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East India Co Acquisition Corp. – IPO: ‘S-1’ on 6/13/06 – EX-4.1

On:  Tuesday, 6/13/06, at 12:30pm ET   ·   Accession #:  1144204-6-24543   ·   File #:  333-134968

Previous ‘S-1’:  None   ·   Next & Latest:  ‘S-1/A’ on 8/8/06

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/13/06  East India Co Acquisition Corp.   S-1                   24:1.9M                                   Vintage/FA

Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML    448K 
 2: EX-1.1      Underwriting Agreement                              HTML    248K 
 3: EX-1.2      Underwriting Agreement                              HTML     37K 
 4: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML     37K 
 5: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     94K 
 6: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     22K 
 7: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     23K 
 8: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     25K 
 9: EX-4.4      Instrument Defining the Rights of Security Holders  HTML    113K 
10: EX-4.5      Instrument Defining the Rights of Security Holders  HTML     98K 
11: EX-5.1      Opinion re: Legality                                HTML     18K 
12: EX-10.1     Material Contract                                   HTML     36K 
21: EX-10.10    Material Contract                                   HTML     24K 
22: EX-10.11    Material Contract                                   HTML    106K 
23: EX-10.12    Material Contract                                   HTML     20K 
13: EX-10.2     Material Contract                                   HTML     36K 
14: EX-10.3     Material Contract                                   HTML     36K 
15: EX-10.4     Material Contract                                   HTML     28K 
16: EX-10.5     Material Contract                                   HTML     35K 
17: EX-10.6     Material Contract                                   HTML     28K 
18: EX-10.7     Material Contract                                   HTML     77K 
19: EX-10.8     Material Contract                                   HTML     58K 
20: EX-10.9     Material Contract                                   HTML     14K 
24: EX-23.1     Consent of Experts or Counsel                       HTML     11K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




         NUMBER
UNITS
U-__________
 


SEE REVERSE FOR
CERTAIN DEFINITIONS
EAST INDIA COMPANY ACQUISITION CORP.
 

CUSIP ______

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND TWO WARRANTS EACH TO PURCHASE ONE SHARE OF COMMON STOCK 

THIS CERTIFIES THAT ______________________________________________________________________________________________

is the owner of _______________________________________________________________________________________________________ Units.

Each Unit (“Unit”) consists of one (1) share of common stock, par value $.0001 per share (“Common Stock”), of East India Company Acquisition Corp., a Delaware corporation (the “Company”), and two warrants (the “Warrants”) . Each Warrant entitles the holder to purchase one (1) share of Common Stock for $5.00 per share (subject to adjustment) . Each Warrant will become exercisable on the later of (i) the Company’s completion of a merger, capital stock exchange, asset acquisition or other similar business combination and (ii) ___________ , 2007, and will expire unless exercised before 5:00 p.m., New York City Time, on ____________ , 2010, or earlier upon redemption (the “Expiration Date”). The Common Stock and Warrants comprising the Units represented by this certificate are not transferable separately prior to __________ , 2006, subject to earlier separation in the discretion of EarlyBirdCapital, Inc. The terms of the Warrants are governed by a Warrant Agreement, dated as of _______ , 2006, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 17 Battery Place, New York, New York 10004, and are available to any Warrant holder on written request and without cost.

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

By

__________________________________
Chairman of the Board
________________________________
Secretary
 


East India Company Acquisition Corp.

The Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
 
TEN COM -
as tenants in common
 
UNIF GIFT MIN ACT - _____   
Custodian ____
TEN ENT -
as tenants by the entireties
 
(Cust)   
                  (Minor)
JT TEN -
as joint tenants with right of survivorship
 
       under Uniform Gifts to Minors
 
and not as tenants in common
 
       Act __________
     
                     (State)

Additional Abbreviations may also be used though not in the above list. 
 
 
For value received, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER
       IDENTIFYING NUMBER OF ASSIGNEE
 

 
 

 

________________________________________________________________________________________________
                                    (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
________________________________________________________________________________________________
 
________________________________________________________________________________________________
 
____________________________________________________________________________________________Units

represented by the within Certificate, and do hereby irrevocably constitute and appoint

_______________________________________________________________________________________________________Attorney
to transfer the said Units on the books of the within named Company will full power of substitution in the premises.

Dated ________________


  _____________________________________________________________________________
 
Notice:
The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

Signature(s) Guaranteed:
 
____________________________________________________________
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,
PURSUANT TO S.E.C. RULE 17Ad-15).

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Filing Submission 0001144204-06-024543   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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