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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/10/20 Oshkosh Corp 8-K:5 1/07/20 10:190K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 32K 5: R1 Cover HTML 47K 10: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- tm201830-1_8k_htm XML 14K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.LAB XBRL Labels -- osk-20200107_lab XML 96K 4: EX-101.PRE XBRL Presentations -- osk-20200107_pre XML 64K 2: EX-101.SCH XBRL Schema -- osk-20200107 XSD 12K 9: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 7: ZIP XBRL Zipped Folder -- 0001104659-20-003106-xbrl Zip 12K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i January 7, 2020
(Exact name of registrant as specified in its charter)
| i Wisconsin | i 1-31371 | i 39-0520270 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| i 54903 | ||
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: ( i 920) i 235-9151
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) |
Name of each exchange on which registered | ||
| i Common Stock ($0.01 par value) | i OSK | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On January 7, 2020, David M. Sagehorn, Executive Vice President and Chief Financial Officer of Oshkosh Corporation (the “Company”), advised the Company of his intention to retire from that position effective April 3, 2020 (the “Retirement Date”). In connection with his retirement, Mr. Sagehorn entered into a consulting agreement with the Company covering a period of 12 months from the Retirement Date. Under the agreement, Mr. Sagehorn will receive $400,000 for rendering consulting services, payable in four equal quarterly installments.
In light of Mr. Sagehorn’s intentions, the Board of Directors of the Company acted to appoint Michael E. Pack as Executive Vice President and Chief Financial Officer of the Company, effective on the Retirement Date. Mr. Pack, 45, has been serving as Vice President of Finance of the Company’s Fire & Emergency segment since 2012.
In connection with his appointment as Executive Vice President and Chief Financial Officer, Mr. Pack is expected to receive compensation, including an annual base salary, participation in the Company's annual incentive compensation plan and annual awards under the Company's long-term incentive compensation plan, and be eligible to participate in the benefit plans and arrangements made available generally to the Company's executive officers, including entering into a Key Executive Employment and Severance Agreement with a cash severance benefit of two times base salary and bonus, all in a manner consistent with the compensation that the Company provides to its executive officers. Such compensation and benefit plans and arrangements are described in the Company's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on December 20, 2019. In addition, the Human Resources Committee of the Company’s Board approved a grant of restricted stock units to Mr. Pack effective on the Retirement Date with a grant date value of $200,000 that will vest on a pro rata basis over three years.
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C: 1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| OSHKOSH CORPORATION | |||
| Date: January 10, 2020 | By: | /s/ Ignacio A. Cortina | |
| Ignacio A. Cortina | |||
|
Executive Vice President, General Counsel and Secretary | |||
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2
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 4/3/20 | 3, 4 | |||
| Filed on: | 1/10/20 | |||
| For Period end: | 1/7/20 | |||
| 12/20/19 | DEF 14A | |||
| List all Filings | ||||