SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Caterpillar Financial Services Corp – ‘8-K’ for 3/30/20

On:  Monday, 3/30/20, at 5:29pm ET   ·   For:  3/30/20   ·   Accession #:  1104659-20-40597   ·   File #:  1-11241

Previous ‘8-K’:  ‘8-K’ on / for 3/30/20   ·   Next:  ‘8-K’ on / for 4/24/20   ·   Latest:  ‘8-K’ on / for 2/27/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/30/20  Caterpillar Fin’l Services Corp   8-K:8,9     3/30/20    5:93K                                    Toppan Merrill/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     20K 
 2: EX-5.1      Opinion of Counsel re: Legality                     HTML     13K 
 3: EX-5.2      Opinion of Counsel re: Legality                     HTML     13K 
 4: EX-8.1      Opinion of Counsel re: Tax Matters                  HTML     12K 
 5: EX-8.2      Opinion of Counsel re: Tax Matters                  HTML     13K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 30, 2020

 

CATERPILLAR FINANCIAL SERVICES CORPORATION

(Exact name of Registrant as specified in its charter)

 
Delaware   001-11241   37-1105865
(State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification Number)
         
2120 West End Avenue, Nashville,
Tennessee
    37203-0001
(Address of principal executive offices)       (Zip Code)
         
Registrant's telephone number, including area code: (615) 341-1000
         

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 
Title of each class Trading Symbol(s) Name of each exchange on which registered

Medium-Term Notes, Series H,

3.300% Notes Due 2024

CAT/24

New York Stock Exchange

     

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 C: 

 

 

 

Item 8.01. Other Events.

 

On March 30, 2020, Caterpillar Financial Services Corporation (the “Company”) commenced its program for the issuance from time to time of the Company’s Medium-Term Notes, Series J (the “Medium-Term Notes”). Any such issuance will be under the Company’s previously filed Registration Statement on Form S-3 (Registration No. 333-237475) (the “Registration Statement”) and the related Prospectus dated March 30, 2020 and Prospectus Supplement dated March 30, 2020 relating to the Medium-Term Notes, as each may be amended from time to time.

 

On March 30, 2020, the Company also recommenced its program for the issuance from time to time of the Company’s PowerNotes® (the “PowerNotes”). Any such issuance will be under the Registration Statement and the related Prospectus dated March 30, 2020 and Prospectus Supplement dated March 30, 2020 relating to the PowerNotes, as each may be amended from time to time.

 

Item 9.01. Financial Statements and Exhibits.

 
d) Exhibits:  
  The following are filed as part of this Report and  as Exhibits to the Registration Statement:

 

    5.1 Opinion of Sidley Austin LLP, as to the legality of the Medium-Term Notes.
       
    5.2 Opinion of Erika Ruiz, as to the legality of the PowerNotes.
       
    8.1 Opinion of Sidley Austin LLP, as to certain federal tax matters concerning the Medium-Term Notes.
       
    8.2 Opinion of Sidley Austin LLP, as to certain federal tax matters concerning the PowerNotes.
       
    23.1 Consent of Sidley Austin LLP (included as part of Exhibit 5.1).
       
    23.2 Consent of Erika Ruiz (included as part of Exhibit 5.2).
       
    23.3 Consent of Sidley Austin LLP (included as part of Exhibit 8.1).
       
    23.4 Consent of Sidley Austin LLP (included as part of Exhibit 8.2).

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

CATERPILLAR FINANCIAL SERVICES CORPORATION

   
Date: March 30, 2020 By: /s/ Michael G. Sposato
  Michael G. Sposato
  Secretary

 

 C: 

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:3/30/20424B2,  8-K,  S-3ASR
 List all Filings 
Top
Filing Submission 0001104659-20-040597   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 12:06:51.1pm ET