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Greenhaven Road Investment Management, L.P., et al. – ‘4’ for 10/7/20 re: Chicken Soup for the Soul Entertainment, Inc.

On:  Friday, 10/9/20, at 4:53pm ET   ·   For:  10/7/20   ·   Accession #:  1104659-20-113949   ·   File #:  1-38125

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/09/20  Greenhaven Road Inv Mgmt, L.P.    4                      1:14K  Chicken Soup for the Soul En… Inc Toppan Merrill/FA
          MVM Funds LLC
          Greenhaven Road Capital Fund 1, L.P.
          Greenhaven Road Capital Fund 2, L.P.
          Miller Scott Stewart

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- tm2032901d1_4.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Greenhaven Road Investment Management, L.P.
(Last)(First)(Middle)
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
(Street)
GREENWICHCT06830
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Chicken Soup for the Soul Entertainment, Inc. [ CSSE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/7/20
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock ($0.0001 par value) 10/7/20S 2,526D$16.2768 (3)403,084IBy: Greenhaven Road Capital Fund 1, L.P. (1)
Common Stock ($0.0001 par value) 10/7/20S 2,579D$16.2768411,378IBy: Greenhaven Road Capital Fund 2, L.P. (2)
Common Stock ($0.0001 par value) 10/8/20S 2,839D$16.038400,245IBy: Greenhaven Road Capital Fund 1, L.P. (1)
Common Stock ($0.0001 par value) 10/8/20S 3,954D$16.038407,424IBy: Greenhaven Road Capital Fund 2, L.P. (2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
Greenhaven Road Investment Management, L.P.
(Last)(First)(Middle)
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
(Street)
GREENWICHCT06830
(City)(State)(Zip)
1. Name and Address of Reporting Person*
MVM Funds LLC
(Last)(First)(Middle)
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
(Street)
GREENWICHCT06830
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Greenhaven Road Capital Fund 1, L.P.
(Last)(First)(Middle)
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
(Street)
GREENWICHCT06830
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Greenhaven Road Capital Fund 2, L.P.
(Last)(First)(Middle)
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
(Street)
GREENWICHCT06830
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Miller Scott Stewart
(Last)(First)(Middle)
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
(Street)
GREENWICHCT06830
(City)(State)(Zip)
Explanation of Responses:
(1)  Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
(2)  Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
(3)  All prices reported herein are exclusive of brokerage commissions.
/s/ Scott Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Fund 1, Fund 2 and the Investment Manager) 10/9/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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