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Schwab Strategic Trust – ‘8-A12B’ on 3/23/21

On:  Tuesday, 3/23/21, at 3:28pm ET   ·   Accession #:  1104659-21-40260   ·   File #:  1-34508

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/23/21  Schwab Strategic Trust            8-A12B                 1:16K                                    Toppan Merrill/FA

Registration Statement for a Class of Securities   —   Form 8-A   —   Sect. 12(b) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Schwab Strategic Trust                              HTML     11K

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Schwab Strategic Trust

(Exact name of registrant as specified in its charter)

 

Delaware

(State of incorporation or organization)

  

See Below

(IRS Employer Identification No.)

     

211 Main Street
San Francisco, California

(Address of principal executive offices)

  

 

94105

(Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 


Title of each class to be so registered		   Name of exchange on which each class is to be registered   IRS Employer Identification Number
Schwab® International Dividend Equity ETF   NYSE Arca, Inc.   85-2809050

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.   x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.   ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.   ¨

 

Securities Act registration statement file number to which this form relates:   333-160595

 

Securities to be registered pursuant to Section 12(g) of the Act:   None

 

 C: 

 

 

 

Item 1.Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 130 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0001104659-21-040158) on March 23, 2021 (Securities Act file number 333-160595 and Investment Company Act file number 811-22311), which is incorporated herein by reference.

 

Item 2.Exhibits.

 

A.Registrant’s Certificate of Trust, dated January 27, 2009, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 

B.Registrant’s Amended and Restated Agreement and Declaration of Trust, dated October 12, 2009, is incorporated herein by reference to Exhibit (a)(3) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009.

 

C.Registrant’s By-Laws, dated January 26, 2009, are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 

 C: 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  Schwab Strategic Trust  
  Registrant  
     
     
Date: March 23, 2021 By:  /s/ Jonathan de St. Paer  
    Jonathan de St. Paer, President and
Chief Executive Officer		  

 

 C: 

 

 

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:3/23/21485BPOS,  497K
10/27/098-A12B,  N-1A/A
10/12/09
7/15/09N-1A,  N-8A
1/27/09
1/26/09
 List all Filings 

3 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/23/21  Schwab Strategic Trust            485BPOS     3/23/21   20:2.2M                                   Toppan Merrill/FA
10/27/09  Schwab Strategic Trust            N-1A/A10/26/09    9:1.4M                                   Donnelley … Solutions/FA
 7/15/09  Schwab Strategic Trust            N-1A¶                  5:1.2M                                   Donnelley … Solutions/FA
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Filing Submission 0001104659-21-040260   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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