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Alliancebernstein L.P. – ‘8-K’ for 7/6/20

On:  Monday, 7/6/20, at 4:43pm ET   ·   For:  7/6/20   ·   Accession #:  1109448-20-44   ·   File #:  0-29961

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  As Of               Filer                 Filing    For·On·As Docs:Size

 7/06/20  Alliancebernstein L.P.            8-K:5       7/06/20   12:167K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         8-K Alliancebernstein L.P.                          HTML     31K 
 8: R1          Cover Page                                          HTML     42K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- ablp76208k_htm                      XML     14K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- ab-20200706_cal                 XML      6K 
 4: EX-101.DEF  XBRL Definitions -- ab-20200706_def                  XML      8K 
 5: EX-101.LAB  XBRL Labels -- ab-20200706_lab                       XML     58K 
 6: EX-101.PRE  XBRL Presentations -- ab-20200706_pre                XML     32K 
 2: EX-101.SCH  XBRL Schema -- ab-20200706                           XSD     15K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    17K 
12: ZIP         XBRL Zipped Folder -- 0001109448-20-000044-xbrl      Zip     13K

‘8-K’   —   8-K Alliancebernstein L.P.

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:   C:   C: 
  Document  
 i false i 0001109448 0001109448 2020-07-06 2020-07-06


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i July 6, 2020 (July 1, 2020)


 i ALLIANCEBERNSTEIN L.P.
(Exact name of registrant as specified in its charter)

 i Delaware
 i 000-29961
 i 13-4064930
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)

 i 1345 Avenue of the Americas,  i New York,  i NY   i 10105
(Address of principal executive offices)
(Zip Code)
( i 212)  i 969-1000
(Registrant’s telephone number, including area code)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company     i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Securities registered pursuant to Section 12(g) of the Act:
Title of Each Class
 
Trading Symbol
 
Name of Each Exchange on Which Registered
Units of limited partnership interest in AllianceBernstein L.P.
 
None
 
None

















































Item 5.02.    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b)(c)
As previously disclosed in a Form 8-K filed on June 5, 2019, on May 31, 2019, James A. Gingrich, then Chief Operating Officer of AllianceBernstein Corporation (the “Corporation”), general partner of AllianceBernstein L.P. (“ABLP”) and AllianceBernstein Holding L.P. (together with ABLP and the Corporation, “AB”), entered into an agreement with AB (the “Agreement”) pursuant to which Mr. Gingrich will retire from AB no earlier than December 31, 2020 and no later than December 31, 2022.

As previously disclosed in a Form 8-K filed on January 13, 2020, on January 8, 2020, it was determined that:

(i)
Mr. Gingrich’s retirement date shall be December 31, 2020; and
(ii)
Kate C. Burke, Chief Administrative Officer of AB, will assume the role of Chief Operating Officer, effective as of July 1, 2020.

On July 1, 2020, Ms. Burke assumed the role of Chief Operating Officer of AB, and Mr. Gingrich transitioned to a role of senior advisor until his retirement on December 31, 2020.


 


















SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
 
ALLIANCEBERNSTEIN L.P.
Dated: July 6, 2020
 
By:


/s/ David Lesser
 
 
 
David Lesser
Corporate Secretary
  
 






Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/22
12/31/20
Filed on / For Period end:7/6/20
7/1/20
1/13/203,  8-K
1/8/20
6/5/198-K
5/31/19
 List all Filings 
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Filing Submission 0001109448-20-000044   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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