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Knightscope, Inc. – ‘1-U’ for 11/22/19

On:  Friday, 11/22/19, at 4:14pm ET   ·   For:  11/22/19   ·   Accession #:  1104659-19-66647

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/22/19  Knightscope, Inc.                 1-U:7      11/22/19    1:11K                                    Toppan Merrill/FA

Current Report — Reg. A   —   Form 1-U
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-U         Current Report -- Reg. A                            HTML      9K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________________

 

FORM 1-U

 

Current Report Pursuant to Regulation A

 

Date of Report: November 22, 2019

(Date of earliest event reported)

 

Knightscope, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   32-0487554
(State or other incorporation)    (I.R.S. Employer Identification No.)

 

1070 Terra Bella Avenue

Mountain View, CA 94043

(Full mailing address of principal executive offices)

 

(650) 924-1025

(Issuer’s telephone number, including area code)

 

Series m Preferred Stock

Series S Preferred Stock

(Title of each class of securities issued pursuant to Regulation A)

 

 

 C: 

 

 

 

Item 7. Departure of Certain Officers

 

Marina Hardof has resigned as Chief Financial Officer of Knightscope, Inc. (the “Company”) as of November 22, 2019. The Company has not replaced Mrs. Hardof as of the date of this report. William Santana Li will assume the responsibilities of the Company’s principal financial officer and principal accounting officer until a replacement is found.

 

 

 C: 
  C: 2 

 

 

SIGNATURE

 

Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  KNIGHTSCOPE, INC.  
     
Date: November 22, 2019 By: /s/ William Santana Li  
  William Santana Li  
  President and Chief Executive Officer  

 

 

 

 C: 
 3 


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Filing Submission 0001104659-19-066647   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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