SEC Info - Finley Tammy M - ‘4’ for 3/16/20 re: Advance Auto Parts Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Finley Tammy M

(Last)

(First)

(Middle)

ADVANCE AUTO PARTS, INC.

2635 EAST MILLBROOK ROAD

(Street)

RALEIGH

27604

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ADVANCE AUTO PARTS INC [ AAP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, General Counsel, Corp Sec

3. Date of Earliest Transaction (Month/Day/Year)
3/16/20

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	3/16/20		M		659	A	$83.63	13,485	D
Common Stock	3/16/20		F		563 ⁽¹⁾	D	$98.32	12,922	D
Common Stock	3/16/20		M		1,467	A	$83.63	14,389	D
Common Stock	3/16/20		F		1,252 ⁽¹⁾	D	$98.46	13,137	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Appreciation Rights	$83.63	3/16/20		M			659 ⁽²⁾	5/27/16	5/28/20	Common Stock	659	$0	0	D
Stock Appreciation Rights	$83.63	3/16/20		M			1,467	⁽³⁾	5/28/20	Common Stock	1,467	$0	0	D

Explanation of Responses:

(1) Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights.

(2) As previously reported, on May 28, 2013, the reporting person received an equity award, a portion of which was subject to the registrant achieving certain per-determined financial performance targets, subject to certification by the registrant's Compensation Committee. On March 1, 2016 it was determined that these performance conditions had been achieved for a payout of 109% of the performance award. The reported amount of stock appreciation rights (SARs) are fully vested and collectively represent the final vesting level under this award.

(3) These shares became exercisable in three equal annual installments beginning on May 28, 2014.

Remarks:

	/s/ Amanda L. Keister, as Attorney-in-Fact for Tammy M. Finley	3/18/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
M	Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

Finley Tammy M – ‘4’ for 3/16/20 re: Advance Auto Parts Inc.

On: Wednesday, 3/18/20, at 4:14pm ET · For: 3/16/20 · Accession #: 1158449-20-73 · File #: 1-16797

Previous ‘4’: ‘4’ on 3/4/20 for 3/2/20 · Next: ‘4’ on 3/27/20 for 3/20/20 · Latest: ‘4’ on / for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Finley Tammy M – ‘4’ for 3/16/20 re: Advance Auto Parts Inc.

On: Wednesday, 3/18/20, at 4:14pm ET · For: 3/16/20 · Accession #: 1158449-20-73 · File #: 1-16797

Previous ‘4’: ‘4’ on 3/4/20 for 3/2/20 · Next: ‘4’ on 3/27/20 for 3/20/20 · Latest: ‘4’ on / for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents