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Firment Shipping Inc., et al. – ‘SC 13D/A’ on 7/9/19 re: Globus Maritime Ltd

On:  Tuesday, 7/9/19, at 7:21am ET   ·   Accession #:  1144204-19-34056   ·   File #:  5-85956

Previous ‘SC 13D’:  ‘SC 13D/A’ on 5/17/19   ·   Next:  ‘SC 13D’ on 9/28/23   ·   Latest:  ‘SC 13D/A’ on 12/22/23

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/09/19  Firment Shipping Inc.             SC 13D/A               1:75K  Globus Maritime Ltd               Toppan Vintage/FA
          Georgios Feidakis

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial        HTML     39K 
                Ownership                                                        

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)

AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) *

(Amendment No. 12)*

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

This information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

* Percentage calculations consider 4,347,298 common shares to be outstanding following the issuance of 4,000 shares to directors which became effective on June 14, 2019 which Mr. Feidakis is aware of due to his role as the Chairman of the Board of Directors of the Issuer.

* Mr. Feidakis may be deemed to beneficially own common shares through Firment Shipping Inc., a Marshall Islands corporation controlled by Mr. Feidakis.

** Percentage calculations consider 4,347,298 common shares to be outstanding following the issuance of 4,000 shares to directors which became effective on June 14, 2019 which Mr. Feidakis is aware of due to his role as the Chairman of the Board of Directors of the Issuer.

ITEM 1. SECURITY AND ISSUER.

This statement constitutes Amendment No. 12 on Schedule 13D (this “Amendment”) relating to the common shares, par value $0.004 per share (the “Common Shares”), of Globus Maritime Limited, a Marshall Islands corporation (the “Issuer”). The principal executive office and mailing address of the Issuer is 128 Vouliagmenis Ave., 2^nd Floor, 166 74 Glyfada, Athens, Greece. This Amendment amends and supplements the existing Schedule 13D on file, as it has been amended and supplemented from time to time (the “Schedule 13D”). Except as specifically amended by this Amendment, the Schedule 13D, as amended, is unchanged and this Amendment supplements the Schedule 13D on file, as previously amended and supplemented. This Amendment is being filed to report chages to Item 3, Item 5, Item 6 and Item 7.

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.

Item 3 is hereby supplemented by adding the following paragraph after the last paragraph thereof:

From June 21 – June 28, 2019, through a series of open market transactions pursuant to Rule 144 by sales of shares which were effected through Nasdaq, Firment Shipping sold an aggregate of 295,863 Common Shares, which reduced its shareholding in the Issuer to 1,252,258 shares. See Schedule A for more detailed information.

 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.

(a and b) Percentage calculations consider 4,347,298 common shares to be outstanding following the issuance of 4,000 shares to directors which became effective on June 14, 2019 which Mr. Feidakis is aware of due to his role as the Chairman of the Board of Directors of the Issuer.

The Reporting Persons may be deemed the beneficial owners of the Common Shares as follows:

Firment Shipping may be deemed to beneficially own 1,252,258 Common Shares, representing approximately 28.8% of the outstanding Common Shares. Firment Shipping has the sole power to vote and the sole power to dispose of 1,252,258 Common Shares and the shared power to vote and the shared power to dispose of 0 Common Shares.

Mr. Feidakis may be deemed to beneficially own 1,252,258 Common Shares, representing approximately 28.8% of the outstanding Common Shares. Mr. Feidakis may be deemed to beneficially own 1,252,258 Common Shares through Firment Shipping, a company controlled by him.

Mr. Feidakis has the sole power to vote 0 Common Shares and the shared power to vote 1,252,258 Common Shares. Mr. Feidakis has the sole power to dispose of 0 Common Shares and the shared power to dispose of 1,252,258 Common Shares.

No other persons named in response to Item 2 have the sole or shared power to vote or to direct the vote, to dispose or to direct the disposition of the Common Shares that are the subject of this Schedule 13D.

(c) Except as described in Item 3, no transactions in the Common Stock were effected by the Reporting Persons, or to the knowledge of the Reporting Persons, nor by any executive officer or director of the Reporting Persons, or to their knowledge, since the most recent filing of Schedules 13D by the Reporting Persons.

(d) No person (other than the Reporting Persons) is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Shares.

(e) Not applicable.

ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.

Item 6 of the Schedule 13D is hereby amended by adding the following paragraphs after the last paragraph thereof:

The Reporting Persons are parties to an agreement with respect to the joint filing of this Schedule 13D and any amendments thereto. A copy of such agreement is attached as Exhibit L and is incorporated by reference herein.

To the knowledge of the Reporting Persons, other than as sert forth in the exhibits hereto (including those incorporated by reference herein), there are no other contracts, arrangements, understandings or relationships among the persons named in Item 2 with respect to any securities of the Issuer, except as described herein and in previous Schedule 13Ds of the Reporting Persons.

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.

Item 7 of the Schedule 13D is hereby amended to include the following exhibit:

In addition to the aforementioned exhibits, all previously filed exhibits to Schedule 13D and to its Amendments are also exhibits to this Amendment No. 12 and are incorporated by reference hereto as if contained herein.   

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

* The Reporting Person disclaims beneficial ownership in the Common Shares reported herein except to the extent of their pecuniary interest therein.

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, Provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations

(see 18 U.S.C. 1001).

Schedule A

Exhibit L

JOINT FILING AGREEMENT

The undersigned agree that this Schedule 13D, and any amendments hereto, relating to the common shares, par value $0.004 per share, of Globus Maritime Limited shall be filed on behalf of the undersigned.

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Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing		Date		Other Filings
Filed on:		7/9/19		None on these Dates
		7/4/19
		6/28/19
		6/14/19
				List all Filings

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Filing Submission 0001144204-19-034056   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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