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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/30/20 RTW Retailwinds, Inc. 8-K:8,9 3/27/20 2:35K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 13K 2: EX-99.1 Miscellaneous Exhibit HTML 11K
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 27, 2020
RTW RETAILWINDS,
INC.
(Exact name of registrant as specified in its charter)
| DELAWARE (State or other jurisdiction of incorporation) |
1-32315 (Commission File Number) |
33-1031445 (IRS Employer Identification No.) |
330 West 34th Street
9th Floor
New York, New York 10001
(Address of principal executive offices, including Zip Code)
(212) 884-2000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, par value $0.001 per share | RTW | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01 Other Events.
On March 30, 2020, RTW Retailwinds, Inc. (the “Company”) issued a press release announcing additional measures it is taking in order to preserve the Company’s liquidity and to mitigate the financial impact of the coronavirus (COVID-19) pandemic.
The press release is attached hereto as Exhibit 99.1 is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
|
(d) Exhibit
|
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| Exhibit No. | Description | |
| 99.1 | Press release issued on March 30, 2020 |
C:
| C: 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| RTW RETAILWINDS, INC. | |||
| /s/ Sheamus Toal | |||
| Date: March 30, 2020 | Name: | Sheamus Toal | |
| Title: |
Executive Vice President, Chief Operating Officer and | ||
| Chief Financial Officer | |||
C:
| 3 |
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/30/20 | None on these Dates | ||
| For Period end: | 3/27/20 | |||
| List all Filings | ||||