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Smith Clarence H – ‘4’ for 3/20/20 re: Haverty Furniture Companies Inc.

On:  Friday, 3/20/20, at 4:14pm ET   ·   For:  3/20/20   ·   Accession #:  1127602-20-11627   ·   File #:  1-14445

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/20/20  Smith Clarence H                  4                      1:13K  Haverty Furniture Companies Inc.  Restricted Stock Sy… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SMITH CLARENCE H
(Last)(First)(Middle)
780 JOHNSON FERRY RD.
SUITE 800
(Street)
ATLANTAGA30342-
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
HAVERTY FURNITURE COMPANIES INC [ HVT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
XOfficer (give title below) Other (specify below)
Chairman, President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
3/20/20
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 3/20/20 P 2,000A$11.6627,638D
Common Stock 7,850IBy Georgia Limited Partnership
Common Stock 29,689IBy Spouse
Class A Common Stock 112,036D
Class A Common Stock 1,950IBy Spouse
Class A Common Stock 603,497IBy Villa Clare, LP
Class A Common Stock 603,497IBy West Wesley, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
PRSUs 2019 (1) (1) (1)Common Stock8,477 8,477D
PRSUs 2018 (2) (2) (2)Common Stock14,352 14,352D
RSUs 2020 (3) (3) (3)Common Stock8,000 8,000D
RSUs 2019 (4) (4) (4)Common Stock2,900 2,900D
RSUs 2018 (5) (5) (5)Common Stock1,935 1,935D
Phantom Stock$0 (6) (6)Common Stock4,481 4,481D
Explanation of Responses:
(1)  Performance Restricted Stock Units ("PRSUs") award granted 1/31/19. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.
(2)  Performance Restricted Stock Units ("PRSUs") award granted 1/30/18 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2018. This amount represents the number of performance units earned for fiscal year 2018, which were certified by the Nominating, Compensation and Governance Committee. The performance units vest on February 28, 2021.
(3)  Restricted Stock Units granted 1/23/20 and vest ratably over 3 years beginning 5/8/21. Each RSU is equivalent to one share of common stock upon vesting.
(4)  Restricted Stock Units ("RSUs") award granted 1/31/19 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/20. Each RSU is equivalent to one share of common stock upon vesting.
(5)  Restricted Stock Units ("RSUs") award granted 1/30/18 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/19. Each RSU is equivalent to one share of common stock upon vesting.
(6)  Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.
Jenny H. Parker, Attorney-in-Fact 3/20/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    P    Open market or private purchase of non-derivative or derivative security.

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Filing Submission 0001127602-20-011627   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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