10/2013	Meeting Date: 7/16/2013

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Vote for election

For

Issuer

For

With

Compensation of named executive officers.

For

Issuer

For

With

Approval of Ernst & Young

For

Issuer

For

With

Proposal re selection of candidate with environmental expertise.

For

Issuer

For

Against

requirement that chariman be independent member of board of directors.

For

Issuer

For

Against

proposal re adoption by board of directors of a policy on board diversity.

For

Issuer

For

Against

permit stockholders holding 15% of common stock to call meeting

For

Issuer

For

Against

FREEPORT-MCMORAN COPPER & GOLD INC.

	Ticker Symbol:FCX	Cusip Number:35671D857
	Record Date: 10/9/2014	Meeting Date: 6/14/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Vote for election of nominees

For

Issuer

For

With

Approval of compensation of named executive officers

For

Issuer

For

With

Appointmen of Ernst & Yound as registered public accounting firm

For

Issuer

For

With

Approval of annual incentive plan

For

Issuer

For

With

proposal regarding the selection of candidate with environmental expertise

For

Issuer

For

With

FREEPORT-MCMORAN COPPER & GOLD INC.

	Ticker Symbol:FCX	Cusip Number:35671D857
	Record Date: 10/9/2014	Meeting Date: 6/14/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Vote for election of nominees

For

Issuer

For

With

Approval of compensation of named executive officers

For

Issuer

For

With

Appointmen of Ernst & Yound as registered public accounting firm

For

Issuer

For

With

Approval of annual incentive plan

For

Issuer

For

With

proposal regarding the selection of candidate with environmental expertise

For

Issuer

For

With

JP MORGAN CHASE & CO.

	Ticker Symbol:JPM	Cusip Number:46625H100
	Record Date: 10/9/2014	Meeting Date: 5/20/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Approve executive compensation

For

Issuer

For

With

Ratification of independent accounting firm

For

Issuer

For

With

require annual report on lobbying

For

Issuer

For

With

reduce threshold to 15% raqther than 20% and remove provisions

Against

Issuer

For

With

Require cumulative voting for directors

Against

Issuer

For

With

JPMORGAN CHASE & CO.

	Ticker Symbol:JPM	Cusip Number:46625H100
	Record Date: 10/9/2014	Meeting Date: 5/20/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Approve advisory compensation

For

Issuer

For

With

Ratification of independent registered

For

Issuer

For

With

Annual Report on Lobbying

For

Issuer

For

With

Special shareowner meetings

Against

Issuer

For

With

Cumulative voting

Against

Issuer

For

With

JPMORGAN CHASE & CO.

	Ticker Symbol:JPM	Cusip Number:46625H100
	Record Date: 10/9/2014	Meeting Date: 5/20/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Approve advisory compensation

For

Issuer

For

With

Ratification of independent registered

For

Issuer

For

With

Annual Report on Lobbying

For

Issuer

For

With

Special shareowner meetings

Against

Issuer

For

With

Cumulative voting

Against

Issuer

For

With

MICROSOFT CORPORATION

	Ticker Symbol:MSFT	Cusip Number:594918104
	Record Date: 11/25/2013	Meeting Date: 11/28/2013

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors: Steven A. Ballmer

For

Issuer

For

With

vote on executive compensation

For

Issuer

For

With

approval of employee stock purchase plan

For

Issuer

For

With

Approval of Deloitte & Touche as independent auditor

For

Issuer

For

With

Shareholder proposal - adopt cumulative voting

Against

Issuer

For

With

Dina Dublon

For

Issuer

For

With

William H. Gates

For

Issuer

For

With

Maria M. Klawe

For

Issuer

For

With

Stephen J. Luczo

For

Issuer

For

With

David F. Marquardt

For

Issuer

For

With

Charles H. Noski

For

Issuer

For

With

Helmut Panke

For

Issuer

For

With

John W. Thompson

For

Issuer

For

With

PRICELINE GROUP INC.

	Ticker Symbol:PCLN	Cusip Number:741503403
	Record Date: 10/9/2014	Meeting Date: 6/5/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Elect ten Directors

For

Issuer

For

With

Deloitte & Youche as independent registered public accounting firm

For

Issuer

For

With

Approve compensation paid to named executive officers

For

Issuer

For

With

PRICELINE GROUP INC.

	Ticker Symbol:PCLN	Cusip Number:741503403
	Record Date: 10/9/2014	Meeting Date: 6/5/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Elect ten Directors

For

Issuer

For

With

Deloitte & Youche as independent registered public accounting firm

For

Issuer

For

With

Approve compensation paid to named executive officers

For

Issuer

For

With

RADIOSHACK CORPORATION

	Ticker Symbol:RSH	Cusip Number:750438103
	Record Date: 10/9/2014	Meeting Date: 6/3/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Appoint Pricewaterhousecoopers as public accounting firm

For

Issuer

For

With

vote to approve executive compensation

For

Issuer

For

With

THE GOLDMAN SACHS GROUP

	Ticker Symbol:GS	Cusip Number:38141G104
	Record Date: 10/9/2014	Meeting Date: 5/15/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Vote to approve Executive Compensation

For

Issuer

For

With

Ratification of Pricewaterhousecoopers as registered accounting firm

For

Issuer

For

With

Shareholder Proposal regarding Proxy Access for Shareholders

For

Issuer

For

With

THE GOLDMAN SACHS GROUP

	Ticker Symbol:GS	Cusip Number:38141G104
	Record Date: 10/9/2014	Meeting Date: 5/16/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Vote to approve Executive Compensation

For

Issuer

For

With

Ratification of Pricewaterhousecoopers as registered accounting firm

For

Issuer

For

With

Shareholder Proposal regarding Proxy Access for Shareholders

For

Issuer

For

With

VMWARE, INC.

	Ticker Symbol:VMW	Cusip Number:928563402
	Record Date: 10/9/2014	Meeting Date: 5/28/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Director

For

Issuer

For

With

Approve compensation of executive officers

For

Issuer

For

With

selection of pricewaterhousecoopers as independent auditors

For

Issuer

For

With

VMWARE, INC.

	Ticker Symbol:VMW	Cusip Number:928563402
	Record Date: 10/9/2014	Meeting Date: 5/28/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Director

For

Issuer

For

With

Approve compensation of executive officers

For

Issuer

For

With

selection of pricewaterhousecoopers as independent auditors

For

Issuer

For

With

YAHOO! INC.

	Ticker Symbol:YHOO	Cusip Number:984332106
	Record Date: 10/9/2014	Meeting Date: 6/25/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Approval of executive compensation

For

Issuer

For

With

Approval of amendment of compnay's 1995 Stock Plan

For

Issuer

For

With

Ratification of appointment of PricewaterhouseCoopers as public accounting firm

For

Issuer

For

With

Approval to provide shareholders right to call special meetings

For

Issuer

For

With

Proposal regarding board committee on human rights

Against

Issuer

For

With

Shareholder proposal regarding lobbying disclosure

For

Issuer

For

With

Shareholder proposal regarding political contribution disclosure

For

Issuer

For

With

YAHOO! INC.

	Ticker Symbol:YHOO	Cusip Number:984332106
	Record Date: 10/9/2014	Meeting Date: 6/25/2014

Proposal #

Proposal

Vote

Author

MRV*

vs. Mgmt

Election of Directors

For

Issuer

For

With

Approval of executive compensation

For

Issuer

For

With

Approval of amendment of compnay's 1995 Stock Plan

For

Issuer

For

With

Ratification of appointment of PricewaterhouseCoopers as public accounting firm

For

Issuer

For

With

Approval to provide shareholders right to call special meetings

For

Issuer

For

With

Proposal regarding board committee on human rights

Against

Issuer

For

With

Shareholder proposal regarding lobbying disclosure

For

Issuer

For

With

Shareholder proposal regarding political contribution disclosure

For

Issuer

For

With

* Management Recommended Vote

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PHILADELPHIA INVESTMENT PARTNERS NEW GENERATION FUND

By Peter C. Zeuli

* Peter C. Zeuli

Trustee, Chief Executive Officer, and Chief Financial Officer

Date: October 10, 2014

*Print the name and title of each signing officer under his or her signature.

Dates Referenced Herein and Documents Incorporated by Reference

This ‘N-PX/A’ Filing	Date	Other Filings

Filed on / Effective on:	10/10/14
For Period End:	6/30/14	N-PX, N-Q
		List all Filings

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Filing Submission 0001162044-14-001250 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Philadelphia Investment Partners New Generation Fund – ‘N-PX/A’ for 6/30/14

On: Friday, 10/10/14, at 4:18pm ET · Effective: 10/10/14 · For: 6/30/14 · Accession #: 1162044-14-1250 · File #: 811-22395

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Amendment to Proxy Voting Record Annual Report by a Management Investment Company — Form N-PXFiling Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents