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Yamana Gold Inc. – ‘F-X’ on 10/7/14 re: Yamana Gold Inc.

On:  Tuesday, 10/7/14, at 9:45pm ET   ·   As of:  10/8/14   ·   Effective:  10/8/14   ·   Accession #:  1104659-14-70573   ·   File #:  333-199203

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/08/14  Yamana Gold Inc.                  F-X        10/08/14    1:41K  Yamana Gold Inc.                  Merrill Corp-MD/FA

Appointment of Agent for Service of Process by a Foreign Non-Financial Entity   —   Form F-X
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: F-X         Appointment of Agent for Service of Process by a    HTML     31K 
                          Foreign Non-Financial Entity                           


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM F-X

 

APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING

 

A.

Name of issuer or person filing ( “Filer”):  Yamana Gold Inc.

 

 

 

B.

(1)

This is [check one]

 

 

 

 

 

 

x

an original filing for the Filer

 

 

 

 

 

 

o

an amended filing for the Filer

 

 

 

 

 

 

2)

Check the following box if you are filing the Form F-X in paper in accordance with Regulation S-T Rule 101(b)(9)  o

 

 

 

C.

Identify the filing in conjunction with which this Form is being filed:

 

 

 

 

Name of registrant:

Yamana Gold Inc.

 

 

 

 

Form type:

Form F-10

 

 

 

 

File Number (if known):

333-199203

 

 

 

 

Filed by:

Yamana Gold Inc.

 

 

 

 

Date Filed (if filed concurrently, so indicate):

October 7, 2014

(concurrently with Form F-10)

 

 

 

D.

The Filer is incorporated or organized under the laws of CANADA

 

 

 

and has its principal place of business at

 

 

 

 

 

Royal Bank Plaza, North Tower

200 Bay Street, Suite 2200

Toronto, Ontario

Canada M5J 2J3

(416) 815-0220

 

 

 

E.

The Filer designates and appoints Meridian Gold Company (“Agent”), located at:

 

 

 

 

 

4635 Longley Lane

Unit 110-4A

Reno, Nevada 89502

(775) 850-3700

 

as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in

 

(a)                                 any investigation or administrative proceeding conducted by the Commission; and

 

(b)                                 any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States, or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns (i) any offering made or purported to be made in connection with the securities registered or qualified by the Filer on Form F-10 on October 7, 2014 or any purchases or sales of any security in connection therewith; (ii) the securities in relation to which the obligation to file an annual report on Form 40-F arises, or any purchases or sales of such securities; (iii) any tender offer for the securities of a Canadian issuer with respect to which filings are made by the Filer with the Commission on Schedule 13E-4F, 14D-1F or 14D-9F; or (iv) the securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule 10a-5 under the Trust Indenture Act of 1939. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.

 

F.             The Filer stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the Filer has ceased reporting under the Securities Exchange Act of 1934.  The Filer further undertakes to advise the Commission promptly of any change to the Agent’s name or address during the applicable period by amendment of this Form, referencing the file number of the relevant form in conjunction with which the amendment is being filed.

 

G.            The Filer undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to the Form F-10, the securities to which the Form F-10 relates, and the transactions in such securities.

 

 

 



 

The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Toronto, Province of Ontario, Country of Canada, on this 6 day of October, 2014.

 

 

YAMANA GOLD INC.

 

 

 

 

 

By:

/s/ Charles Bruce Main

 

 

Name:

Charles Bruce Main

 

 

Title:

Executive Vice President, Finance and Chief Financial Officer

 

2



 

This statement has been signed by the following persons in the capacity and on the dates indicated.

 

 

 

Meridian Gold Company
As Agent for Service of Process for
Yamana Gold Inc.

 

 

 

 

 

By:

/s/ Darcy Marud

 

 

Name: Darcy Marud

 

 

Title: Director

 

 

 

 

 

Date:   October 6, 2014

 

3



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘F-X’ Filing    Date    Other Filings
Filed as of / Effective on:10/8/14F-10
Filed on:10/7/14
10/6/146-K
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Filing Submission 0001104659-14-070573   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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