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Lehman Brothers Holdings Inc. Plan Trust – ‘10-K’ for 11/30/07 – EX-31.01

On:  Tuesday, 1/29/08, at 4:44pm ET   ·   For:  11/30/07   ·   Accession #:  1104659-8-5476   ·   File #:  1-09466

Previous ‘10-K’:  ‘10-K’ on 2/13/07 for 11/30/06   ·   Latest ‘10-K’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/29/08  Lehman Brothers Holdings Inc … Tr 10-K       11/30/07   20:7.1M                                   Merrill Corp-MD/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.93M 
 2: EX-10.11    Material Contract                                   HTML     98K 
 3: EX-10.14    Material Contract                                   HTML    122K 
 4: EX-10.15    Material Contract                                   HTML     63K 
 5: EX-10.16    Material Contract                                   HTML     38K 
 6: EX-10.17    Material Contract                                   HTML     31K 
 7: EX-10.19    Material Contract                                   HTML     59K 
 8: EX-10.20    Material Contract                                   HTML     22K 
 9: EX-10.21    Material Contract                                   HTML     27K 
10: EX-10.28    Material Contract                                   HTML     21K 
11: EX-10.29    Material Contract                                   HTML     25K 
12: EX-10.30    Material Contract                                   HTML     16K 
13: EX-12.01    Statement re: Computation of Ratios                 HTML     35K 
14: EX-21.01    Subsidiaries of the Registrant                      HTML    158K 
15: EX-23.01    Consent of Experts or Counsel                       HTML     32K 
16: EX-24.01    Power of Attorney                                   HTML     32K 
17: EX-31.01    Certification per Sarbanes-Oxley Act (Section 302)  HTML     17K 
18: EX-31.02    Certification per Sarbanes-Oxley Act (Section 302)  HTML     18K 
19: EX-32.01    Certification per Sarbanes-Oxley Act (Section 906)  HTML     12K 
20: EX-32.02    Certification per Sarbanes-Oxley Act (Section 906)  HTML     12K 


EX-31.01   —   Certification per Sarbanes-Oxley Act (Section 302)


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



EXHIBIT 31.01

 

CERTIFICATION

 

I, Richard S. Fuld, Jr., certify that:

 

1.     I have reviewed this annual report on Form 10-K of Lehman Brothers Holdings Inc.;

 

2.     Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.     Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

 

4.     The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

 

(a)   Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)   Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c)   Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

 

(d)   Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting;

 

5.    The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

(a)   All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

 

(b)   Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date:       January 29, 2008

 

 

 

/s/ Richard S. Fuld, Jr.

 

 

Richard S. Fuld, Jr.

 

Chairman and Chief Executive Officer

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:1/29/08424B2,  8-K,  FWP
For Period End:11/30/074,  424B2,  5,  8-K,  FWP
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Filing Submission 0001104659-08-005476   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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