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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/09/20 CST Trust Co F-X 3/09/20 1:23K Algonquin Power & Utilities Corp. Broadridge Fin’l So… Inc |
Document/Exhibit Description Pages Size 1: F-X Appointment of Agent for Service of Process by a HTML 22K Foreign Non-Financial Entity
Name of registrant:
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ALGONQUIN POWER & UTILITIES CORP.
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Form type:
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F-10
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File Number (if known):
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Filed by:
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ALGONQUIN POWER & UTILITIES CORP.
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Date Filed (if filed concurrently, so indicate):
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March 6, 2020 (filed concurrently)
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E. |
The Filer designates and appoints (Name of United States person serving as agent) American Stock Transfer & Trust Company, LLC (“Agent”)
located at (Address in full in the United States and telephone number) 48 Wall Street, 22nd Floor, New York, New York 10005, Attn: Legal Department, Telephone: +1 (212) 269-5550, as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in
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(b) |
any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of
its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns (i) any offering made or purported to be made in connection with the
securities registered or qualified by the Filer on Form (Name of form) F-10 on March 6, 2020 or any purchases or sales of any security in
connection therewith; (ii) the securities in relation to which the obligation to file an annual report on Form 40-F arises, or any purchases or sales of such securities; (iii) any tender offer for the securities of a Canadian issuer
with respect to which filings are made by the Filer with the Commission on Schedule 13E-4F, 14D-1F or 14D-9F; or (iv) the securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule 10a-5 under the
Trust Indenture Act of 1939. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be
effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.
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(a) |
the use of Form F-10, 40-F or Schedule 13E-4F, 14D-1F or 14D-9F stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or
unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the issuer of the securities to which such Forms and Schedules relate has ceased reporting under the Exchange Act;
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(b) |
the use of Form F-8, Form F-80 or Form CB stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service
on behalf of the Filer at any time until six years have elapsed following the effective date of the latest amendment to such Form F-8, Form F-80 or Form CB;
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(c) |
its status as trustee with respect to securities registered on Form F-7, F-8, F-10, F-80 stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the
Agent is unwilling or unable to accept service on behalf of the Filer at any time during which any of the securities subject to the indenture remain outstanding; and
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(d) |
the use of Form 1-A or other Commission form for an offering pursuant to Regulation A stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the
Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date of the last sale of securities in reliance upon the Regulation A exemption.
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G. |
Each person filing this Form, other than a trustee filing in accordance with General Instruction I. (a) of this Form, undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the
Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the Forms, Schedules and offering statements described in General Instructions I.(a), I.(b), I.(c), I.(d) and I.(f) of
this Form, as applicable; the securities to which such Forms, Schedules and offering statements relate; and the transactions in such securities.
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AST TRUST COMPANY (CANADA)
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By:
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/s/ Nelia Andrade | ||
Name:
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Nelia Andrade | ||
Title:
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Authorized Signatory / Signature Autorisé
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By: |
/s/ Marta Recinos |
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Name: |
Marta Recinos |
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Title: |
Authorized Signatory / Signature Autorisé |
By:
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/s/ Paul H. Kim |
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Name: Paul H. Kim | |
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Title: Assistant General Counsel
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Date: March 6, 2020
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This ‘F-X’ Filing | Date | Other Filings | ||
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Filed as of / Effective on: | 3/9/20 | F-X | ||
Filed on: | 3/6/20 | F-10, F-X | ||
List all Filings |