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D.E. Shaw & Co., L.P., et al. – ‘SC 13G/A’ on 2/16/21 re: Pyxus International, Inc.

On:  Tuesday, 2/16/21, at 4:05pm ET   ·   Accession #:  1104659-21-23899   ·   File #:  5-44329

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/16/21   ·   Next:  ‘SC 13G’ on 2/19/21   ·   Latest:  ‘SC 13G’ on 3/18/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/16/21  D.E. Shaw & Co., L.P.             SC 13G/A               3:54K  Pyxus International, Inc.         Toppan Merrill/FA
          David E. Shaw

Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor   —   Sch. 13G   —   WA’68
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML     27K 
                Beneficial Ownership by a "Passive" Investor                     
 2: EX-99.1     Exhibit 1                                           HTML      7K 
 3: EX-99.2     Exhibit 2                                           HTML      6K 


‘SC 13G/A’   —   Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor


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SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

SCHEDULE 13G

(Amendment No. 1)

 

Under the Securities Exchange Act of 1934

 

 

Pyxus International, Inc.1

(Name of Issuer)

 

 

Common Stock (no par value)

(Title of Class of Securities)

 

 

74737V205

(CUSIP Number)

 

 

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

Check the following box to designate the rule pursuant to which the Schedule is filed:

 

¨Rule 13d-1(b)
xRule 13d-1(c)
¨Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

1 Subsequent to the Schedule 13G dated January 10, 2020 filed by the Reporting Persons for Pyxus International, Inc. under CUSIP Number 74737V106 (“Old Pyxus”), Pyxus International, Inc. under CUSIP Number 74737V205 (“Issuer”) became the successor issuer to Old Pyxus. This Amendment No. 1 to Schedule 13G is being filed with respect to the Issuer as the successor issuer to Old Pyxus.

 

 

 C: 
 

 

 

CUSIP No. 74737V205

 

  1.

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

D. E. Shaw & Co., L.P.

13-3695715

 

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) [     ]
   

(b)

 

[     ]
  3.

SEC Use Only

 

  4.

Citizenship or Place of Organization

Delaware

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

 

 

-0-

      6.

Shared Voting Power

-0-

 

      7.

Sole Dispositive Power

-0-

 

      8.

Shared Dispositive Power

-0-

 

  9.

Aggregate Amount Beneficially Owned by Each Reporting Person

-0-

 

  10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [     ]

 

  11.

Percent of Class Represented by Amount in Row (9)

0.0%

 

  12.

Type of Reporting Person (See Instructions)

IA, PN

  

 C: 
 

 

 

CUSIP No. 74737V205

 

  1.

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

David E. Shaw

 

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) [     ]
   

(b)

 

[     ]
  3.

SEC Use Only

 

  4.

Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

 

 

-0-

      6.

Shared Voting Power

-0-

 

      7.

Sole Dispositive Power

-0-

 

      8.

Shared Dispositive Power

-0-

 

  9.

Aggregate Amount Beneficially Owned by Each Reporting Person

-0-

 

  10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [     ]

 

  11.

Percent of Class Represented by Amount in Row (9)

0.0%

 

  12.

Type of Reporting Person (See Instructions)

IN

 

 C: 
 

 

 

Item 1.
  (a) Name of Issuer
   

Pyxus International, Inc.

   
  (b) Address of Issuer's Principal Executive Offices
   

8001 Aerial Center Parkway

Morrisville, NC 27560

   
Item 2.
  (a) Name of Person Filing
   

D. E. Shaw & Co., L.P.

David E. Shaw

   
  (b) Address of Principal Business Office or, if none, Residence
   

The business address for each reporting person is:

1166 Avenue of the Americas, 9th Floor

New York, NY 10036

   
  (c) Citizenship
   

D. E. Shaw & Co., L.P. is a limited partnership organized under the laws of the state of Delaware.

David E. Shaw is a citizen of the United States of America.

   
  (d) Title of Class of Securities
   

Common Stock (no par value)

   
  (e) CUSIP Number
   

74737V205

   
Item 3.

If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

 

Item 4.

Ownership

 

As of December 31, 2020:

 

(a)Amount beneficially owned:

 

 

D. E. Shaw & Co., L.P.:

0 shares

 

 

David E. Shaw:

0 shares

 

 C: 
 

 

 

(b)Percent of class:
  D. E. Shaw & Co., L.P.:

0.0%

  David E. Shaw:

0.0%


(c)Number of shares to which the person has:
(i)Sole power to vote or to direct the vote:
  D. E. Shaw & Co., L.P.: -0- shares
  David E. Shaw: -0- shares   

 

(ii)Shared power to vote or to direct the vote:

  D. E. Shaw & Co., L.P.:

-0- shares

  David E. Shaw:

-0- shares

 

(iii)Sole power to dispose or to direct the disposition of:
  D. E. Shaw & Co., L.P.: -0- shares   
  David E. Shaw: -0- shares   

 

(iv)Shared power to dispose or to direct the disposition of:

  D. E. Shaw & Co., L.P.:

-0- shares

  David E. Shaw:

-0- shares

 

 C: 
 

 

 

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X].

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable

 

Item 8. Identification and Classification of Members of the Group

Not Applicable

 

Item 9. Notice of Dissolution of Group

Not Applicable

 

Item 10. Certification

By signing below, each of D. E. Shaw & Co., L.P. and David E. Shaw certify that, to the best of such reporting person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect.

 

 C: 
 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. A Power of Attorney, dated March 1, 2017, granted by David E. Shaw in favor of Nathan Thomas, is attached hereto.

 

Dated: February 16, 2021

 

  D. E. Shaw & Co., L.P.
   
  By: /s/ Nathan Thomas
    Nathan Thomas
    Chief Compliance Officer

  

 

  David E. Shaw
   
  By: /s/ Nathan Thomas
    Nathan Thomas
    Attorney-in-Fact for David E. Shaw

 

 C: 
 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/16/2113F-NT,  SC 13G/A
12/31/2010-Q,  13F-NT
1/10/20SC 13G
3/1/174,  4/A
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