SEC Info - Alcoa Corp - ‘8-K’ for 1/15/20

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i January 15, 2020

i ALCOA CORPORATION

(Exact Name of Registrant as Specified in Charter)

i Delaware		i 1-37816		i 81-1789115
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

i 201 Isabella Street, i Suite 500 i Pittsburgh, i Pennsylvania		i 15212-5858
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: ( i 412) i 315-2900

i Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock, par value $0.01 per share	i AA	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On January 15, 2020, Alcoa Corporation issued a press release announcing its fourth quarter and full year 2019 financial results. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference into this Item 2.02.

The information contained in this Item 2.02 shall be deemed “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

	Exhibit number		Description

	99.1		Press release of Alcoa Corporation dated January 15, 2020
	104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

	ALCOA CORPORATION

Date: January 15, 2020	By:	/s/ *Marissa P. Earnest*
		Marissa P. Earnest
		Senior Vice President, Chief Governance Counsel and Secretary

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	1/15/20	None on these Dates
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Alcoa Corp – ‘8-K’ for 1/15/20

On: Wednesday, 1/15/20, at 4:28pm ET · For: 1/15/20 · Accession #: 1157523-20-68 · File #: 1-37816

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Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
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‘8-K’ — Alcoa Corporation 8-K

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