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Moodys Corp/DE – ‘8-K’ for 2/12/20

On:  Wednesday, 2/12/20, at 7:30am ET   ·   For:  2/12/20   ·   Accession #:  1157523-20-190   ·   File #:  1-14037

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/12/20  Moodys Corp/DE                    8-K:2,7,9   2/12/20   12:1.2M                                   Business Wire/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Moody's Corporation 8-K                             HTML     30K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    324K 
 7: R1          Document and Entity Information                     HTML     54K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
12: XML         XBRL Instance -- a52172350_htm                       XML     22K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- mco-20200212_def                 XML     51K 
 5: EX-101.LAB  XBRL Labels -- mco-20200212_lab                      XML     77K 
 6: EX-101.PRE  XBRL Presentations -- mco-20200212_pre               XML     55K 
 3: EX-101.SCH  XBRL Schema -- mco-20200212                          XSD     17K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    22K 
10: ZIP         XBRL Zipped Folder -- 0001157523-20-000190-xbrl      Zip     53K 


‘8-K’   —   Moody’s Corporation 8-K


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 iX: 
 i false i 000105955600010595562020-02-122020-02-120001059556mco:Zero950SeniorNotesDue2030Member2020-02-122020-02-120001059556mco:One75SeniorNotesDue2027Member2020-02-122020-02-120001059556mco:CommonStockParValue001PerShareMember2020-02-122020-02-12
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549
 
__________
 
FORM  i 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported):   i February 12, 2020
 
 i MOODY’S CORPORATION
(Exact Name of Registrant as Specified in Charter)
 
 i Delaware
 i 1-14037
 i 13-3998945
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
 i 7 World Trade Center at 250 Greenwich Street
 i New York,  i New York  i 10007
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s telephone number, including area code:  ( i 212)  i 553-0300
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
 i Common Stock, par value $0.01 per share
 
 i MCO
 
 i New York Stock Exchange
 i 1.75% Senior Notes Due 2027
   i MCO 27
   i New York Stock Exchange
 i 0.950% Senior Notes Due 2030
   i MCO 30
   i New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐



 

ITEM 2.02
RESULTS OF OPERATIONS AND FINANCIAL CONDITION
3
 
 
 
ITEM 7.01
REGULATION FD DISCLOSURE
3
 
 
 
ITEM 9.01
FINANCIAL STATEMENTS AND EXHIBITS
3
 
 
 
SIGNATURES
 
4
 
 
 
 
 

2


Item 2.02, "Results of Operations and Financial Condition"

On February 12, 2020, Moody's Corporation (the "Registrant") announced its financial results for the fourth quarter and full year ended December 31, 2019, as well as its outlook for 2020.  A copy of the press release containing the announcement is included as Exhibit 99.1.
 
The information contained in this Current Report, including the exhibit hereto, is being furnished and shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that Section.  The information in this Current Report shall not be incorporated by reference into future filings under the Securities Act of 1933, as amended, or the Exchange Act, unless it is specifically incorporated by reference therein.
 
Item 7.01, "Regulation FD Disclosure"
 
The information set forth under Item 2.02, "Results of Operations and Financial Condition" is incorporated herein by reference.

Item 9.01, "Financial Statements and Exhibits"

(d)  Exhibits



104
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. 

3

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  MOODY’S CORPORATION
     
     
     
  By:
/s/ Elizabeth M. McCarroll
    Elizabeth M. McCarroll
    Corporate Secretary and Associate
    General Counsel 
     
     
     
Date:  February 12, 2020
   

 


4

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:2/12/204,  SC 13G/A
12/31/1910-K,  11-K,  4
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