|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/16/14 Vision Opportunity Master Fd, Ltd 144 Other 1:52K T3 Motion, Inc. Vintage/FA |
Document/Exhibit Description Pages Size 1: 144 Notice of Proposed Sale of Securities HTML 30K
| UNITED STATES | OMB APPROVAL | |
| SECURITIES AND EXCHANGE COMMISSION | OMB Number: | |
| Washington, D.C. 20549 | Expires: Estimated average burden | |
| FORM 144 | hours per response………... | |
| NOTICE OF PROPOSED SALE OF SECURITIES | SEC USE ONLY | |
| PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | DOCUMENT SEQUENCE NO. | |
| ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale | CUSIP NUMBER | |
| or executing a sale directly with a market maker. | ||
| WORK LOCATION | ||
1 (a) NAME OF ISSUER (Please type or print)
T3 Motion, Inc. (TTTM) |
(b) IRS IDENT. NO.
20-4987549 |
(c) S.E.C. FILE NO.
|
||||
1 (d) ADDRESS OF ISSUER
2990 Airway Ave., Bldg A |
STREET
|
CITY
Costa Mesa |
STATE
California |
ZIP CODE
92626 |
(e) TELEPHONE NO. | |
AREA CODE
714 |
NUMBER
619-3600 | |||||
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD: Vision Opportunity Master Fund, Ltd.
|
(b) SOCIAL SECURITY NO. OR IRS IDENT. NO. 270120759
|
(c) RELATIONSHIP TO ISSUER: Investor
|
(d) ADDRESS STREET CITY STATE ZIP CODE P.O. Box 1234, 113 S Church Street Grand Cayman, KY-1108 Queensgate House Cayman Islands
| |||
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD: Vision Capital Advantage Fund, LP
|
(b) SOCIAL SECURITY NO. OR IRS IDENT. NO. 263243720
|
(c) RELATIONSHIP TO ISSUER: Investor
|
(d) ADDRESS STREET CITY STATE ZIP CODE 437 Madison Avenue, 28th Floor New York NY 10022
| |||
INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS Identification Number and the SEC File Number.
3(a) Title of the |
(b) Name
and Address of Each Broker Through Whom the |
SEC USE ONLY | (c) Number
of Shares |
(d) Aggregate |
(e) Number
of Shares |
(f) Approximate
Date
(MO. DAY YR.) |
(g) Name
of Each |
Broker-Dealer
File | |||||||
| Common | JonesTrading Institutional Services LLC | 221,000 | $20,000 | 22,100,777 | April 2014 |
OTC:BB | |
INSTRUCTIONS:
| 1. | (a) | Name of issuer | 3. | (a) | Title of the class of securities to be sold | |
| (b) | Issuer’s I.R.S. Identification Number | (b) | Name and address of each broker through whom the securities are intended to be sold | |||
| (c) | Issuer’s S.E.C. file number, if any | (c) | Number of shares or other units to be sold (if debt securities, give the aggregate face amount) | |||
| (d) | Issuer’s address, including zip code | (d) | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice | |||
| (e) | Issuer’s telephone number, including area code | (e) | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer |
| 2. | (a) | Name of person for whose account the securities are to be sold | (f) | Approximate date on which the securities are to be sold | ||
| (b) | Such person’s Social Security or I.R.S. identification number | (g) | Name of each securities exchange, if any, on which the securities are intended to be sold | |||
| (c) | Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) | |||||
| (d) | Such person’s address, including zip code |
TABLE I – SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefore:
Title of The Class |
Date You Acquired |
Nature of Acquisition Transaction | Name of Person from Whom Acquired (If gift, also give date donor acquired) |
Amount of Securities Acquired |
Date of Payment |
Nature of Payment |
Common
|
6-30-2011
|
Preferred Stock Conversion |
T3 Motion, Inc. |
2,340,177 | 12-30-09 | Cash |
| INSTRUCTIONS: | If the securities were purchased and full payment therefore was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. | |
TABLE II – SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller |
Title of Securities Sold |
Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|
||||
REMARKS:
|
INSTRUCTIONS: See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. |
ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. |
| 04-16-2014 | /s/ Adam Benowitz | |
| DATE OF NOTICE | (SIGNATURE) | |
| The notice shall be signed by the person for whose account the securities are to be sold. At least once copy of the notice shall be manually signed. | ||
| Any copies not manually signed shall bear typed or printed signatures. | ||
| ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |