FORM 12b-25

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

Part I - Registrant Information

TRINITY CAPITAL CORP

Full Name of Registrant

 

Former Name if Applicable

1200 Trinity Drive

Address of Principal Executive Office (Street and Number)

Los Alamos, New Mexico 87544

City, State and Zip Code

Part II - Rules 12b-25(b) and (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.(Check box if appropriate.)

Part III - Narrative

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

Trinity Capital Corporation (the "Company") was unable to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2014 within the prescribed time period. As discussed in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 13, 2012, April 23, 2013, December 27, 2013, and October 27, 2014 the Company determined the necessity of restating its financial statements for the year ended December 31, 2010 and December 31, 2011, the subsequently filed interim 2011 and 2012 Quarterly Reports, and that the previously filed financial statements for the years ended December 31, 2009, 2008, 2007 and 2006 should not be relied upon as correct statements of the Company's financial condition and results of operations for those periods.

The Company has not yet filed its financial statements for the quarters ended September 30, 2012, March 31, 2013, June 30, 2013, September 30, 2013, March 31, 2014 or June 30, 2014, or its financial statements for the years ended December 31, 2012 and December 31, 2013. The Company determined that such restatements will be necessary as a result of weaknesses in controls related to the timing of certain loan charge-offs, identification and impairment of certain loans and the required additional provisions for loan losses allocated to those loans. The Company is in the process of compiling the financial information for the restatements, and as such has not been able to complete its financial statements for the quarter ended September 30, 2014. The Company anticipates that it will file the necessary restatements and other financial statements as soon as practicable.

Part IV - Other Information

1. Name and telephone number of person to contact in regard to this notification

   Anne Kain	505	661-2275
   (Name)	(Area Code)	(Telephone Number)

2. Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?

   Yes

   No

   √

   If answer is no, identify report(s).

   The Company's Form 10-Qs for the quarters ended September 30, 2012, March 31, 2013, June 30, 2013, September 30, 2013, March 31, 2014, June 30, 2014 and September 30, 2014 and the Company's Form 10-Ks for the years ended December 31, 2012 and December 31, 2013, have not been filed due to the ongoing review of its financial statements.

3. Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

   Yes

   √

   No

   If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

   As the review of the financial statements for the years ended December 31, 2006 through December 31, 2011 and subsequently filed interim 2011 and 2012 Quarterly Reports is ongoing, the Company is not able to provide a reasonable estimate of the changes in the results of operations for that period at this time. The Company anticipates that it will file the necessary restatements and other financial statements as soon as practicable.