SEC Info - Feldmann Bradley H - ‘4’ for 6/26/20 re: Cubic Corp./DE

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

FELDMANN BRADLEY H

(Last)

(First)

(Middle)

9333 BALBOA AVENUE

(Street)

SAN DIEGO

92123

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CUBIC CORP /DE/ [ CUB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chairman/President/CEO

3. Date of Earliest Transaction (Month/Day/Year)
6/26/20

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	6/26/20		S ⁽¹⁾		5,000	D	$45.8456 ⁽²⁾	53,961	D
Common Stock								1,533.8869	I	Cubic 401(k) ⁽³⁾
Common Stock								5,114.973	I	Feldmann IRA ⁽⁴⁾
Common Stock								33	I	The Feldmann Family Trust DTD 4/20/12 ⁽⁵⁾
Common Stock								11	I	Child ⁽⁶⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

(1) Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2020.

(2) Reflects the weighted average price of 5,000 shares of common stock of Cubic Corporation sold by the reporting person in multiple transactions on June 26, 2020 with sale prices ranging from $45.67 to $46.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

(3) Represents Shares held by Reporting Person's 401(k).

(4) Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which Reporting Person is the sole owner with full vesting and disposition right.

(5) Represents shares held by The Feldmann Family Trust DTD 4/20/12, of which Reporting Person and his spouse are Co-Trustees with full voting and disposition rights.

(6) Represents Shares held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities.

	Hilary L. Hageman, Attorney-in-fact for Bradley H. Feldmann	6/30/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
S	Open market or private sale of non-derivative or derivative security.

Feldmann Bradley H – ‘4’ for 6/26/20 re: Cubic Corp./DE

On: Tuesday, 6/30/20, at 8:56pm ET · For: 6/26/20 · Accession #: 1104659-20-79246 · File #: 1-08931

Previous ‘4’: ‘4’ on 5/13/20 for 5/11/20 · Next: ‘4’ on 10/5/20 for 10/1/20 · Latest: ‘4’ on / for 5/25/21

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Feldmann Bradley H – ‘4’ for 6/26/20 re: Cubic Corp./DE

On: Tuesday, 6/30/20, at 8:56pm ET · For: 6/26/20 · Accession #: 1104659-20-79246 · File #: 1-08931

Previous ‘4’: ‘4’ on 5/13/20 for 5/11/20 · Next: ‘4’ on 10/5/20 for 10/1/20 · Latest: ‘4’ on / for 5/25/21

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents