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Lai Guanglin, et al. – ‘SC 13G/A’ on 8/30/18 re: Agria Corp

On:  Thursday, 8/30/18, at 7:55am ET   ·   Accession #:  1144204-18-47214   ·   File #:  5-83569

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/3/15   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/30/18  Lai Guanglin                      SC 13G/A               1:67K  Agria Corp                        Toppan Vintage/FA
          Brothers Capital Ltd

Amendment to Statement of Beneficial Ownership   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership      HTML     37K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

  

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

(Rule 13d-102)

 

Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and
Amendments Thereto Filed Pursuant to § 240.13d-2.

 

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

 

Agria Corporation
(Name of Issuer)
 
Ordinary Shares
(Title of Class of Securities)
 
G41088 108
(CUSIP Number)
 
August 30, 2018
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

þ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

 

 C: 

 

 

 

CUSIP NO.: G41088 108   Page 2 of 7

 

(1) NAME OF REPORTING PERSONS
 

Guanglin Lai

 

(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) ¨  
         
    (b) ¨  
         
(3) SEC USE ONLY
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Singapore

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH (5) SOLE VOTING POWER
  53,393,092 ordinary shares1
(6) SHARED VOTING POWER
  0
(7) SOLE DISPOSITIVE POWER
  53,393,092 ordinary shares1
(8) SHARED DISPOSITIVE POWER
  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  53,393,092 ordinary shares
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  ¨     
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  48.2%
(12) TYPE OF REPORTING PERSON*
  IN

 

 

 

1 Including (1) 4,071,092 ordinary shares of the issuer held directly by Guanglin Lai, (2) 800,000 ordinary shares issuable upon the exercise of options held by Guanglin Lai, and (3) 48,522,000 ordinary shares of the issuer held by Brothers Capital Limited that may be deemed to be beneficially owned by Guanglin Lai.

 

 C: 

 

 

 

CUSIP NO.: G41088 108   Page 3 of 7

 

(1) NAME OF REPORTING PERSONS
 

Brothers Capital Limited

 

(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) ¨  
         
    (b) ¨  
         
(3) SEC USE ONLY
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  British Virgin Islands

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH (5) SOLE VOTING POWER
  48,522,000 ordinary shares.
(6) SHARED VOTING POWER
  0
(7) SOLE DISPOSITIVE POWER
  48,522,000 ordinary shares.
(8) SHARED DISPOSITIVE POWER
  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  48,522,000 ordinary shares
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  ¨     
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  43.8%
(12) TYPE OF REPORTING PERSON*
  CO

 

 C: 

 

 

 

CUSIP NO.: G41088 108   Page 4 of 7

 

Item 1(a). Name of Issuer:

 

Agria Corporation

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

 

12th Floor, Phase 1, Austin Tower
22-26A Austin Avenue
Tsim Sha Tsui, Kowloon
Hong Kong

 

Item 2(a). Name of Person Filing:

 

Guanglin Lai
Brothers Capital Limited

 

Item 2(b). Address of Principal Business Office or, if None, Residence:

 

Guanglin Lai
Agria Corporation
12th Floor, Phase 1, Austin Tower
22-26A Austin Avenue
Tsim Sha Tsui, Kowloon
Hong Kong

 

Brothers Capital Limited

c/o Guanglin Lai
Agria Corporation
12th Floor, Phase 1, Austin Tower
22-26A Austin Avenue
Tsim Sha Tsui, Kowloon
Hong Kong

 

Item 2(c). Citizenship:

 

Guanglin Lai — Singapore

 

Brothers Capital Limited — British Virgin Islands

 

 

  Item 2(d). Title of Class of Securities:

 

Ordinary Shares

 

 C: 

 

 

 

CUSIP NO.: G41088 108   Page 5 of 7

 

Item 2(e). CUSIP Number:

 

G41088 108

 

Item 3. Statement Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c),

 

Not Applicable

 

Item 4. Ownership:

 

   Number of shares as to which such person has: 
Reporting
Person
  Amount
Beneficially
Owned
   Percent of
Class
   Sole Power to Vote
or Direct the Vote
   Shared
Power to
Vote or to
Direct the
Vote
   Sole Power to Dispose
or to Direct the
Disposition of
   Shared Power
to Dispose or
to Direct the
Disposition of
 
Guanglin Lai   53,393,092(1)   48.2%   53,393,092(1)   0    53,393,092(1)   0 
Brothers Capital
Limited
   48,522,000    43.8%   48,522,000    0    48,522,000    0 

 

  * Based on a total of 110,766,600 outstanding shares of the Issuer as of August 30, 2018.

 

  (1)

Including (1) 4,071,092 ordinary shares of the issuer held directly by Guanglin Lai, (2) 800,000 ordinary shares issuable upon the exercise of options held by Guanglin Lai, and (3) 48,522,000 ordinary shares of the issuer held by Brothers Capital Limited that may be deemed to be beneficially owned by Guanglin Lai.

 

 

 

Item 5. Ownership of Five Percent or Less of a Class:

 

Not applicable

 

 C: 

 

 

 

CUSIP NO.: G41088 108   Page 6 of 7

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group:

 

Not applicable.

 

Item 9. Notice of Dissolution of Group:

 

Not applicable.

 

Item 10. Certifications:

 

Not applicable. 

 

 C: 

 

 

  

CUSIP NO.: G41088 108   Page 7 of 7

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: Aug 30, 2018

 

Guanglin Lai /s/ Guanglin Lai
  Guanglin Lai
     
Brothers Capital Limited By: /s/ Guanglin Lai
  Name: Guanglin Lai
  Title: Director
     

 

[Signature Page to Schedule 13G]

 

 

 C: 

 

 

 

LIST OF EXHIBITS

 

Exhibit No.   Description
     
A   Joint Filing Agreement

 

 C: 

 

 

 

Exhibit A

 

Joint Filing Agreement

 

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value $0.0000001 per share, of Agria Corporation, a Cayman Islands exempted company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

[Remainder of this page has been left intentionally blank.]

 

 C: 

 

 

  

SIGNATURE

 

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of Aug 30, 2018.

 

Guanglin Lai /s/ Guanglin Lai
  Guanglin Lai
     
Brothers Capital Limited By: /s/ Guanglin Lai
  Name: Guanglin Lai
  Title: Director
     

 

[Signature Page to Joint Filing Agreement, Schedule 13G]

 C: 

 

 


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