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JH Evergreen Management, LLC – ‘4/A’ for 5/20/15 re: RLJ Entertainment, Inc.

On:  Tuesday, 5/26/15, at 9:28pm ET   ·   For:  5/20/15   ·   Accession #:  1164691-15-103   ·   File #:  1-35675

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/26/15  JH Evergreen Management, LLC      4/A                    1:16K  RLJ Entertainment, Inc.           HedgeOp Complian… LLC/FA

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amendment to Statement of Changes in Beneficial     HTML      3K 
                Ownership of Securities by an Insider --                         
                primary_doc.xml/3.6


        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
JH Evergreen Management, LLC
(Last)(First)(Middle)
451 JACKSON ST.
(Street)
SAN FRANCISCOCA94111
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
RLJ ENTERTAINMENT, INC. [ RLJE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
5/20/15
4. If Amendment, Date of Original Filed (Month/Day/Year)
10/12/12		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Series B-1 Convertible Preferred Stock$1 5/20/15 A 5,618,282 5/20/15 5/20/20Common Stock, par value $0.001 per share5,618,282$5,618,2825,618.28IBy JH Partners Evergreen Fund, L.P.
Warrants$1.5 5/20/15 A 1,685,485 5/20/15 5/20/20Common Stock, par value $0.001 per share1,685,485$01,685,485IBy JH Partners Evergreen Fund, L.P.
Series B-1 Convertible Preferred Stock$1 5/20/15 A 759,854 5/20/15 5/20/20Common Stock, par value $0.001 per share759,854$759,854759.85IBy JH Partners III, Fund, L.P.
Warrants$1.5 5/20/15 A 227,956 5/20/15 5/20/20Common Stock, par value $0.001227,956$0227,956IBy JH Partners III, Fund, L.P.
Series B-1 Convertible Preferred Stock$1 5/20/15 A 349,175 5/20/15 5/20/20Common Stock, par value $0.001 per share349,175$349,175349.18IBy JH Partners GP III, LLC
Warrants$1.5 5/20/15 A 104,753 5/20/15 5/20/20Common Stock, par value $0.001 per share104,753$0104,753IBy JH Partners GP III, LLC
Series B-1 Convertible Preferred Stock$1 5/20/15 A 752,121 5/20/15 5/20/20Common Stock, par value $0.001 per share752,121$752,121752.12IBy Forrestal, LLC
Warrants$1.5 5/20/15 A 225,636 5/20/15 5/20/20Common Stock, par value $0.001225,636$0225,636IBy Forrestal, LLC
Explanation of Responses:
Remarks:
The entities noted in Table II, Item 11 (the JH Entities) have received the preferred shares, as detailed in this Form 4, pursuant to an exchange of subordinated debt for such preferred shares which will be converted common stock and warrants. The reporting person is the sole general partner of the entity noted in Table II, Item 11. The reporting person disclaims beneficial ownership of the shares reported except to the extent of its pecuniary interest therein. The reporting person is the investment manager of the entity noted in Table II, Item 11. The reporting person disclaims beneficial ownership of the shares reported except to the extent of its pecuniary interest therein.
TODD FORREST, Chief Financial Officer 5/26/15
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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