SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/15/20 DTR LLC SC 13G/A 1:55K Canada Goose Holdings Inc. Broadridge Fin’l So… Inc |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment to Statement of Acquisition of HTML 42K Beneficial Ownership by a Passive Investor
Glen Eddie
Torkin Manes LLP
51 Yonge Street, Suite 1500
Toronto ON M5C 2W7
(416) 863-1188
|
Jonathan J. Russo
Pillsbury Winthrop Shaw Pittman LLP
31 West 52nd
(212) 858-1528
|
(Date of Event which Requires Filing of this Statement)
|
☐ |
Rule 13d-1(d)
|
CUSIP No. 135086106
|
13G
|
Page 2 of 6 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
DTR LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a) ☐
|
|||||
(b) ☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
20,130,334 (See Item 4)
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
Not Applicable
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
20,130,334 (See Item 4)
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
Not Applicable
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
20,130,334 (See Item 4)
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
18.3% (See Item 4)1
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO (Limited Liability Company)
|
|
|
|||
|
|
CUSIP No. 135086106
|
13G
|
Page 3 of 6 Pages
|
(a) |
Name of Person Filing:
|
(b) |
Address of the Principal Business Office or, if None, Residence:
|
(c) |
Citizenship:
|
(d) |
Title of Class of Securities:
|
(e) |
CUSIP Number:
|
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable.
|
(a)
|
☐
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
(b)
|
☐
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
(c)
|
☐
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
(d)
|
☐
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
(e)
|
☐
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
(f)
|
☐
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
CUSIP No. 135086106
|
13G
|
Page 4 of 6 Pages
|
(g)
|
☐
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
(h)
|
☐
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
(i)
|
☐
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
(j)
|
☐
|
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
|
(k)
|
☐
|
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
(c) |
Number of shares as to which the person has:
|
(i) |
Sole power to vote or to direct the vote: 20,130,334 Multiple Voting Shares of the Issuer
|
(ii) |
Shared power to vote or to direct the vote: Not Applicable
|
(iii) |
Sole power to dispose or to direct the disposition of: 20,130,334 Multiple Voting Shares of the Issuer
|
(iv) |
Shared power to dispose or to direct the disposition of: Not Applicable
|
CUSIP No. 135086106
|
13G
|
Page 5 of 6 Pages
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
|
Item 9. |
Notice of Dissolution of Group:
|
Item 10. |
Certifications:
|
CUSIP No. 135086106
|
13G
|
Page 6 of 6 Pages
|
6/15/20
|
|
Date
|
|
DTR LLC
|
|
/s/ Dani Reiss
|
|
Authorized Person
|
This ‘SC 13G/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 6/15/20 | |||
6/11/20 | ||||
3/29/20 | 20-F, 6-K | |||
3/6/17 | ||||
List all Filings |