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A.M. Castle & Co. – ‘15-12B’ on 1/5/21

On:  Tuesday, 1/5/21, at 8:35pm ET   ·   As of:  1/6/21   ·   Effective:  1/6/21   ·   Accession #:  1104659-21-1172   ·   File #:  1-05415

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/06/21  A.M. Castle & Co.                 15-12B      1/06/21    1:37K                                    Toppan Merrill/FA

Certification of a Termination of Registration of a Class of Securities   —   Form 15   —   Sect. 12(b) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 15-12B      15-15D                                              HTML     27K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

 

Commission File Number  

001-05415

 

A. M. CASTLE & CO.

(Exact name of registrant as specified in its charter)

 

Additional Registrants Listed on Schedule A hereto

 

1420 Kensington Road, Suite 220
Oak Brook, IL 60523
(847) 455-7111

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

5.00% / 7.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2022 and the Guarantees thereof
3.00% / 5.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2024 and the Guarantees thereof

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

 

Rule 12g-4(a)(1)

o

 

 

 

 

 

Rule 12g-4(a)(2)

o

 

 

 

 

 

Rule 12h-3(b)(1)(i)

o

 

 

 

 

 

Rule 12h-3(b)(1)(ii)

o

 

 

 

 

 

Rule 15d-6

x

 

 

 

 

 

Approximate number of holders of record as of the certification or notice date:

 

5.00% / 7.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2022 and the Guarantees thereof: 15

3.00% / 5.00% Convertible Senior Secured Paid-in-Kind Toggle Notes due 2024 and the Guarantees thereof: 31

 

Schedule A

 

Exact Name of Additional Registrants

 

Jurisdiction of
Incorporation or
Formation

 

Principal Executive Offices

 

Primary
Standard
Industrial
Classification
Code Number

 

I.R.S.
Employer
Identification
No.

Total Plastics, Inc.

 

Michigan

 

1420 Kensington Road,
Suite 220, Oak BrookIL 60523

 

3080

 

38-2203149

A.M. Castle & Co. (Canada) Inc.

 

British Columbia

 

1420 Kensington Road,
Suite 220, Oak BrookIL 60523

 

5051

 

13835 3438

HY-Alloy Steels Company

 

Delaware

 

1420 Kensington Road,
Suite 220, Oak BrookIL 60523

 

5051

 

36-2761889

Keystone Service, Inc.

 

Indiana

 

1420 Kensington Road,
Suite 220, Oak BrookIL 60523

 

5051

 

36-0879160

Keystone Tube Company, LLC

 

Delaware

 

1420 Kensington Road,
Suite 220, Oak BrookIL 60523

 

5051

 

36-4388746

Castle Metals De Mexico, S.A. de C.V.

 

Mexico

 

1420 Kensington Road,
Suite 220, Oak BrookIL 60523

 

5051

 

CMM941219BG6

Castle Metals De Mexicali, S.A. de C.V.

 

Mexico

 

1420 Kensington Road,
Suite 220, Oak BrookIL 60523

 

5051

 

CMM941219BG6

 

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the Registrants has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date:

January 5, 2021

 

By:

/s/ Jeremy T. Steele

 

 

 

 

 

Jeremy T. Steele, Senior Vice President, General Counsel & Secretary

 

 

Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘15-12B’ Filing    Date    Other Filings
Filed as of / Effective on:1/6/2115-12G
Filed on:1/5/2115-12G,  EFFECT
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