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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/14/18 Wolverine Asset Management LLC SC 13G/A 1:141K Crailar Technologies Inc Broadridge Fin’l So… Inc Christopher L. Gust Robert R. Bellick Wolverine Holdings, L.P. Wolverine Trading Partners, Inc. |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment to Statement of Beneficial Ownership HTML 70K
1
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NAME OF REPORTING PERSON
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I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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Wolverine Asset Management, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Illinois
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.6%*
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12
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TYPE OF REPORTING PERSON
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IA
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1
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NAME OF REPORTING PERSON
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I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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Wolverine Holdings, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Illinois
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.6%*
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12
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TYPE OF REPORTING PERSON
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HC
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1
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NAME OF REPORTING PERSON
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I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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Wolverine Trading Partners, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Illinois
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.6%*
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12
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TYPE OF REPORTING PERSON
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CO/HC
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1
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NAME OF REPORTING PERSON
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I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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US Citizen
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
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1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
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||||
7
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SOLE DISPOSITIVE POWER
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||
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||||
8
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SHARED DISPOSITIVE POWER
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|
||
1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
|
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|
|||
|
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
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||
☐
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|
|||
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|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.6%*
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12
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TYPE OF REPORTING PERSON
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IN/HC
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1
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NAME OF REPORTING PERSON
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I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
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|
||
|
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|||
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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|
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US Citizen
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|
|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
|
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|
|||
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|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
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||
|
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|||
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|
||||
8
|
SHARED DISPOSITIVE POWER
|
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|
||
1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,450,001 shares of common stock
Warrants to purchase 2,500,000 shares of common stock
|
|
|
|||
|
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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|
|
||
5.6%*
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|
|||
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||||
12
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TYPE OF REPORTING PERSON
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IN/HC
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ITEM 3. |
IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:
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(d) |
☐ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(h) |
☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) |
☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(k) |
☐ Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution:
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
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Date: February 14, 2018
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Wolverine Asset Management, LLC
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/s/ Kenneth L. Nadel
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Signature
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Kenneth L. Nadel, Chief Operating Officer
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Name/Title
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Wolverine Holdings, L.P.
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Signature
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Christopher L. Gust, Managing Director
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Name/Title
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Wolverine Trading Partners, Inc.
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Signature
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Christopher L. Gust, Authorized Signatory
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Name/Title
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This ‘SC 13G/A’ Filing | Date | Other Filings | ||
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Filed on: | 2/14/18 | 13F-HR, SC 13G, SC 13G/A | ||
12/29/17 | ||||
8/12/15 | ||||
List all Filings |