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SIG China Investments One, Ltd., et al. – ‘SC 13G/A’ on 2/10/17 re: Bona Film Group Ltd

On:  Friday, 2/10/17, at 10:04am ET   ·   Accession #:  1104659-17-8025   ·   File #:  5-85987

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/12/16   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/10/17  SIG China Investments One, Ltd.   SC 13G/A               1:81K  Bona Film Group Ltd               Merrill Corp-MD/FA
          SIG Asia Investment, LLLP

Amendment to Statement of Beneficial Ownership   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership      HTML     53K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Rule 13d—102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND

AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2.

(Amendment No. 5)*

 

Bona Film Group Limited

(Name of Issuer)

Ordinary Shares, par value US$0.0005 per share

(Title of Class of Securities)

09777B107

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 09777B107

 

 

1.

Names of Reporting Persons
SIG China Investments One, Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power *
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power *
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


* SIG Asia Investment, LLLP is the investment manager to SIG China Investments One, Ltd. and as such may exercise voting and dispositive power over shares directly owned by SIG China Investments One, Ltd.

 

2



 

CUSIP No. 09777B107

 

 

1.

Names of Reporting Persons
SIG Asia Investment, LLLP

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power *
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power *
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


* SIG Asia Investment, LLLP is the investment manager to SIG China Investments One, Ltd. and as such may exercise voting and dispositive power over shares directly owned by SIG China Investments One, Ltd.

 

3



 

CUSIP No. 09777B107

 

Item 1.

 

(a)

Name of Issuer
Bona Film Group Limited (the “Company”)

 

(b)

Address of Issuer’s Principal Executive Offices
18/F, Tower A, U-town Office Building,
No. 1 San Feng Bei Li, Chaoyang District
Beijing 100020, People’s Republic of China

 

Item 2.

 

(a)

Name of Person Filing
(i) SIG China Investments One, Ltd.

(ii) SIG Asia Investment, LLLP

 

(b)

Address of Principal Business Office or, if none, Residence
The address of the principal business office of SIG China Investments One, Ltd. is:

P.O. Box 309GT, Ugland House

South Church Street, George Town

Grand Cayman, Cayman Islands

British West Indies

 

The address of the principal business office of SIG Asia Investment, LLLP is:

One Commerce Center

1201 N. Orange Street, Suite 715

Wilmington DE 19801

 

(c)

Citizenship
Citizenship is set forth in Row 4 of the cover page for each Reporting Person and is incorporated herein by reference for each Reporting Person

 

(d)

Title of Class of Securities
Ordinary Shares, par value US$0.0005 per share

 

(e)

CUSIP Number
09777B107

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

 

(k)

o

Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§ 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

4



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

The information required by Items 4(a) — (c) is set forth in Rows 5 — 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person. The Company filed a certification and notice of termination of registration on Form 15 on April 18, 2016.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable

 

Item 9.

Notice of Dissolution of Group

Not Applicable

 

5



 

Item 10.

Certification

Not Applicable

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated:  February 10, 2017

 

SIG China Investments One, Ltd.

By:

SIG Asia Investment, LLLP,

 

pursuant to a Limited Power of Attorney, a copy of which was previously filed.

 

 

By:

/s/ Brian Sullivan

 

Name:

Brian Sullivan

 

Title:

Treasurer

 

 

 

 

 

 

 

SIG Asia Investment, LLLP

 

 

 

By:

/s/ Brian Sullivan

 

Name:

Brian Sullivan

 

Title:

Treasurer

 

 

6



 

Exhibits:

 

Exhibit I:  Joint Filing Agreement*

Exhibit II:  Limited Power of Attorney*

 


*Previously filed.

 

7



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/10/17
12/31/16
4/18/1615-12B
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