SEC Info - Sweetnam James E - ‘4/A’ for 6/28/19 re: SunCoke Energy, Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

SWEETNAM JAMES E

(Last)

(First)

(Middle)

1011 WARRENVILLE ROAD

SUITE 600

(Street)

LISLE

60532

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
6/28/19

4. If Amendment, Date of Original Filed (Month/Day/Year)
7/2/19

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	6/28/19		A		21,394 ⁽¹⁾	A	⁽²⁾	21,394	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

(1) This amended Form 4 is being filed for the sole purpose of correcting the previously reported number of shares of SunCoke Energy, Inc. common stock received in exchange for certain common units representing limited partnership interests in SunCoke Energy Partners, L.P.

(2) Shares of issuer common stock received in exchange for 14,900 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.

	/s/ Rita M. Slager, attorney-in-fact	1/23/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
A	Grant, award or other acquisition pursuant to Rule 16b-3(d).

Sweetnam James E – ‘4/A’ for 6/28/19 re: SunCoke Energy, Inc.

On: Thursday, 1/23/20, at 7:20pm ET · For: 6/28/19 · Accession #: 1127602-20-2311 · File #: 1-35243

Previous ‘4’: ‘4/A’ on 1/23/20 for 11/19/19 · Next: ‘4’ on 3/26/20 for 3/25/20 · Latest: ‘4’ on 6/2/23 for 6/1/23

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

Sweetnam James E – ‘4/A’ for 6/28/19 re: SunCoke Energy, Inc.

On: Thursday, 1/23/20, at 7:20pm ET · For: 6/28/19 · Accession #: 1127602-20-2311 · File #: 1-35243

Previous ‘4’: ‘4/A’ on 1/23/20 for 11/19/19 · Next: ‘4’ on 3/26/20 for 3/25/20 · Latest: ‘4’ on 6/2/23 for 6/1/23

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents