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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/28/20 Techprecision Corp DEF 14A 9/15/20 1:1.4M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: DEF 14A Definitive Proxy Statement HTML 203K
tm2025391-1_def14a - none - 6.3781746s |
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Our board of directors recommends a vote “FOR” the election of Robert A. Crisafulli,
Andrew A. Levy, Richard S. McGowan and Walter M. Schenker to our board of directors. |
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Name
|
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Age
|
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Position
|
|
Richard S. McGowan(1) | | | 66 | | | Chairman of the Board | |
Robert A. Crisafulli(2) | | | 66 | | | Director | |
Andrew A. Levy | | | 73 | | | Director | |
Walter M. Schenker(2) | | | 73 | | | Director | |
Fee Category
|
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Fees
|
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Quarterly Retainer
|
| | | $ | 6,000 | | |
Audit Committee Chair – Annual Retainer
|
| | | $ | 5,000 | | |
Non-executive Chairman – Annual Retainer
|
| | | $ | 12,000 | | |
Name
|
| |
Fees
Earned(1) |
| |
Option
Awards(2) |
| |
Stock
Awards(3) |
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Totals
|
| ||||||||||||
Andrew Levy
|
| | | $ | 24,000 | | | | | | — | | | | | $ | 27,750 | | | | | $ | 51,750 | | |
Robert A. Crisafulli
|
| | | $ | 29,000 | | | | | | — | | | | | $ | 27,750 | | | | | $ | 56,750 | | |
Richard S. McGowan
|
| | | $ | 36,000 | | | | | | — | | | | | $ | 27,750 | | | | | $ | 63,750 | | |
Walter M. Schenker
|
| | | $ | 24,000 | | | | | | — | | | | | $ | 27,750 | | | | | $ | 51,750 | | |
Name
|
| |
Shares
|
| |
Percentage(1)
|
| ||||||
ARS Investment Partners LLC(2)
500 Fifth Avenue, Suite 1440 New York, NY 10110 |
| | | | 4,486,689 | | | | | | 15.3% | | |
Name
|
| |
Shares of
common stock |
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Percentage
|
| ||||||
Andrew A. Levy(1)
|
| | | | 1,962,100 | | | | | | 6.64% | | |
Alexander Shen(2)
|
| | | | 1,811,879 | | | | | | 5.81% | | |
Walter M. Schenker(3)
|
| | | | 1,487,073 | | | | | | 5.04% | | |
Thomas Sammons(4)
|
| | | | 527,189 | | | | | | 1.76% | | |
Richard S. McGowan(5)
|
| | | | 380,064 | | | | | | 1.29% | | |
Robert Crisafulli(5)
|
| | | | 150,000 | | | | | | * | | |
All executive officers and directors as a group (six individuals)(6)
|
| | | | 6,318,305 | | | | | | 19.67% | | |
Name and Position
|
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Fiscal
Year |
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Salary
|
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Bonus
|
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Option
Awards(1) |
| |
Stock
Awards(2) |
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All Other
Compensation |
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Total
($) |
| |||||||||||||||||||||
Alexander Shen, | | | | | 2020 | | | | | $ | 300,000 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 5,020 | | | | | $ | 305,020 | | |
Chief Executive Officer
|
| | | | 2019 | | | | | $ | 300,000 | | | | | $ | — | | | | | $ | 31,105 | | | | | $ | 12,250 | | | | | $ | 3,588 | | | | | $ | 346,943 | | |
Thomas Sammons, | | | | | 2020 | | | | | $ | 210,000 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 316 | | | | | $ | 210,316 | | |
Chief Financial Officer
|
| | | | 2019 | | | | | $ | 210,000 | | | | | $ | — | | | | | $ | 15,553 | | | | | $ | 12,250 | | | | | $ | 189 | | | | | $ | 237,992 | | |
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Option Awards
|
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Name
|
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Number of
Securities Underlying Unexercised Options (#) Exercisable |
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Number of
Securities Underlying Unexercised Options (#) Unexercisable |
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Option
Exercise Price |
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Option
Expiration Date |
| |||||||||
Alexander Shen(1)
|
| | | | 770,000 | | | | | | — | | | | | $ | 0.08 | | | | | |
Alexander Shen(2)
|
| | | | 1,000,000 | | | | | | — | | | | | $ | 0.50 | | | | | |
Alexander Shen(4)
|
| | | | 100,000 | | | | | | | | | | | $ | 0.80 | | | | | |
Thomas Sammons(4)
|
| | | | 50,000 | | | | | | | | | | | $ | 0.80 | | | | | |
Thomas Sammons(3)
|
| | | | 500,000 | | | | | | — | | | | | $ | 0.17 | | | | |
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Our board of directors recommends a vote “FOR” the ratification of the selection of Marcum LLP as
our independent registered public accounting firm for the fiscal year ending March 31, 2021. |
| |
| | | | | | ||||||||
Audit fees
|
| | | $ | 220,570 | | | | | $ | 175,576 | | |
Audit related fees
|
| | | | 17,606 | | | | | | 32,926 | | |
Tax fees
|
| | | | — | | | | | | — | | |
All other fees
|
| | | | — | | | | | | — | | |
Total
|
| | | $ | 238,176 | | | | | $ | 208,502 | | |
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Our board of directors recommends a vote “FOR” the resolution approving
the compensation of our named executive officers, as follows: |
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RESOLVED, that the compensation paid to the Company’s named executive officers,
as disclosed pursuant to Item 402 of Regulation S-K, including the compensation tables and narrative discussion, is hereby approved. |
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This ‘DEF 14A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/26/26 | ||||
1/20/26 | ||||
8/11/25 | ||||
7/17/21 | ||||
6/17/21 | ||||
3/31/21 | ||||
3/30/21 | ||||
For Period end: | 9/15/20 | |||
9/14/20 | ||||
Filed on / Effective on: | 7/28/20 | |||
7/27/20 | ||||
7/19/20 | ||||
7/13/20 | ||||
7/11/20 | ||||
3/31/20 | 10-K, 5 | |||
3/16/20 | 4 | |||
2/13/20 | 10-Q, 8-K, SC 13G/A | |||
12/7/19 | ||||
4/4/19 | ||||
3/31/19 | 10-K | |||
3/15/19 | 4, 8-K | |||
3/13/19 | ||||
2/5/19 | ||||
12/7/18 | 4, 8-K | |||
7/11/18 | 4 | |||
4/1/18 | ||||
2/12/18 | ||||
12/27/16 | 4 | |||
3/31/16 | 10-K, 10-K/A, 8-K, DEF 14A | |||
1/21/16 | 4 | |||
1/20/16 | ||||
8/12/15 | 4 | |||
11/17/14 | 3 | |||
List all Filings |