SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

O-I Glass, Inc./DE – ‘S-8’ on 10/29/20

On:  Thursday, 10/29/20, at 4:26pm ET   ·   Effective:  10/29/20   ·   Accession #:  1104659-20-119539   ·   File #:  333-249727

Previous ‘S-8’:  ‘S-8’ on 2/21/20   ·   Next:  ‘S-8’ on 11/3/22   ·   Latest:  ‘S-8’ on 8/3/23   ·   14 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/29/20  O-I Glass, Inc./DE                S-8        10/29/20    4:91K                                    Toppan Merrill/FA

Registration Statement – Securities for an Employee Benefit Plan   —   Form S-8   —   SA’33
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-8         Registration Statement - Securities for an          HTML     47K 
                Employee Benefit Plan                                            
 2: EX-5.1      Opinion of Counsel re: Legality                     HTML     12K 
 3: EX-5.2      Opinion of Counsel re: Legality                     HTML     12K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML      6K 


‘S-8’   —   Registration Statement – Securities for an Employee Benefit Plan
Document Table of Contents

Page (sequential)   (alphabetic) Top
 
11st Page  –  Filing Submission
"24.1
"Power of Attorney (included on the signature page of this Registration Statement)

This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

As filed with the Securities and Exchange Commission on October 29, 2020

 Registration No. 333-                         

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

 

 

FORM S-8

REGISTRATION STATEMENT

 

UNDER

THE SECURITIES ACT OF 1933 

 

 

 

O-I GLASS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   22-2781933
(State or other jurisdiction of incorporation or
organization)
  (I.R.S. Employer Identification No.)

 

One Michael Owens Way
Perrysburg, Ohio 43551-2999

(Address of Principal Executive Offices) (Zip Code)

 

SEVENTH AMENDED AND RESTATED OWENS-ILLINOIS, INC. LONG-TERM SAVINGS PLAN

EIGHTH AMENDED AND RESTATED OWENS-ILLINOIS, INC. STOCK PURCHASE AND SAVINGS PROGRAM

(Full title of the plan)

 

Darrow A. Abrahams   Copy to:
Senior Vice President, General   Julia A. Thompson
Counsel and Corporate Secretary   Latham & Watkins LLP
O-I Glass, Inc.   555 11th Street, NW
One Michael Owens Way   Suite 1000
Perrysburg, Ohio 43551-2999   Washington, DC 20004
(567) 336-5000   (202) 637-2200

 

(Name and address of agent for service)

(Telephone number, including area code, of agent for service)

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer    x   Accelerated filer                             ¨
Non-accelerated filer      ¨   Smaller reporting company            ¨
     Emerging growth company           ¨   

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

 

CALCULATION OF REGISTRATION FEE

 

Title of Securities to be Registered   Amount of
Shares
to be
Registered (1)
  Proposed
Maximum
Offering
Price
Per Share (2)
  Proposed Maximum
Aggregate
Offering
Price (2)
  Amount of
Registration
Fee
 
Common stock, $0.01 par value per share, of O-I Glass, Inc.   7,000,000   $ 10.62   $        74,340,000.00   $ 8,110.50  

 

 

 

(1)          This Registration Statement registers 7,000,000 additional shares of common stock, $0.01 par value per share (the “Common Stock”), of O-I Glass, Inc., a Delaware corporation (the “Company” or the “Registrant”), to be issued pursuant to the Seventh Amended and Restated Owens-Illinois, Inc. Long-Term Savings Plan and the Eighth Amended and Restated Owens-Illinois, Inc. Stock Purchase and Savings Program, each as may be further amended from time to time (collectively, the “Plans”). In accordance with Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement also covers any additional shares of Common Stock which become issuable pursuant to the Plans by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration which results in an increase in the number of the outstanding shares of Common Stock of the Company. Pursuant to Rule 416(c) under the Securities Act, this registration statement also covers an indeterminate amount of interests to be offered or sold pursuant to the Plans.

 

(2)           Estimated in accordance with Rule 457(c) and (h) under the Securities Act solely for the purpose of calculating the registration fee.  The Proposed Maximum Offering Price Per Share is based upon the average of the high and low prices for the Company’s Common Stock as reported on the New York Stock Exchange on October 26, 2020 ($10.62).

 

 

 

 C: 

 

 

EXPLANATORY NOTE

 

This Registration Statement is being filed in order to register 7,000,000 additional shares of Common Stock that may be issued to participants pursuant to the Plans. The Company assumed the Plans from Owens-Illinois, Inc. (“O-I”) in connection with the reorganization of O-I into a new holding company structure that was completed on December 27, 2019.

 

PART I

 

INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS

 

Item 1.Plan Information.

 

Not required to be filed with this Registration Statement.

 

Item 2.Registrant Information and Employee Plan Annual Information.

 

Not required to be filed with this Registration Statement.

 

PART II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 3.Incorporation of Documents by Reference.

 

We have filed the following documents with the Securities and Exchange Commission which are hereby incorporated by reference in this Registration Statement:

 

1.The Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2019, filed with the Securities and Exchange Commission on February 21, 2020, including portions of the Definitive Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission on April 1, 2020, specifically incorporated by reference into the Annual Report on Form 10-K;

 

2.The Company’s Quarterly Reports on Form 10-Q for the quarterly periods ended March 31, 2020, June 30, 2020 and September 30, 2020, filed on April 29, 2020, August 5, 2020 and October 28, 2020, respectively;

 

3.The Company’s Current Reports on Form 8-K filed on February 5, 2020 (excluding Item 7.01 and Exhibit 99.1 attached thereto), April 28, 2020 (excluding Items 2.02 and 7.01 and Exhibit 99.1 attached thereto), May 4, 2020, May 13, 2020, May 13, 2020, July 15, 2020 (excluding Items 2.02 and 7.01 and Exhibit 99.1 attached thereto), July 31, 2020 (excluding Item 7.01 and Exhibit 99.1 attached thereto) and August 21, 2020; and

 

4.The description of the Company’s Common Stock contained in O-I’s Registration Statement on Form 8-A filed on December 3, 1991, as amended.

 

All documents subsequently filed by the Company pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act after the date of this Registration Statement and prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be part of this Registration Statement from the date of the filing of such documents, except as to any portion of any document, including portions of a Current Report furnished under Items 2.02 or 7.01 of Form 8-K, that is not deemed filed under such provisions.

 

 C: 

 

 

Any statement contained in a document incorporated or deemed to be incorporated by reference in this Registration Statement is deemed to be modified or superseded for purposes of this Registration Statement to the extent that such statement conflicts with a statement contained in this Registration Statement or in any subsequently filed document which also is or is deemed to be incorporated by reference in this Registration Statement.

 

Item 4.Description of Securities.

 

Not required to be filed with this Registration Statement.

 

Item 5.Interests of Named Experts and Counsel.

 

Not applicable.

 

Item 6.Indemnification of Directors and Officers.

 

Section 145 of the Delaware General Corporation Law provides that a corporation shall have the power, and in some cases is required, to indemnify an agent, including an officer or director, who was or is a party or is threatened to be made a party to any proceedings, against certain expenses, judgments, fines, settlements and other amounts under certain circumstances.  Article IV, Section 16 of the Company’s Amended and Restated By-laws provides for indemnification of our officers and directors to the full extent permitted by the General Corporation Law of the State of Delaware, and we maintain insurance covering certain liabilities of our directors and officers and the directors and officers of our subsidiaries.

 

Item 7. Exemption from Registration Claimed.

 

Not applicable.

 

Item 8. Exhibits.

 

Exhibit
Number
Description
5.1   Internal Revenue Service Determination Letter for the Seventh Amended and Restated Owens-Illinois, Inc. Long-Term Savings Plan dated October 16, 2014.
     
5.2   Internal Revenue Service Determination Letter for the Eighth Amended and Restated Owens-Illinois, Inc. Stock Purchase and Savings Program dated October 29, 2014.
     
10.1   Seventh Amended and Restated Owens-Illinois, Inc. Long-Term Savings Plan (incorporated by reference to Exhibit 10.6 to the Company’s Post-Effective Amendment No. 1 to Registration Statement on Form S-8, filed on December 27, 2019, File No. 333-232954).
     
10.2   First Amendment to Seventh Amended and Restated Owens-Illinois, Inc. Long-Term Savings Plan (incorporated by reference to Exhibit 10.7 to the Company’s Post-Effective Amendment No. 1 to Registration Statement on Form S-8, filed on December 27, 2019, File No. 333-232954).
     
10.3   Second Amendment to Seventh Amended and Restated Owens-Illinois, Inc. Long-Term Savings Plan (incorporated by reference to Exhibit 10.8 to the Company’s Post-Effective Amendment No. 1 to Registration Statement on Form S-8, filed on December 27, 2019, File No. 333-232954).
     
10.4   Eighth Amended and Restated Owens-Illinois, Inc. Stock Purchase and Savings Program (incorporated by reference to Exhibit 10.9 to the Company’s Post-Effective Amendment No. 1 to Registration Statement on Form S-8, filed on December 27, 2019, File No. 333-232954).

 

 C: 

 

 

10.5   First Amendment to Eighth Amended and Restated Owens-Illinois, Inc. Stock Purchase and Savings Program (incorporated by reference to Exhibit 10.10 to the Company’s Post-Effective Amendment No. 1 to Registration Statement on Form S-8, filed on December 27, 2019, File No. 333-232954).
     
10.6   Second Amendment to Eighth Amended and Restated Owens-Illinois, Inc. Stock Purchase and Savings Program (incorporated by reference to Exhibit 10.11 to the Company’s Post-Effective Amendment No. 1 to Registration Statement on Form S-8, filed on December 27, 2019, File No. 333-232954).
     
10.7   Third Amendment to Eighth Amended and Restated Owens-Illinois, Inc. Stock Purchase and Savings Program (incorporated by reference to Exhibit 10.12 to the Company’s Post-Effective Amendment No. 1 to Registration Statement on Form S-8, filed on December 27, 2019, File No. 333-232954).
     
23.1   Consent of Independent Registered Public Accounting Firm.
     
24.1   Power of Attorney (included on the signature page of this Registration Statement).
     

 

Item 9. Undertakings.

 

(a)          The undersigned Registrant hereby undertakes:

 

(1)           To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:

 

(i)            To include any prospectus required by Section 10(a)(3) of the Securities Act;

 

(ii)           To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective Registration Statement; and

 

(iii)          To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;

 

Provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) of this section do not apply if the registration statement is on Form S-8, and the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the Commission by the Registrant pursuant to section 13 or section 15(d) of the Exchange Act that are incorporated by reference in the registration statement.

 

(2)           That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

 

(3)           To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

 

 C: 

 

 

(b)          The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the Registration Statement shall be deemed to be a new registration statement relating to the securities offered herein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

 

(c)          Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable.  In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

 

 C: 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Perrysburg, state of Ohio, on the 29th day of October, 2020.

 

  O-I GLASS, INC.
   
   
  By: /s/ Darrow A. Abrahams
    Darrow A. Abrahams
    Senior Vice President, General Counsel and Corporate Secretary

 

POWER OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints jointly and severally, Andres A. Lopez, John A. Haudrich and Darrow A. Abrahams and each of them, his or her attorney-in-fact, each with the power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registration Statement on Form S-8 (including post-effective amendments) and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the foregoing, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitutes, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Andres A. Lopez   President and Chief Executive Officer and Director (Principal Executive Officer)   October 29, 2020
Andres A. Lopez      
         
/s/ John A. Haudrich   Senior Vice President and Chief Financial Officer   October 29, 2020
John A. Haudrich   (Principal Financial Officer; Principal Accounting Officer)    
         
/s/ Samuel R. Chapin   Director   October 29, 2020
Samuel R. Chapin        
         
/s/ Gordon J. Hardie   Director   October 29, 2020
Gordon J. Hardie        
         
/s/ Peter S. Hellman   Director   October 29, 2020
Peter S. Hellman        
         
/s/ John Humphrey   Director   October 29, 2020
John Humphrey        
         
/s/ Anastasia D. Kelly   Director   October 29, 2020
Anastasia D. Kelly        
         
/s/ Alan J. Murray   Director   October 29, 2020
Alan J. Murray        

 

 C: 

 

 

/s/ Hari N. Nair   Director   October 29, 2020
Hari N. Nair        
         
/s/ Joseph D. Rupp   Director   October 29, 2020
Joseph D. Rupp        
         
/s/ Catherine I. Slater   Director   October 29, 2020
Catherine I. Slater        
         
/s/ John H. Walker   Director   October 29, 2020
 John H. Walker        
         
/s/ Carol A. Williams   Director   October 29, 2020
Carol A. Williams        

 

 C: 

 

 

Pursuant to the requirements of the Securities Act of 1933, the trustees (or other persons who administer the employee benefit plans) have duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Perrysburg, state of Ohio, on the 29th day of October, 2020.

 

  SEVENTH AMENDED AND RESTATED OWENS-ILLINOIS, INC. LONG-TERM SAVINGS PLAN
       
  EIGHTH AMENDED AND RESTATED OWENS-ILLINOIS, INC. STOCK PURCHASE AND SAVINGS PROGRAM
       
       
  By: O-I Glass, Inc.
Employee Benefits Committee
       
  By:  /s/ Anna Boris
       Anna Boris
       Member of the Employee Benefits Committee

 

 C: 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-8’ Filing    Date    Other Filings
Filed on / Effective on:10/29/20
10/26/20
9/30/2010-Q
6/30/2010-Q
3/31/2010-Q
12/27/1925-NSE,  8-K12B,  S-8 POS
 List all Filings 


14 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/28/20  O-I Glass, Inc./DE                10-Q        9/30/20   75:12M                                    Toppan Merrill Bridge/FA
 8/21/20  O-I Glass, Inc./DE                8-K:5       8/20/20   10:194K                                   Toppan Merrill/FA
 8/05/20  O-I Glass, Inc./DE                10-Q        6/30/20   79:12M                                    Toppan Merrill Bridge/FA
 7/31/20  O-I Glass, Inc./DE                8-K:2,7,9   7/31/20   11:219K                                   Toppan Merrill/FA
 7/15/20  O-I Glass, Inc./DE                8-K:1,2,7,8 7/15/20   12:2M                                     Toppan Merrill/FA
 5/13/20  O-I Glass, Inc./DE                8-K:5       5/12/20   10:225K                                   Toppan Merrill/FA
 5/13/20  O-I Glass, Inc./DE                8-K:1,2,9   5/13/20   11:951K                                   Toppan Merrill/FA
 5/04/20  O-I Glass, Inc./DE                8-K:5       5/04/20   10:203K                                   Toppan Merrill/FA
 4/29/20  O-I Glass, Inc./DE                10-Q        3/31/20   72:8.2M                                   Toppan Merrill Bridge/FA
 4/28/20  O-I Glass, Inc./DE                8-K:2,5,7,8 4/28/20   11:407K                                   Toppan Merrill/FA
 4/01/20  O-I Glass, Inc./DE                DEF 14A     5/12/20    1:7.5M                                   Toppan Merrill Bridge/FA
 2/21/20  O-I Glass, Inc./DE                10-K       12/31/19  125:22M                                    Toppan Merrill Bridge/FA
 2/05/20  O-I Glass, Inc./DE                8-K:5,7,9   2/03/20   11:233K                                   Toppan Merrill/FA
12/27/19  O-I Glass, Inc./DE                S-8 POS    12/27/19   10:1.3M                                   Toppan Merrill/FA
Top
Filing Submission 0001104659-20-119539   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., Apr. 24, 2:31:22.3pm ET