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New York Life Investment Management LLC – ‘40-33/A’ on 4/22/15

On:  Wednesday, 4/22/15, at 10:36am ET   ·   Effective:  4/22/15   ·   Accession #:  1144204-15-24206   ·   File #:  812-12424

Previous ‘40-33’:  ‘40-33’ on 1/12/15   ·   Next:  ‘40-33/A’ on 12/2/15   ·   Latest:  ‘40-33’ on 7/22/16

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/22/15  New York Life Inv Management LLC  40-33/A     4/22/15    1:7.5M                                   Toppan Vintage/FA

Amendment to Stockholder Derivative Action re: a Management Investment Company   —   Sect. 33 – ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-33/A     Amendment to Stockholder Derivative Action re: a     PDF   5.47M 
                          Management Investment Company --                       
                          v407921_40-33a                                         


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Filing Submission 0001144204-15-024206   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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