Bard Associates Inc – ‘SC 13G/A’ on 2/12/20 re: Toughbuilt Industries, Inc

On:  Wednesday, 2/12/20, at 4:23pm ET   ·   Accession #:  1105907-20-12   ·   File #:  5-90770

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Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Toughbuilt, Inc.                                       6±    14K 

Document Table of Contents

________________________________________                                        

           UNITED STATES
            SECURITIES AND EXCHANGE COMMISSION
      Washington, D.C. 20549

            SCHEDULE 13G

         Under the Securities Exchange Act of 1934
(Amendment No. ___________)*    

ToughBuilt, Inc.  
________________________________________        
(Name of Issuer)                

Common Stock, Warrants          
________________________________________        
(Title of Class of Securities)  

89157G306       
________________________________________        
(CUSIP Number)  

 December 31, 2019
________________________________________        
(Date of Event Which Requires Filing of this Statement)         

Check the appropriate box to designate the rule pursuant to which this          
Schedule is filed:                                                              

[ x]    Rule 13d-1(b)                                                           

[   ]   Rule 13d-1(c)                                                           

[   ]   Rule 13d-1(d)                                                           

*The remainder of this cover page shall be filled out for a reporting person's  
initial filing on this form with respect to the subject class of securities,    
and for any subsequent amendment containing information which would alter the   
disclosures provided in a prior cover page.                                     

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the     
Act but shall be subject to all other provisions of the Act (however,           
see the Notes).                                                                 

CUSIP No.89157G306                                                              
________________________________________                        

-----------------------------------------------------------------------------   

1.      Names of Reporting Persons.                                             
I.R.S. Identification Nos. of above persons (entities only).                    

Bard Associates, Inc.                               36-3452497                  

------------------------------------------------------------------------------  

2.      Check the Appropriate Box if a Member of a Group (See Instructions)     

(a) /  /                                        
(b) /  /                                        

--------------------------------------------------------------------------------

3.      SEC Use Only                                                            

--------------------------------------------------------------------------------
4.      Citizenship or Place of Organization                                    

Illinois                                                        

--------------------------------------------------------------------------------

Number of       5.      Sole Voting Power                                       
Shares                                                                          
Beneficially            60,000                                                  
Owned by                ---------------------------------------------           
Each Reporting  6.      Shared Voting Power                                     
Person with                                                                     
0                               
             ---------------------------------------------
7.      Sole Dispositive Power                  

1,012,900                       
             ---------------------------------------------
8.      Shared Dispositive Power                

0                               
             ---------------------------------------------

----------------------------------------------------------------------------    

9.      Aggregate Amount Beneficially Owned by Each Reporting Person            

----------------------------------------------------------------------------    

10.     Check if the Aggregate Amount in Row (9) Excludes Certain Shares        
(See Instructions)  /   /                                       

-----------------------------------------------------------------------------   

11.     Percent of Class Represented by Amount in Row (9)                       

3.4%                                                                            

-----------------------------------------------------------------------------   

12.     Type of Reporting Person (See Instructions)                             

IA                                                                              

-----------------------------------------------------------------------------   
ITEM 1.                                                                         
(a)     Name of Issuer                                          

ToughBuilt                                      
-----------------------------------------------------------------------------   

(b)     Address of Issuer's Principal Executive Offices         

655 North Central Avenue                        
Suite 1727                                      
Glendale, CA  91203                             

------------------------------------------------------------------------------  
ITEM 2.                                                                         

(a)     Name of Person Filing                                   

Bard Associates, Inc.                           
-----------------------------------------------------------------------------   

   (b)     Address of Principal Business Office or, if none, Residence

135 South LaSalle Street, Suite 3700            
Chicago, IL  60603                              

-----------------------------------------------------------------------------   

(c)     Citizenship                                             

United States                                   
-----------------------------------------------------------------------------   

(d)     Title of Class of Securities                            

Common Stock, Warrants                          
------------------------------------------------------------------------------  

(e)     CUSIP Number                                            

89157G306                                       
------------------------------------------------------------------------------  

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS                         
240.13d-1(b) or 240.13d-2(b) or (c), CHECK WHETHER THE          
PERSON FILING IS A:                                             

               (a)     /     / Broker or dealer registered under section 15 of
The Act (15 U.S.C. 78o).        

            (b)     /    / Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).                

               (c)     /    / Insurance company as defined in section 3(a)(19)
Of the Act (15. U.S.C. 78c).    

              (d)     /   / Investment company registered under section 8 of
                     The Investment Company Act of 1940 (15 U.S.C. 80a-8).

              (e)     / x / An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);         

           (f)     /   / An employee benefit plan or endowment fund in
               accordance with Section 240.13d-1(b)(1)(ii)(F);

           (g)     /   / A parent holding company or control person in
                  accordance with Section 240.13d-1(b)(1)(1)(ii)(G);

                (h)     /  / A savings association as defined in Section 3(b) of
                   the Federal Deposit Insurance Act (12 U.S.C. 1813);

                (i)     /   / A church plan that is excluded from the definition
                        of an Investment company under section 3(c)(14) of the
                    Investment Company Act of 1940 (15. U.S.C. 80a-3);

(j)     /   / Group, in accordance with Section 
240.13d-1(b)(1)(ii)(J).         

-------------------------------------------------------                         

ITEM 4. OWNERSHIP                                                               

    The amount beneficially owned set forth in Item 4(a) is comprised of
832,750 shares plus 180,150 warrants held by Bard               

       The information reported below in the Item 4 is as of December 31,2019.
The percentage set forth in Item 4(b) is calculated based on the
     29,92,923 shares of the Issuer's Common Stock outstanding as reported
 in the Issuer's 10Q as of September 30, 2019 and filed 11/14/2019
plus the warrants held by Bard as described above.              

(a)     Amount beneficially owned:              

1,012,900                                       

(b)     Percent of Class                        

3.4%                                            

    (c)     Number of shares as to which the person has:

                (i)     Sole power to vote or to direct the vote

60,000                          
                     -----------------------------------------------------
                  (ii)    Shared power to vote or to direct the vote

0                               
                      ------------------------------------------------------
                     (iii) Sole power to dispose or to direct the disposition of

1,012,900                       
                       -------------------------------------------------------
                    (iv) Shared power to dispose or to direct the disposition of

0                               
                       ---------------------------------------------------------

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS                            

If this statement is being filed to report the fact that as of the date hereof  
The reporting person has ceased to be the beneficial owner of more than five    
Percent of the class of securities, check the following   / x  /.               

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF                        
ANOTHER PERSON                                  

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY                     
WHICH ACQUIRED THE SECURITY BEING REPORTED ON                   
BY THE PARENT HOLDING COMPANY OR CONTROL PERSON                 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE                     
GROUP                                                           

ITEM 9. NOTICE OF DISSOLUTION OF GROUP                                          

ITEM 10.CERTIFICATION                                                           

By signing below I certify that, to the best of my knowledge and belief,        
the securities referred to above were acquired and are held in the ordinary     
course of business and were not acquired and are not held for the purpose of    
or with the effect of changing or influencing the control of the issuer of      
the securities and were not acquired and are not held in connection with        
or as a participant in any transaction having that purpose or effect.           

         SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief,            
I certify that the information set forth in this statement is true,             
complete and correct.                                                           

         2/12/2020
                            --------------------------------------------
    Date

      /s/ Timothy B. Johnson
                              ----------------------------------------------
         Signature

             Timothy B. Johnson/ President
                           -----------------------------------------------------
          Name/Title

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing		Date		Other Filings
Filed on:		2/12/20		SC 13G/A
		12/31/19		SC 13G
		9/30/19		10-Q,  13F-HR,  NT 10-Q
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