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Chicken Soup for the Soul Entertainment, Inc. – ‘8-K’ for 10/19/20

On:  Monday, 10/19/20, at 4:30pm ET   ·   For:  10/19/20   ·   Accession #:  1104659-20-116100   ·   File #:  1-38125

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/19/20  Chicken Soup for the Soul En… Inc 8-K:8,9    10/19/20    2:44K                                    Toppan Merrill/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     16K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): October 19, 2020

 

Chicken Soup for the Soul Entertainment Inc.

 

(Exact Name of Registrant as Specified in Charter)

 

Delaware   001-38125   81- 2560811

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

132 E. Putnam Avenue, Floor 2W, Cos Cob, CT   06807
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (855) 398-0443

 

N/A
(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of Holdco under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Ticker symbol(s) Name of each exchange on which registered
Class A Common Stock, $0.0001 par value per share CSSE The Nasdaq Stock Market LLC
9.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.0001 par value per share CSSEP The Nasdaq Stock Market LLC
9.50% Notes due 2025 CSSEN The Nasdaq Stock Market LLC

  

 

 C: 

 

 

 

ITEM 8.01.OTHER EVENTS.

 

On October 19, 2020, Chicken Soup for the Soul Entertainment Inc. (the “Company”) announced the timing for the payment of its declared regular monthly dividend, for November 2020, of $0.2031 per share of the Company’s 9.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.0001 (the “Series A Preferred Stock”). The dividend will be payable on November 16, 2020 to holders of record as of October 31, 2020. The dividend will be paid in cash.

 

On October 19, 2020, the Company issued a press release announcing the dividend. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

ITEM 9.01.FINANCIAL STATEMENT AND EXHIBITS.

 

(d)Exhibits:

 

Exhibit No. Description
   
99.1 Press Release, dated October 19, 2020.

 

 C: 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  October 19, 2020 CHICKEN SOUP FOR THE SOUL  
  ENTERTAINMENT INC.  
       
       
  By: /s/ William J. Rouhana, Jr.  
    Name: William J. Rouhana, Jr.  
    Title: Chief Executive Officer  

 

 C: 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
11/16/208-K,  SC 13G/A
10/31/20
Filed on / For Period end:10/19/20
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/25/21  Chicken Soup for the Soul En… Inc S-1                    4:410K                                   Toppan Merrill/FA
12/18/20  Chicken Soup for the Soul En… Inc 424B1                  1:406K                                   Toppan Merrill/FA
12/08/20  Chicken Soup for the Soul En… Inc S-1                    6:848K                                   Toppan Merrill/FA
11/23/20  Chicken Soup for the Soul En… Inc 424B3                  1:420K                                   Toppan Merrill/FA
11/09/20  Chicken Soup for the Soul En… Inc S-1/A      11/06/20    8:816K                                   Toppan Merrill/FA
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