SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

CPI Card Group Inc. – ‘SD’ for 12/31/19

On:  Friday, 5/29/20, at 4:07pm ET   ·   For:  12/31/19   ·   Rule:  13p-1   ·   Item:  1.01   ·   Item:  1.02   ·   Accession #:  1104659-20-67753   ·   File #:  1-37584

Previous ‘SD’:  ‘SD’ on 5/31/19 for 12/31/18   ·   Next:  ‘SD’ on 5/28/21 for 12/31/20   ·   Latest:  ‘SD’ on 5/31/23 for 12/31/22

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/29/20  CPI Card Group Inc.               SD         12/31/19    2:555K                                   Toppan Merrill/FA

Specialized Disclosure Report Relating to the Use of Conflict Minerals   —   Rule 13p-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SD          Specialized Disclosure Report Relating to the Use   HTML     17K 
                of Conflict Minerals                                             
 2: EX-1.01     Conflict Minerals Report                            HTML    324K 


‘SD’   —   Specialized Disclosure Report Relating to the Use of Conflict Minerals


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

 

Specialized Disclosure Report

 

CPI Card Group Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-37584

 

26-0344657

(State or Other Jurisdiction of
Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification
No.)

 

10026 West San Juan Way, Littleton, CO

(Address of principal executive offices)

 

80127

(Zip Code)

 

Sarah Kilgore

Chief Legal and Compliance Officer

(720) 681-6272

(Name and telephone number, including area code, of the person to contact in connection with
this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.  x

 

 

 


 

Section 1 — CONFLICTS MINERALS DISCLOSURE

 

Item 1.01 Conflict Minerals Disclosure and Report

 

This Form SD of CPI Card Group Inc. (also referred to herein as “CPI,” “we,” “our”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”), for the reporting period January 1, 2019 to December 31, 2019.

 

CPI has concluded in good faith that during 2019, our business manufactured or contracted to have manufactured products for which conflict minerals as defined in the Rule (“Conflict Minerals”) are necessary to the functionality or production. As required by the Rule, we conducted a reasonable country of origin inquiry (“RCOI”) regarding the source of the Conflict Minerals. CPI does not have sufficient information from our suppliers or other sources at this time to conclude whether any of the Conflict Minerals originated or may have originated in the Covered Countries (as defined in the Rule) and if so, whether those Conflict Minerals are solely from recycled or scrap sources.

 

Description of Reasonable Country of Origin Inquiry

 

For 2019, CPI surveyed its direct suppliers to obtain country of origin information for the Conflict Minerals in our products using the Conflict Minerals Reporting Template from the Responsible Minerals Initiative (“RMI”), formerly the Conflict Free Sourcing Initiative, an initiative started by the Electronic Industry Citizenship Coalition (“EICC”) and the Global e-Sustainability Initiative (“GeSI”).

 

That supply chain survey requested suppliers to identify the smelters and refiners and countries of origin of the Conflict Minerals they supply to CPI. We compared the smelters identified in the surveys against the lists of facilities which have received a “conformant” designation by the Responsible Minerals Assurance Process (“RMAP”), formerly the Conflict-Free Smelter Program provided by the RMI. If a smelter identified by our suppliers was not listed as having received a “conformant” designation, we reviewed its website and other information in an attempt to determine country of origin information for the Conflict Minerals that it processed.

 

Based on the results of our inquiry, we proceeded with due diligence measures pursuant to the Rule. There is significant overlap between our RCOI efforts and the due diligence measures we performed. Both are discussed in more detail in the Conflict Minerals Report filed as Exhibit 1.01.

 

Conflict Minerals Disclosure

 

A copy of this Form SD and the Conflict Minerals Report filed as Exhibit 1.01 to this Form SD are publicly available at: https://www.cpicardgroup.com/supplier-responsibility/ as well as on the

 

2


 

SEC’s EDGAR database at www.sec.gov. The reference to CPI’s website is provided for convenience only, and its contents are not incorporated by reference into this Form SD and Conflict Minerals Report nor deemed filed with the U.S. Securities and Exchange Commission.

 

Item 1.02 Exhibit

 

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

 

Section 2 — EXHIBITS

 

Item 2.01 Exhibits

 

The following exhibit is filed as part of this report.

 

Exhibit 1.01 — Conflict Minerals Report for the period January 1 to December 31, 2019, as required by Items 1.01 and 1.02 of this Form.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

CPI CARD GROUP INC.

 

By:

/s/ Sarah Kilgore

 

Name: Sarah Kilgore

Title: Chief Legal and Compliance Officer

 

Date:  May 29, 2020

 

3



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SD’ Filing    Date    Other Filings
Filed on:5/29/208-K
For Period end:12/31/1910-K
1/1/19
 List all Filings 
Top
Filing Submission 0001104659-20-067753   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 2:49:02.1pm ET