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22nd Century Group, Inc. – ‘8-K’ for 1/19/21

On:  Tuesday, 1/19/21, at 8:00am ET   ·   For:  1/19/21   ·   Accession #:  1104659-21-5006   ·   File #:  1-36338

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/19/21  22nd Century Group, Inc.          8-K:8,9     1/19/21   11:194K                                   Toppan Merrill/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 5: EX-99.1     Miscellaneous Exhibit                               HTML      9K 
 7: R1          Cover                                               HTML     47K 
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 6: XML         XBRL Instance -- tm213494d1_8k_htm                   XML     15K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- xxii-20210119_lab                     XML     96K 
 4: EX-101.PRE  XBRL Presentations -- xxii-20210119_pre              XML     64K 
 2: EX-101.SCH  XBRL Schema -- xxii-20210119                         XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
11: ZIP         XBRL Zipped Folder -- 0001104659-21-005006-xbrl      Zip     13K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i January 19, 2021

 

 

 

 i 22nd Century Group, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 i Nevada  i 001-36338  i 98-0468420
(State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer
Identification No.)

 

 i 8560 Main Street,  i Suite 4,  i Williamsville,  i New York

(Address of Principal Executive Office)

 i 14221

(Zip Code)

 

Registrant’s telephone number, including area code: ( i 716)  i 270-1523

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading symbol Name of each exchange on which registered
 i Common Stock, $0.00001 par value  i XXII  i NYSE American

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company     i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ¨

 

 

 C: 

 

 

 

8.01. Other Events.

 

On January 19, 2021, 22nd Century Group, Inc. (the “Company”) issued a press release announcing the dismissal with prejudice of the federal securities class action lawsuit filed against the Company captioned Noto v. 22nd Century Group, Inc., 19-CV-1285. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

Item 9.01(d) Financial Statements and Exhibits

 

Exhibit 99.1  Press Release dated January 19, 2021
104  Inline XBRL for the cover page of this Current Report on Form 8-K.

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  22nd Century Group, Inc.
 
  /s/ James A. Mish
Date: January 19, 2021 James A. Mish
  Chief Executive Officer

 

 C: 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:1/19/21None on these Dates
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/07/21  22nd Century Group, Inc.          424B5                  1:393K                                   Toppan Merrill/FA
 5/28/21  22nd Century Group, Inc.          S-8         5/28/21    3:84K                                    Toppan Merrill/FA
 5/28/21  22nd Century Group, Inc.          S-8 POS     5/28/21    3:82K                                    Toppan Merrill/FA
 5/28/21  22nd Century Group, Inc.          S-8 POS     5/28/21    3:82K                                    Toppan Merrill/FA
 5/28/21  22nd Century Group, Inc.          S-8 POS     5/28/21    3:82K                                    Toppan Merrill/FA
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Filing Submission 0001104659-21-005006   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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