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Schwab Capital Markets LP – ‘SC 13G/A’ on 6/6/01 re: Graphics Technologies Inc

On:  Wednesday, 6/6/01, at 4:27pm ET   ·   Accession #:  1133528-1-500009   ·   File #:  5-56283

Previous ‘SC 13G’:  ‘SC 13G’ on 5/9/01   ·   Next:  ‘SC 13G/A’ on 6/6/01   ·   Latest:  ‘SC 13G’ on 2/11/03

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 6/06/01  Schwab Capital Markets LP         SC 13G/A               1:6K   Graphics Technologies Inc

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Schedule 13G Amendment                                 4±    16K 


Document Table of Contents

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11st Page   -   Filing Submission
"Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
"Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of a Class YES
"Item 6. Ownership of More than Five Percent on Behalf of Another Person. NA
"Item 8. Identification and Classification of Members of the Group NA
"Item 9. Notice of Dissolution of Group NA
"Item 10. Certification


UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) GRAPHICS TECHNOLOGIES, INC. (Name of Issuer) COMMON SHARES (Title of Class of Securities) 92824Q103 (CUSIP Number) May 31, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 92824Q103 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). SCHWAB CAPITAL MARKETS L.P. TAX ID: 94-3351075 2. Check the Appropriate Box if a Member of a Group (a) NA (b) NA 3. SEC Use Only ............................................ 4. Citizenship or Place of Organization. NEW JERSEY Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 84,337 6. Shared Voting Power NA 7. Sole Dispositive Power 84,337 8. Shared Dispositive Power NA 9. Aggregate Amount Beneficially Owned by Each Reporting Person 84,337 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares NA 11. Percent of Class Represented by Amount in Row (11) 0.2% 12. Type of Reporting Person (See Instructions) BD Item 1. (a) Name of Issuer GRAPHICS TECHNOLOGIES, INC. (b) Address of Issuer 6690 SHADY OAK ROAD, EDEN PRAIRIE,MN 55344 Item 2. (a) Name of Filer SCHWAB CAPITAL MARKETS L.P. (b) Address of Filer 111 PAVONIA AVENUE EAST, JERSEY CITY, NJ 07310 (c) Citizenship NEW JERSEY (d) Title of Class of Security COMMON SHARES (e) CUSIP Number 92824Q103 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [X] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 84,337 (b) Percent of class: 0.2% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 84,337 (ii) Shared power to vote or to direct the vote NA (iii) Sole power to dispose or to direct the disposition of 84,337 (iv) Shared power to dispose or to direct the disposition of. NA Item 5. Ownership of Five Percent or Less of a Class YES Item 6. Ownership of More than Five Percent on Behalf of Another Person. NA Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company NA Item 8. Identification and Classification of Members of the Group NA Item 9. Notice of Dissolution of Group NA Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 6, 2001 SCHWAB CAPITAL MARKETS L.P.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:6/6/01SC 13G/A
5/31/01
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Filing Submission 0001133528-01-500009   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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