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Siguler Guff Small Business Credit Opportunities Fund, Inc – ‘N-54A’ on 7/1/15

On:  Wednesday, 7/1/15, at 4:10pm ET   ·   Accession #:  1140361-15-26254   ·   File #:  814-01157

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/01/15  Siguler Guff Small Business … Inc N-54A                  1:15K                                    Summit Fin’l Printing

Notice of Election by a Business Development Company   —   Form N-54A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-54A       Siguler Guff Small Business Credit Opportunities    HTML     10K 
                          Fund, Inc N-54A 7-1-2015                               


This is an HTML Document rendered as filed.  [ Alternative Formats ]




Securities and Exchange Commission
Washington, D.C. 20549

Form N-54A

NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55
THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940
FILED PURSUANT TO SECTION 54(a) OF THE ACT

The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisions of Section 54(a) of the Investment Company Act of 1940 (the “Act”), to be subject to the provisions of Sections 55 through 65 of the Act and, in connection with such notification of election, submits the following information:

Name:
Siguler Guff Small Business Credit Opportunities Fund, Inc.
(the “Company”)
 
Address of Principal Business Office:
825 Third Avenue, 10th Floor
 
Telephone Number:
(212) 332-5100
 
Name and address of agent for service of process:
Donald P. Spencer
Siguler Guff & Company
825 Third Avenue, 10th Floor
New York, NY 10022
 
The Company has filed a registration statement for a class of equity securities pursuant to Section 12 of the Securities Exchange Act of 1934. The Form 10 was filed on July 21, 2014.  The File No. is 000-55252.

The undersigned Company certifies that it is a closed-end company organized under the laws of Maryland and with its principal place of business in New York; that it will be operated for the purpose of making investments in securities and described in Section 55(a)(1) through (3) of the Act; and that it will make available significant managerial assistance with respect to issuers of such securities to the extent required by the Act.

Pursuant to the requirements of the Act, the undersigned has caused this notification of election to be subject to Sections 55 through 65 of the Investment Company Act of 1940 to be duly signed on its behalf in the city of New York and state of New York on the 1st day of July, 2015.

[SEAL]
 
Signature:
     
Siguler Guff Small Business Credit Opportunities Fund, Inc.
   
By:
     
Assistant Vice President
       
Attest:
   
     
 
Assistant Secretary
   

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-54A’ Filing    Date    Other Filings
Filed on:7/1/15
7/21/1410-12G
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Filing Submission 0001140361-15-026254   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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