SEC Info - Farmer Brothers Co - ‘10-Q’ for 9/30/13

SEC Info℠

Home

Help

Please Sign In

Farmer Brothers Co – ‘10-Q’ for 9/30/13 – ‘EX-31.1’

On: Thursday, 11/7/13, at 5:14pm ET · For: 9/30/13 · Accession #: 34563-13-52 · File #: 1-34249

  As Of               Filer                 Filing    For·On·As Docs:Size

11/07/13  Farmer Brothers Co                10-Q        9/30/13   67:7.5M

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    439K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     27K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     27K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     23K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     23K 
66: R1          Document and Entity Information                     HTML     41K 
44: R2          Consolidated Balance Sheets                         HTML    183K 
41: R3          Consolidated Balance Sheets (Parenthetical)         HTML     45K 
14: R4          Consolidated Statements of Operations               HTML     88K 
43: R5          Consolidated Statements of Comprehensive Income     HTML     43K 
29: R6          Consolidated Statements of Cash Flows               HTML    128K 
57: R7          Summary of Significant Accounting Policies          HTML     60K 
30: R8          Derivative Financial Instruments (Notes)            HTML    153K 
32: R9          Investments                                         HTML     49K 
15: R10         Fair Value Measurements (Notes)                     HTML     90K 
31: R11         Restricted Cash (Notes)                             HTML     27K 
56: R12         Accounts and Notes Receivable, net                  HTML     35K 
52: R13         Inventories                                         HTML     56K 
42: R14         Employee Benefit Plans                              HTML     79K 
63: R15         Bank Loan                                           HTML     41K 
55: R16         Share-Based Compensation                            HTML     87K 
12: R17         Income Taxes                                        HTML     53K 
17: R18         Earnings (Loss) Per Share                           HTML     44K 
62: R19         Summary of Significant Accounting Policies          HTML     88K 
                (Policies)                                                       
65: R20         Income Taxes Classification of Interest and         HTML     28K 
                Penalties (Policies)                                             
67: R21         Derivative Financial Instruments (Tables)           HTML    141K 
64: R22         Investments (Tables)                                HTML     43K 
47: R23         Fair Value Measurements (Tables)                    HTML     77K 
16: R24         Accounts and Notes Receivable, net (Tables)         HTML     32K 
28: R25         Inventories (Tables)                                HTML     50K 
21: R26         Employee Benefit Plans (Tables)                     HTML     62K 
20: R27         Share-Based Compensation (Tables)                   HTML     71K 
34: R28         Income Taxes (Tables)                               HTML     49K 
46: R29         Earnings (Loss) Per Share (Tables)                  HTML     41K 
53: R30         Summary of Significant Accounting Policies          HTML     44K 
                (Details)                                                        
26: R31         Derivative Financial Instruments - Narrative        HTML     50K 
                (Details)                                                        
35: R32         Derivative Financial Instruments - Fair Value of    HTML     34K 
                Derivative Instruments on the Consolidated Balance               
                Sheets (Details)                                                 
61: R33         Derivative Financial Instruments - Pretax Effect    HTML     33K 
                of Derivative Instruments on Earnings and OCI                    
                (Details)                                                        
23: R34         Derivative Financial Instruments - Net Realized     HTML     38K 
                and Unrealized Gains and Losses Recorded in                      
                "Other, net" (Details)                                           
50: R35         Derivative Financial Instruments - Schedule of      HTML     51K 
                Offsetting Derivative Assets and Liabilities                     
                (Details)                                                        
51: R36         Investments - Narrative (Details)                   HTML     26K 
36: R37         Investments - Gross Unrealized Losses (Details)     HTML     28K 
19: R38         Fair Value Measurements - Assets and Liabilities    HTML     59K 
                Measured and Recorded at Fair Value on a Recurring               
                Basis (Details)                                                  
49: R39         Restricted Cash (Details)                           HTML     23K 
24: R40         Accounts and Notes Receivable, net - Schedule of    HTML     30K 
                Accounts Receivable (Details)                                    
33: R41         Inventories - Narrative (Details)                   HTML     23K 
54: R42         Inventories - Schedule of Inventory (Details)       HTML     34K 
27: R43         Employee Benefit Plans - Narrative (Details)        HTML     52K 
48: R44         Employee Benefit Plans - Components of Net          HTML     64K 
                Periodic Benefit Cost and Amounts Recognized in                  
                Other Comprehensive Income (Details)                             
40: R45         Bank Loan (Details)                                 HTML     77K 
22: R46         Share-Based Compensation - Narrative (Details)      HTML     57K 
60: R47         Share-Based Compensation - Stock Option Activity    HTML    103K 
                (Details)                                                        
18: R48         Share-Based Compensation - Restricted Stock         HTML     74K 
                Activity (Details)                                               
25: R49         Income Taxes - Narrative (Details)                  HTML     26K 
39: R50         Income Taxes - Summary of Income Tax Expense        HTML     40K 
                Recorded (Details)                                               
45: R51         Income Taxes - Unrecognized Tax Benefits (Details)  HTML     27K 
58: R52         Earnings (Loss) Per Share (Details)                 HTML     57K 
38: XML         IDEA XML File -- Filing Summary                      XML     98K 
13: EXCEL       IDEA Workbook of Financial Reports                  XLSX    159K 
37: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   1.13M 
 6: EX-101.INS  XBRL Instance -- farm-20130930                       XML   1.58M 
 8: EX-101.CAL  XBRL Calculations -- farm-20130930_cal               XML    191K 
 9: EX-101.DEF  XBRL Definitions -- farm-20130930_def                XML    383K 
10: EX-101.LAB  XBRL Labels -- farm-20130930_lab                     XML   1.33M 
11: EX-101.PRE  XBRL Presentations -- farm-20130930_pre              XML    693K 
 7: EX-101.SCH  XBRL Schema -- farm-20130930                         XSD    139K 
59: ZIP         XBRL Zipped Folder -- 0000034563-13-000052-xbrl      Zip    181K

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

<! C: C:

FARM-EX311_2013930-Q1

Exhibit 31.1

Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

I, Michael H. Keown, certify that:

1.I have reviewed this Quarterly Report on Form 10-Q of Farmer Bros. Co.;

2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4.The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:


(a)	Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;


(b)	Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;


(c)	Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and


(d)	Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):


(a)	All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and


(b)	Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Date: November 7, 2013



	/s/ *Michael H. Keown*
	Michael H. Keown
	President and Chief Executive Officer
	(Principal Executive Officer)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-Q’ Filing	Date	Other Filings

Filed on:	11/7/13	8-K
For Period end:	9/30/13	8-K
		List all Filings

↑Top

Filing Submission 0000034563-13-000052 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)