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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/28/22 Schwab Strategic Trust 485BPOS 4/28/22 29:7.8M Toppan Merrill/FA → Schwab 1-5 Year Corporate Bond ETF ⇒ SCHJ → Schwab 5-10 Year Corporate Bond ETF ⇒ SCHI → Schwab Intermediate-Term U.S. Treasury ETF ⇒ SCHR → Schwab Long-Term U.S. Treasury ETF ⇒ SCHQ → Schwab Short-Term U.S. Treasury ETF ⇒ SCHO → Schwab U.S. Aggregate Bond ETF ⇒ SCHZ → Schwab U.S. TIPS ETF ⇒ SCHP |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 1.47M Registration 2: EX-99.(D)(9) Amendment No. 8, Dated December 20, 2021, to the HTML 24K Amended and Restated Advisory Agreement 3: EX-99.(I) Opinion and Consent of Counsel HTML 13K 4: EX-99.(J)(1) Consent of Deloitte & Touche LLP HTML 11K 10: R1 Document and Entity Information HTML 50K 11: R2 Risk/Return Summary- Schwab 1-5 Year Corporate HTML 103K Bond ETF 12: R8 Risk/Return Detail Data- Schwab 1-5 Year Corporate HTML 169K Bond ETF 13: R9 Risk/Return Summary- Schwab 5-10 Year Corporate HTML 104K Bond ETF 14: R15 Risk/Return Detail Data- Schwab 5-10 Year HTML 169K Corporate Bond ETF 15: R16 Risk/Return Summary- Schwab U.S. Aggregate Bond HTML 127K ETF 16: R22 Risk/Return Detail Data- Schwab U.S. Aggregate HTML 190K Bond ETF 17: R23 Risk/Return Summary- Schwab U.S. TIPS ETF HTML 120K 18: R29 Risk/Return Detail Data- Schwab U.S. TIPS ETF HTML 181K 19: R30 Risk/Return Summary- Schwab Short-Term U.S. HTML 120K Treasury ETF 20: R36 Risk/Return Detail Data- Schwab Short-Term U.S. HTML 188K Treasury ETF 21: R37 Risk/Return Summary- Schwab Intermediate-Term U.S. HTML 120K Treasury ETF 22: R43 Risk/Return Detail Data- Schwab Intermediate-Term HTML 188K U.S. Treasury ETF 23: R44 Risk/Return Summary- Schwab Long-Term U.S. HTML 100K Treasury ETF 24: R50 Risk/Return Detail Data- Schwab Long-Term U.S. HTML 166K Treasury ETF 25: R51 Risk/Return Detail Data HTML 13K 27: XML IDEA XML File -- Filing Summary XML 48K 26: XML XBRL Instance -- tm2212149d1_485bpos_htm XML 407K 6: EX-101.CAL XBRL Calculations -- ck0001454889-20220428_cal XML 22K 7: EX-101.DEF XBRL Definitions -- ck0001454889-20220428_def XML 2.39M 8: EX-101.LAB XBRL Labels -- ck0001454889-20220428_lab XML 536K 9: EX-101.PRE XBRL Presentations -- ck0001454889-20220428_pre XML 2.43M 5: EX-101.SCH XBRL Schema -- ck0001454889-20220428 XSD 88K 28: JSON XBRL Instance as JSON Data -- MetaLinks 160± 435K 29: ZIP XBRL Zipped Folder -- 0001104659-22-051351-xbrl Zip 472K
out - none - 43.69s |
|
Douglas P. Dick, Esq.
Dechert LLP 1900 K Street, N.W. Washington, DC 20006 |
| |
John M. Loder, Esq.
Ropes & Gray LLP 800 Boylston Street Boston, MA 02199‑3600 |
|
| Schwab® 1-5 Year Corporate Bond ETF | | |
SCHJ
|
|
| Schwab® 5-10 Year Corporate Bond ETF | | |
SCHI
|
|
| Schwab® U.S. Aggregate Bond ETF | | |
SCHZ
|
|
| Schwab® U.S. TIPS ETF | | |
SCHP
|
|
| Schwab® Short-Term U.S. Treasury ETF | | |
SCHO
|
|
|
Schwab® Intermediate-Term U.S. Treasury ETF
|
| |
SCHR
|
|
| Schwab® Long-Term U.S. Treasury ETF | | |
SCHQ
|
|
| Fund Summaries | | | | | | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 9 | | | |
| | | | | 13 | | | |
| | | | | 16 | | | |
| | | | | 19 | | | |
| | | | | 22 | | | |
| | | | | 25 | | | |
| | | | | 26 | | | |
| | | | | 26 | | | |
| | | | | 26 | | | |
| | | | | 29 | | | |
| | | | | 31 | | | |
| | | | | 35 | | | |
| | | | | 37 | | | |
| | | | | 39 | | | |
| | | | | 41 | | | |
| | | | | 44 | | | |
| | | | | 45 | | | |
| | | | | 46 | | | |
| | | | | 53 | | | |
| | | | | 54 | | | |
| | | | | 54 | | | |
| | | | | 54 | | | |
| | | | | 55 | | | |
| | | | | 56 | | | |
| | | | | 57 | | | |
| | | | | 58 | | |
| Ticker Symbol: | | | i SCHJ | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the valueof your investment) | | |||
Management fees | | | i 0.04
| |
Other expenses | | | i None | |
Total annual fund operating expenses(1) | | | i 0.04
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 4 | | | | | $ | i 13 | | | | | $ | i 23 | | | | | $ | i 51 | | |
i Average Annual Total Returns as of 12/31/21 | | |||||||||||||||
| | | | | | 1 Year | | | Since Inception ( i i i i 10/10/19 / / / ) | | ||||||
i Before taxes | | | | | ( i 0.64%) | | | | | | i 2.29% | | | |||
i After taxes on distributions | | | | | ( i 1.01%) | | | | | | i 1.56% | | | |||
i After taxes on distributions and sale of shares | | | | | ( i 0.38%) | | | | | | i 1.44% | | | |||
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | |||
i Bloomberg US 1-5 Year Corporate Bond Index | | | | | ( i 0.47%) | | | | | | i 2.43% | | |
| Ticker Symbol: | | | i SCHI | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the valueof your investment) | | |||
Management fees | | | i 0.04
| |
Other expenses | | | i None | |
Total annual fund operating expenses(1) | | | i 0.04
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 4 | | | | | $ | i 13 | | | | | $ | i 23 | | | | | $ | i 51 | | |
i Average Annual Total Returns as of 12/31/21 | | |||||||||||||||
| | | | | | 1 Year | | | Since Inception ( i i i i 10/10/19 / / / ) | | ||||||
i Before taxes | | | | | ( i 1.80%) | | | | | | i 3.76% | | | |||
i After taxes on distributions | | | | | ( i 2.56%) | | | | | | i 2.85% | | | |||
i After taxes on distributions and sale of shares | | | | | ( i 1.06%) | | | | | | i 2.49% | | | |||
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | |||
i Bloomberg US 5-10 Year Corporate Bond Index | | | | | ( i 1.52%) | | | | | | i 3.90% | | |
| Ticker Symbol: | | | i SCHZ | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None
| |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the value of your investment) | | |||
Management fees | | | i 0.04
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.04
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 4 | | | | | $ | i 13 | | | | | $ | i 23 | | | | | $ | i 51 | | |
i Average Annual Total Returns as of 12/31/21 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | ( i 1.74%) | | | | | | i 3.47% | | | | | | i 2.79%
| | |
i After taxes on distributions | | | | | ( i 2.59%)
| | | | | | i 2.40% | | | | | | i 1.82%
| | |
i After taxes on distributions and sale of shares | | | | | ( i 1.03%) | | | | | | i 2.20% | | | | | | i 1.71% | | |
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Aggregate Bond Index | | | | | ( i 1.54%) | | | | | | i 3.57% | | | | | | i 2.90% | | |
| Ticker Symbol: | | | i SCHP | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the valueof your investment) | | |||
Management fees | | | i 0.05
| |
Other expenses | | | i None | |
Total annual fund operating expenses | | | i 0.05
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 5 | | | | | $ | i 16 | | | | | $ | i 28 | | | | | $ | i 64 | | |
i Average Annual Total Returns as of 12/31/21 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | i 5.80% | | | | | | i 5.26% | | | | | | i 3.01%
| | |
i After taxes on distributions | | | | | i 3.92%
| | | | | | i 4.22% | | | | | | i 2.29%
| | |
i After taxes on distributions and sale of shares | | | | | i 3.41% | | | | | | i 3.60% | | | | | | i 2.01% | | |
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Treasury Inflation-Linked Bond Index (Series-L) | | | | | i 5.96% | | | | | | i 5.34% | | | | | | i 3.09% | | |
| Ticker Symbol: | | | i SCHO | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the valueof your investment) | | |||
Management fees | | | i 0.04
| |
Other expenses | | | i None | |
Total annual fund operating expenses(1) | | | i 0.04
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 4 | | | | | $ | i 13 | | | | | $ | i 23 | | | | | $ | i 51 | | |
i Average Annual Total Returns as of 12/31/21 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | ( i 0.66%) | | | | | | i 1.55% | | | | | | i 1.01%
| | |
i After taxes on distributions | | | | | ( i 0.83%)
| | | | | | i 0.98% | | | | | | i 0.62%
| | |
i After taxes on distributions and sale of shares | | | | | ( i 0.39%) | | | | | | i 0.94% | | | | | | i 0.60% | | |
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Treasury 1-3 Year Index | | | | | ( i 0.60%) | | | | | | i 1.61% | | | | | | i 1.09% | | |
| Ticker Symbol: | | | i SCHR | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the valueof your investment) | | |||
Management fees | | | i 0.04
| |
Other expenses | | | i None | |
Total annual fund operating expenses(1) | | | i 0.04
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 Years | | | 10
Years | | ||||||||||||
| | $ | i 4 | | | | | $ | i 13 | | | | | $ | i 23 | | | | | $ | i 51 | | |
i Average Annual Total Returns as of 12/31/21 | | ||||||||||||||||||
| | | 1 Year | | | 5 Years | | | 10 Years | | |||||||||
i Before taxes | | | | | ( i 2.57%) | | | | | | i 2.78% | | | | | | i 2.05%
| | |
i After taxes on distributions | | | | | ( i 2.96%)
| | | | | | i 2.05% | | | | | | i 1.41%
| | |
i After taxes on distributions and sale of shares | | | | | ( i 1.52%) | | | | | | i 1.81% | | | | | | i 1.29% | | |
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | | | | | | |
i Bloomberg US Treasury 3-10 Year Index | | | | | ( i 2.49%) | | | | | | i 2.84% | | | | | | i 2.13% | | |
| Ticker Symbol: | | | i SCHQ | |
i Shareholder Fees (fees paid directly from your investment) | | |||
| | | i None | |
i Annual Fund Operating Expenses (expenses that you pay each year as a % of the valueof your investment) | | |||
Management fees | | | i 0.04
| |
Other expenses | | | i None | |
Total annual fund operating expenses(1) | | | i 0.04
| |
| i Expenses on a $10,000 Investment | | |||||||||||||||||||||
| 1 Year | | | 3 Years | | | 5 years | | | 10
Years | | ||||||||||||
| | $ | i 4 | | | | | $ | i 13 | | | | | $ | i 23 | | | | | $ | i 51 | | |
i Average Annual Total Returns as of 12/31/21 | | |||||||||||||||
| | | | | | 1 Year | | | Since Inception ( i i i i 10/10/19 / / / ) | | ||||||
i Before taxes | | | | | ( i 4.96%) | | | | | | i 2.78% | | | |||
i After taxes on distributions | | | | | ( i 5.63%) | | | | | | i 2.10% | | | |||
i After taxes on distributions and sale of shares | | | | | ( i 2.95%) | | | | | | i 1.84% | | | |||
Comparative Index i (reflects no deduction for expenses or taxes) | | | | | | | | | | | | | | |||
i Bloomberg US Long Treasury Index | | | | | ( i 4.65%) | | | | | | i 2.96% | | |
| Schwab 1-5 Year Corporate Bond ETF | | | SCHJ | |
| Schwab 5-10 Year Corporate Bond ETF | | | SCHI | |
| Schwab U.S. Aggregate Bond ETF | | | SCHZ | |
| Schwab U.S. TIPS ETF | | | SCHP | |
| Schwab Short-Term U.S. Treasury ETF | | | SCHO | |
|
Schwab Intermediate-Term U.S. Treasury ETF
|
| | SCHR | |
| Schwab Long-Term U.S. Treasury ETF | | | SCHQ | |
| | |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
10/10/19(1) –
12/31/19 |
| | | | | | ||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 51.37 | | | | | $ | 50.04 | | | | | $ | 50.00 | | | | | | | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 0.50 | | | | | | 0.89 | | | | | | 0.23 | | | | | | | | |
Net realized and unrealized gains (losses)
|
| | | | (0.82) | | | | | | 1.74 | | | | | | 0.02 | | | | | | | | |
Total from investment operations
|
| | | | (0.32) | | | | | | 2.63 | | | | | | 0.25 | | | | | | | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.48) | | | | | | (0.89) | | | | | | (0.21) | | | | | | | | |
Distributions from net realized gains
|
| | | | — | | | | | | (0.41) | | | | | | — | | | | | | | | |
Total distributions
|
| | | | (0.48) | | | | | | (1.30) | | | | | | (0.21) | | | | | | | | |
Net asset value at end of period | | | | $ | 50.57 | | | | | $ | 51.37 | | | | | $ | 50.04 | | | | | | | | |
Total return | | | | | (0.64%) | | | | | | 5.31% | | | | | | 0.50%(3) | | | | | | | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.05%(4) | | | | | | 0.05% | | | | | | 0.06%(5)(6) | | | | | | | | |
Net investment income (loss)
|
| | | | 0.99% | | | | | | 1.74% | | | | | | 2.01%(5) | | | | | | | | |
Portfolio turnover rate(7) | | | | | 13% | | | | | | 80% | | | | | | 12%(3) | | | | | | | | |
Net assets, end of period (x 1,000) | | | | $ | 609,404 | | | | | $ | 118,146 | | | | | $ | 35,029 | | | | | | | |
| | |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
10/10/19(1)–
12/31/19 |
| | | | | | ||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 53.69 | | | | | $ | 50.07 | | | | | $ | 50.00 | | | | | | | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 1.02 | | | | | | 1.26 | | | | | | 0.29 | | | | | | | | |
Net realized and unrealized gains (losses)
|
| | | | (1.98) | | | | | | 3.60 | | | | | | 0.04 | | | | | | | | |
Total from investment operations
|
| | | | (0.96) | | | | | | 4.86 | | | | | | 0.33 | | | | | | | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.00) | | | | | | (1.24) | | | | | | (0.26) | | | | | | | | |
Net asset value at end of period | | | | $ | 51.73 | | | | | $ | 53.69 | | | | | $ | 50.07 | | | | | | | | |
Total return | | | | | (1.80%) | | | | | | 9.83% | | | | | | 0.67%(3) | | | | | | | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.05%(4) | | | | | | 0.05% | | | | | | 0.06%(5)(6) | | | | | | | | |
Net investment income (loss)
|
| | | | 1.96% | | | | | | 2.43% | | | | | | 2.61%(5) | | | | | | | | |
Portfolio turnover rate(7) | | | | | 11% | | | | | | 36% | | | | | | 8%(3) | | | | | | | | |
Net assets, end of period (x 1,000) | | | | $ | 375,055 | | | | | $ | 190,584 | | | | | $ | 110,151 | | | | | | | |
| | |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |
1/1/18–
12/31/18 |
| |
1/1/17–
12/31/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 56.05 | | | | | $ | 53.43 | | | | | $ | 50.59 | | | | | $ | 52.07 | | | | | $ | 51.55 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.96 | | | | | | 1.19 | | | | | | 1.43 | | | | | | 1.35 | | | | | | 1.18 | | |
Net realized and unrealized gains (losses)
|
| | | | (1.93) | | | | | | 2.79 | | | | | | 2.90 | | | | | | (1.42) | | | | | | 0.59 | | |
Total from investment operations
|
| | | | (0.97) | | | | | | 3.98 | | | | | | 4.33 | | | | | | (0.07) | | | | | | 1.77 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (1.17) | | | | | | (1.36) | | | | | | (1.49) | | | | | | (1.41) | | | | | | (1.25) | | |
Net asset value at end of period | | | | $ | 53.91 | | | | | $ | 56.05 | | | | | $ | 53.43 | | | | | $ | 50.59 | | | | | $ | 52.07 | | |
Total return | | | | | (1.74%) | | | | | | 7.50% | | | | | | 8.64% | | | | | | (0.09%) | | | | | | 3.46% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.04% | | | | | | 0.04% | | | | | | 0.04% | | | | | | 0.04% | | | | | | 0.04% | | |
Net investment income (loss)
|
| | | | 1.76% | | | | | | 2.14% | | | | | | 2.71% | | | | | | 2.67% | | | | | | 2.26% | | |
Portfolio turnover rate(2)(3)
|
| | | | 48% | | | | | | 68% | | | | | | 63% | | | | | | 71% | | | | | | 101% | | |
Net assets, end of period (x 1,000) | | | | $ | 9,073,796 | | | | | $ | 8,732,745 | | | | | $ | 7,383,509 | | | | | $ | 5,544,583 | | | | | $ | 4,925,693 | | |
| | |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |
1/1/18–
12/31/18 |
| |
1/1/17–
12/31/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 62.06 | | | | | $ | 56.57 | | | | | $ | 53.27 | | | | | $ | 55.39 | | | | | $ | 54.84 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 2.93 | | | | | | 0.81 | | | | | | 1.21 | | | | | | 1.51 | | | | | | 1.17 | | |
Net realized and unrealized gains (losses)
|
| | | | 0.60 | | | | | | 5.37 | | | | | | 3.23 | | | | | | (2.23) | | | | | | 0.43 | | |
Total from investment operations
|
| | | | 3.53 | | | | | | 6.18 | | | | | | 4.44 | | | | | | (0.72) | | | | | | 1.60 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (2.76) | | | | | | (0.69) | | | | | | (1.14) | | | | | | (1.40) | | | | | | (1.05) | | |
Net asset value at end of period | | | | $ | 62.83 | | | | | $ | 62.06 | | | | | $ | 56.57 | | | | | $ | 53.27 | | | | | $ | 55.39 | | |
Total return | | | | | 5.80% | | | | | | 10.94% | | | | | | 8.36% | | | | | | (1.31%) | | | | | | 2.95% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.05% | | | | | | 0.05% | | | | | | 0.05% | | | | | | 0.05% | | | | | | 0.05%(2) | | |
Net investment income (loss)
|
| | | | 4.69% | | | | | | 1.36% | | | | | | 2.18% | | | | | | 2.80% | | | | | | 2.13% | | |
Portfolio turnover rate(3) | | | | | 19% | | | | | | 23% | | | | | | 20% | | | | | | 17% | | | | | | 19% | | |
Net assets, end of period (x 1,000) | | | | $ | 21,303,729 | | | | | $ | 14,090,007 | | | | | $ | 8,733,970 | | | | | $ | 5,779,263 | | | | | $ | 2,880,386 | | |
| | |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |
1/1/18–
12/31/18 |
| |
1/1/17–
12/31/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 51.39 | | | | | $ | 50.48 | | | | | $ | 49.88 | | | | | $ | 50.03 | | | | | $ | 50.41 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.21 | | | | | | 0.65 | | | | | | 1.14 | | | | | | 0.94 | | | | | | 0.57 | | |
Net realized and unrealized gains (losses)
|
| | | | (0.55) | | | | | | 0.91 | | | | | | 0.60 | | | | | | (0.20)(2) | | | | | | (0.39) | | |
Total from investment operations
|
| | | | (0.34) | | | | | | 1.56 | | | | | | 1.74 | | | | | | 0.74 | | | | | | 0.18 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.21) | | | | | | (0.65) | | | | | | (1.14) | | | | | | (0.89) | | | | | | (0.56) | | |
Net asset value at end of period | | | | $ | 50.84 | | | | | $ | 51.39 | | | | | $ | 50.48 | | | | | $ | 49.88 | | | | | $ | 50.03 | | |
Total return | | | | | (0.66%) | | | | | | 3.11% | | | | | | 3.53% | | | | | | 1.50% | | | | | | 0.35% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.05%(3) | | | | | | 0.05% | | | | | | 0.06%(4) | | | | | | 0.06% | | | | | | 0.06% | | |
Net investment income (loss)
|
| | | | 0.41% | | | | | | 1.26% | | | | | | 2.27% | | | | | | 1.89% | | | | | | 1.13% | | |
Portfolio turnover rate(5) | | | | | 73% | | | | | | 74% | | | | | | 77% | | | | | | 65% | | | | | | 65% | | |
Net assets, end of period (x 1,000) | | | | $ | 8,955,808 | | | | | $ | 7,507,924 | | | | | $ | 5,262,952 | | | | | $ | 4,254,630 | | | | | $ | 2,181,398 | | |
| | |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
1/1/19–
12/31/19 |
| |
1/1/18–
12/31/18 |
| |
1/1/17–
12/31/17 |
| |||||||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 58.21 | | | | | $ | 54.97 | | | | | $ | 52.89 | | | | | $ | 53.35 | | | | | $ | 53.41 | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(1)
|
| | | | 0.55 | | | | | | 0.94 | | | | | | 1.28 | | | | | | 1.21 | | | | | | 0.89 | | |
Net realized and unrealized gains (losses)
|
| | | | (2.04) | | | | | | 3.24 | | | | | | 2.07 | | | | | | (0.55)(2) | | | | | | (0.07) | | |
Total from investment operations
|
| | | | (1.49) | | | | | | 4.18 | | | | | | 3.35 | | | | | | 0.66 | | | | | | 0.82 | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.56) | | | | | | (0.94) | | | | | | (1.27) | | | | | | (1.12) | | | | | | (0.88) | | |
Net asset value at end of period | | | | $ | 56.16 | | | | | $ | 58.21 | | | | | $ | 54.97 | | | | | $ | 52.89 | | | | | $ | 53.35 | | |
Total return | | | | | (2.57%) | | | | | | 7.62% | | | | | | 6.38% | | | | | | 1.28% | | | | | | 1.54% | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.05%(3) | | | | | | 0.05% | | | | | | 0.06%(4) | | | | | | 0.06% | | | | | | 0.06% | | |
Net investment income (loss)
|
| | | | 0.97% | | | | | | 1.63% | | | | | | 2.35% | | | | | | 2.34% | | | | | | 1.66% | | |
Portfolio turnover rate(5) | | | | | 56% | | | | | | 51% | | | | | | 38% | | | | | | 41% | | | | | | 30% | | |
Net assets, end of period (x 1,000) | | | | $ | 3,711,997 | | | | | $ | 3,952,710 | | | | | $ | 4,735,743 | | | | | $ | 3,480,449 | | | | | $ | 1,165,708 | | |
| | |
1/1/21–
12/31/21 |
| |
1/1/20–
12/31/20 |
| |
10/10/19(1)–
12/31/19 |
| | | | | | ||||||||||
Per-Share Data | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value at beginning of period | | | | $ | 54.87 | | | | | $ | 47.34 | | | | | $ | 50.00 | | | | | | | | |
Income (loss) from investment operations: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss)(2)
|
| | | | 0.86 | | | | | | 0.86 | | | | | | 0.22 | | | | | | | | |
Net realized and unrealized gains (losses)
|
| | | | (3.60) | | | | | | 7.50 | | | | | | (2.67) | | | | | | | | |
Total from investment operations
|
| | | | (2.74) | | | | | | 8.36 | | | | | | (2.45) | | | | | | | | |
Less distributions: | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from net investment income
|
| | | | (0.87) | | | | | | (0.83) | | | | | | (0.21) | | | | | | | | |
Net asset value at end of period | | | | $ | 51.26 | | | | | $ | 54.87 | | | | | $ | 47.34 | | | | | | | | |
Total return | | | | | (4.96%) | | | | | | 17.64% | | | | | | (4.91%)(3) | | | | | | | | |
Ratios/Supplemental Data | | | | | | | | | | | | | | | | | | | | | | | | | |
Ratios to average net assets: | | | | | | | | | | | | | | | | | | | | | | | | | |
Total expenses
|
| | | | 0.05%(4) | | | | | | 0.05% | | | | | | 0.06%(5)(6) | | | | | | | | |
Net investment income (loss)
|
| | | | 1.70% | | | | | | 1.55% | | | | | | 2.07%(5) | | | | | | | | |
Portfolio turnover rate(7) | | | | | 68% | | | | | | 45% | | | | | | 3%(3) | | | | | | | | |
Net assets, end of period (x 1,000) | | | | $ | 99,948 | | | | | $ | 90,535 | | | | | $ | 18,935 | | | | | | | |
| Schwab 1-5 Year Corporate Bond ETF | | | SCHJ | |
| Schwab 5-10 Year Corporate Bond ETF | | | SCHI | |
| Schwab U.S. Aggregate Bond ETF | | | SCHZ | |
| Schwab U.S. TIPS ETF | | | SCHP | |
| Schwab Short-Term U.S. Treasury ETF | | | SCHO | |
|
Schwab Intermediate-Term U.S. Treasury ETF
|
| | SCHR | |
| Schwab Long-Term U.S. Treasury ETF | | | SCHQ | |
Fund
|
| |
Approximate Value
of One Creation Unit |
| |
Standard
Creation/Redemption Transaction Fee |
| |
Maximum
Additional Creation Transaction Fee(1) |
| |
Maximum
Additional Redemption Transaction Fee(1) |
| ||||||||||||
Schwab 1-5 Year Corporate Bond ETF | | | | $ | 2,429,000 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab 5-10 Year Corporate Bond ETF | | | | $ | 2,397,000 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. Aggregate Bond ETF | | | | $ | 5,057,000 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. TIPS ETF | | | | $ | 3,035,500 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Short-Term U.S. Treasury ETF | | | | $ | 2,476,500 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Intermediate-Term U.S. Treasury ETF
|
| | | $ | 2,653,000 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Long-Term U.S. Treasury ETF | | | | $ | 2,292,500 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
| SEC File Number | | | | |
| | | REG56416-13 | |
| Schwab® 1-5 Year Corporate Bond ETF | | |
SCHJ
|
|
| Schwab® 5-10 Year Corporate Bond ETF | | |
SCHI
|
|
| Schwab® U.S. Aggregate Bond ETF | | |
SCHZ
|
|
| Schwab® U.S. TIPS ETF | | |
SCHP
|
|
| Schwab® Short-Term U.S. Treasury ETF | | |
SCHO
|
|
|
Schwab® Intermediate-Term U.S. Treasury ETF
|
| |
SCHR
|
|
| Schwab® Long-Term U.S. Treasury ETF | | |
SCHQ
|
|
| | |
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APPENDIX – RATINGS OF INVESTMENT SECURITIES | | | | | | | |
APPENDIX – PROXY VOTING POLICY | | | | | | | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INDEPENDENT TRUSTEES
|
| |||||||||
|
Robert W. Burns
1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) |
| | Retired/Private Investor. | | |
103
|
| | None | |
|
Nancy F. Heller
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Retired. | | |
103
|
| | None | |
|
David L. Mahoney
1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Private Investor. | | |
103
|
| |
Director (2004‑present),
Corcept Therapeutics Incorporated
Director (2009‑2021),
Adamas Pharmaceuticals, Inc.
Director (2003‑2019),
Symantec Corporation |
|
|
Jane P. Moncreiff
1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) |
| | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | |
103
|
| | None | |
|
Kiran M. Patel
1948 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) |
| | Retired. | | |
103
|
| |
Director (2008‑present),
KLA‑Tencor Corporation |
|
|
Kimberly S. Patmore
1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Consultant (2008-present), Patmore Management Consulting (management consulting). | | |
103
|
| | None | |
|
J. Derek Penn
1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(1)) |
| |
Principal Occupations
During the Past Five Years |
| |
Number of Portfolios
in Fund Complex Overseen by the Trustee |
| |
Other Directorships During
the Past Five Years |
|
|
INTERESTED TRUSTEES
|
| |||||||||
|
Walter W. Bettinger II(2)
1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) |
| | Director and Chief Executive Officer (Oct. 2008-present) and President (Feb. 2007-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008-Oct. 2021) and Director (May 2008-Oct. 2021), Charles Schwab & Co., Inc.; Director (Apr. 2006-present), Charles Schwab Bank, SSB; Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present) and President and Chief Executive Officer (Aug. 2017-present), Schwab Holdings, Inc.; Director (Oct. 2020-present), TD Ameritrade Holding Corporation; Director (July 2016-Oct. 2021), Charles Schwab Investment Management, Inc. | | |
103
|
| |
Director (2008‑present),
The Charles Schwab Corporation |
|
|
Joseph R. Martinetto(2)
1962 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) |
| | Chief Operating Officer (Feb. 2018-present), The Charles Schwab Corporation; Senior Executive Vice President (July 2015-present), Charles Schwab & Co., Inc.; Director (May 2007-present), Charles Schwab & Co., Inc.; Director (Apr. 2010-Apr. 2020), Charles Schwab Bank, SSB; Director (Nov. 2017-Apr. 2020), Charles Schwab Premier Bank, SSB; Director (May 2007-Apr. 2020) and Senior Executive Vice President (Feb. 2016-present), Schwab Holdings, Inc; Director (Oct. 2020-present), TD Ameritrade Holding Corporation. | | |
103
|
| | None | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Jonathan de St. Paer
1973 President and Chief Executive Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) |
| | Director (Apr. 2019-present), President (Oct. 2018-present), Chief Operating Officer (Jan. 2020-present) and Chief Executive Officer (Apr. 2019-Nov. 2019), Charles Schwab Investment Management, Inc.; Senior Vice President (June 2020-Mar. 2022) and Chief Operating Officer (Jan. 2020-Mar. 2022), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Apr. 2019-present), President (Nov. 2018-present) and Trustee (Apr. 2019-Dec. 2020), Schwab Funds, Laudus Trust and Schwab ETFs; Director (Apr. 2019-Apr. 2022), Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited; Senior Vice President (Apr. 2019-present) and Senior Vice President – Strategy and Product Development (CSIM) (Jan. 2014-Mar. 2019), Charles Schwab & Co., Inc. | |
|
Mark Fischer
1970 Treasurer, Chief Financial Officer and Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) |
| | Treasurer, Chief Financial Officer (Jan. 2016-present) and Chief Operating Officer (Dec. 2020-present), Schwab Funds, Laudus Trust and Schwab ETFs; Chief Financial Officer (Mar. 2020-present) and Vice President (Oct. 2013-present), Charles Schwab Investment Management, Inc.; Director (July 2020-Apr. 2022), Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited. | |
|
Omar Aguilar
1970 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Chief Executive Officer (Jan. 2022-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Dec. 2021), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
Name, Year of Birth, and Position(s) with the Trust
(Term of Office and Length of Time Served(3)) |
| |
Principal Occupations During the Past Five Years
|
|
|
OFFICERS
|
| |||
|
Brett Wander
1961 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) |
| | Senior Vice President and Chief Investment Officer (Apr. 2011-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2011-present), Schwab Funds, Laudus Trust and Schwab ETFs. | |
|
William P. McMahon, Jr.
1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) |
| | Senior Vice President and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds, Laudus Trust and Schwab ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
|
Catherine MacGregor
1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) |
| | Chief Legal Officer (Mar. 2022-present) and Vice President (Sept. 2005-present), Charles Schwab Investment Management, Inc.; Vice President (July 2005-present), Charles Schwab & Co., Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), Schwab Funds; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab ETFs. | |
Name of Trustee
|
| |
Aggregate Compensation
from the Funds in this SAI |
| |
Pension or Retirement Benefits
Accrued as Part of Fund Expenses |
| |
Total Compensation from the Funds
and Fund Complex Paid to Trustees |
| ||||||
INTERESTED TRUSTEES
|
| |||||||||||||||
Walter W. Bettinger II | | | | | None | | | |
N/A
|
| | | | None | | |
Joseph R. Martinetto | | | | | None | | | |
N/A
|
| | | | None | | |
INDEPENDENT TRUSTEES
|
| |||||||||||||||
Robert W. Burns | | | | $ | 25,393 | | | |
N/A
|
| | | $ | 334,000 | | |
John F. Cogan(1) | | | | $ | 26,763 | | | |
N/A
|
| | | $ | 352,000 | | |
Nancy F. Heller | | | | $ | 25,235 | | | |
N/A
|
| | | $ | 332,000 | | |
David L. Mahoney | | | | $ | 25,393 | | | |
N/A
|
| | | $ | 334,000 | | |
Jane P. Moncreiff | | | | $ | 26,755 | | | |
N/A
|
| | | $ | 352,000 | | |
Kiran M. Patel | | | | $ | 26,605 | | | |
N/A
|
| | | $ | 350,000 | | |
Kimberly S. Patmore | | | | $ | 25,243 | | | |
N/A
|
| | | $ | 332,000 | | |
J. Derek Penn(2) | | | | $ | 14,922 | | | |
N/A
|
| | | $ | 192,500 | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Funds Included in the SAI
|
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Walter W. Bettinger II | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
$10,001-$50,000
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Funds Included in the SAI
|
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INTERESTED TRUSTEES
|
| |||||||||
Joseph R. Martinetto | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
INDEPENDENT TRUSTEES
|
| |||||||||
Robert W. Burns | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
Over $100,000
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
$50,001-$100,000
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Nancy F. Heller | | | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
$1-$10,000
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
David L. Mahoney
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Jane P. Moncreiff
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
$10,001-$50,000
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Name of Trustee
|
| |
Dollar Range of Trustee Ownership of the Funds Included in the SAI
|
| |
Aggregate Dollar Range of
Trustee Ownership in the Family of Investment Companies |
| |||
INDEPENDENT TRUSTEES
|
| |||||||||
Kiran M. Patel
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Kimberly S. Patmore
|
| | | | | | | |
Over $100,000
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
J. Derek Penn(1)
|
| | | | | | | |
None
|
|
| | | Schwab 1-5 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
| | | |
| | | Schwab U.S. TIPS ETF | | |
None
|
| | | |
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
| | | |
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
| | | |
Fund
|
| |
Name and Address
|
| |
Percentage of
Ownership |
| ||||
Schwab 1-5 Year Corporate Bond ETF
|
| |
Charles Schwab & Co., Inc.
211 Main Street San Francisco, CA 94105 |
| | | | 67.21 | % | | |
|
TD Ameritrade Clearing, Inc.(1)
1005 N Ameritrade Place Bellevue, NE 68005 |
| | | | 13.59 | % | | | ||
|
National Financial Services LLC
200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281‑1003 |
| | | | 5.85 | % | | | ||
Schwab 5-10 Year Corporate Bond ETF | | | Charles Schwab & Co., Inc. | | | | | 88.32 | % | | |
Schwab U.S. Aggregate Bond ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 64.86 | % | | |
|
Brown Brothers Harriman & Co.
140 Broadway New York, NY 10005‑1101 |
| | | | 11.80 | % | | | ||
| TD Ameritrade Clearing Inc.(1) | | | | | 5.66 | % | | | ||
Schwab U.S. TIPS ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 50.90 | % | | |
|
Brown Brothers Harriman & Co./ETF
50 Post Office Sq. Boston, MA 02110 |
| | | | 7.42 | % | | | ||
| National Financial Services LLC | | | | | 5.67 | % | | | ||
| TD Ameritrade Clearing Inc.(1) | | | | | 5.20 | % | | | ||
Schwab Short-Term U.S. Treasury ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 32.97 | % | | |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated/8862 MLPF&S
200 N College Street Charlotte, NC 28255 |
| | | | 17.55 | % | | | ||
|
J.P. Morgan Chase Bank N.A.
1111 Polaris Pkwy Columbus, OH 43240 |
| | | | 10.07 | % | | | ||
|
American Enterprise Investment Services Inc.
5414 Ameriprise Financial Center Minneapolis, MN 55474 |
| | | | 9.11 | % | | | ||
Schwab Intermediate-Term U.S. Treasury ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 43.38 | % | | |
|
J.P. Morgan Securities LLC/JPMC
500 Stanton Christiana Road Newark, DE 19713 |
| | | | 12.94 | % | | | ||
| J.P. Morgan Chase Bank N.A. | | | | | 8.23 | % | | | ||
| National Financial Services LLC | | | | | 6.71 | % | | | ||
|
RBC Capital Markets, LLC
200 Vesey Street 5th Floor Three World Financial Center New York, NY 10281 |
| | | | 6.29 | % | | | ||
Schwab Long-Term U.S. Treasury ETF
|
| |
Charles Schwab & Co., Inc.
|
| | | | 67.79 | % | | |
| J.P. Morgan Securities LLC/JPMC | | | | | 7.58 | % | | | ||
| TD Ameritrade Clearing Inc.(1) | | | | | 6.45 | % | | |
Fund
|
| |
Fee
|
| |||
Schwab 1-5 Year Corporate Bond ETF | | | | | 0.04%(1) | | |
Schwab 5-10 Year Corporate Bond ETF | | | | | 0.04%(1) | | |
Schwab U.S. Aggregate Bond ETF | | | | | 0.04% | | |
Schwab U.S. TIPS ETF | | | | | 0.05% | | |
Schwab Short-Term U.S. Treasury ETF | | | | | 0.04%(1) | | |
Schwab Intermediate-Term U.S. Treasury ETF | | | | | 0.04%(1) | | |
Schwab Long-Term U.S. Treasury ETF | | | | | 0.04%(1) | | |
Fund
|
| |
2021
|
| |
2020
|
| |
2019
|
|
Schwab 1-5 Year Corporate Bond ETF | | |
$257,649
|
| |
$48,142
|
| |
$3,906(1)
|
|
Schwab 5-10 Year Corporate Bond ETF | | |
$173,695
|
| |
$75,832
|
| |
$9,305(1)
|
|
Schwab U.S. Aggregate Bond ETF | | |
$3,585,705
|
| |
$3,198,188
|
| |
$2,577,987
|
|
Schwab U.S. TIPS ETF | | |
$9,122,496
|
| |
$5,343,459
|
| |
$3,513,832
|
|
Schwab Short-Term U.S. Treasury ETF | | |
$4,267,836
|
| |
$3,497,770
|
| |
$3,205,305
|
|
Schwab Intermediate-Term U.S. Treasury ETF | | |
$1,863,825
|
| |
$2,112,084
|
| |
$2,548,477
|
|
Schwab Long-Term U.S. Treasury ETF | | |
$43,674
|
| |
$29,448
|
| |
$1,920(1)
|
|
| | |
Schwab 1-5
Year Corporate Bond ETF |
| |
Schwab 5-10
Year Corporate Bond ETF |
| |
Schwab U.S.
Aggregate Bond ETF |
| |
Schwab
Short-Term U.S. Treasury ETF |
| ||||||||||||
Gross income from securities lending activities | | | | $ | 3,060 | | | | | $ | 716 | | | | | $ | 14,552 | | | | | $ | 5,092 | | |
Fees and/or compensation paid for securities lending activities and related services:
|
| | | | | | | | | | | | | | | | | | | | | | | | |
Fees paid to securities lending agent from a revenue split
|
| | | $ | 204 | | | | | $ | 47 | | | | | $ | 1,034 | | | | | $ | 282 | | |
Fees paid for any cash collateral management service (including fees deducted from
a pooled cash collateral reinvestment vehicle) that are not included in a revenue split |
| | | $ | 327 | | | | | $ | 92 | | | | | $ | 1,621 | | | | | $ | 1,061 | | |
Administrative fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Indemnification fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Rebates (paid to borrower)
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Other fees not included in revenue split
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Aggregate fees/compensation paid for securities lending activities | | | | $ | 531 | | | | | $ | 139 | | | | | $ | 2,655 | | | | | $ | 1,343 | | |
Net income from securities lending activities(1) | | | | $ | 2,529 | | | | | $ | 577 | | | | | $ | 11,897 | | | | | $ | 3,749 | | |
| | |
Registered Investment Companies
(this amount does not include the funds in this SAI) |
| |
Other Pooled Investment Vehicles
|
| |
Other Accounts
|
| |||||||||||||||||||||||||||
Name
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| |
Number of Accounts
|
| |
Total Assets
|
| ||||||||||||||||||
Matthew Hastings
|
| | | | 3 | | | | | $ | 10,823,141,159 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Steven Hung | | | | | 2 | | | | | $ | 7,701,969,199 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Mark McKissick | | | | | 3 | | | | | $ | 10,823,141,159 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Alfonso Portillo, Jr.
|
| | | | 1 | | | | | $ | 5,502,622,202 | | | | | | 0 | | | | | $ | 0 | | | | | | 0 | | | | | $ | 0 | | |
Portfolio Manager
|
| |
Fund
|
| |
Dollar Range of Fund
Shares Owned |
|
Matthew Hastings | | | Schwab 1-5 Year Corporate Bond ETF | | |
$50,001-$100,000
|
|
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
|
| | | Schwab U.S. Aggregate Bond ETF | | |
None
|
|
| | | Schwab U.S. TIPS ETF | | |
None
|
|
| | | Schwab Short-Term U.S. Treasury ETF | | |
None
|
|
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
None
|
|
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
|
Steven Hung | | | Schwab 1-5 Year Corporate Bond ETF | | |
$10,001-$50,000
|
|
| | | Schwab 5-10 Year Corporate Bond ETF | | |
None
|
|
| | | Schwab U.S. Aggregate Bond ETF | | |
$1-$10,000
|
|
Mark McKissick | | | Schwab U.S. Aggregate Bond ETF | | |
None
|
|
| | | Schwab U.S. TIPS ETF | | |
None
|
|
| | | Schwab Short-Term U.S. Treasury ETF | | |
$10,001-$50,000
|
|
| | | Schwab Intermediate-Term U.S. Treasury ETF | | |
$10,001-$50,000
|
|
| | | Schwab Long-Term U.S. Treasury ETF | | |
None
|
|
Alfonso Portillo, Jr. | | | Schwab U.S. Aggregate Bond ETF | | |
$1-$10,000
|
|
Fund
|
| |
2021
|
| |
2020
|
| |||||||
Schwab 1-5 Year Corporate Bond ETF | | | | | 13% | | | | | | 80 | % | | |
Schwab 5-10 Year Corporate Bond ETF | | | | | 11% | | | | | | 36 | % | | |
Schwab U.S. Aggregate Bond ETF(1) | | | | | 48% | | | | | | 68 | % | | |
Schwab U.S. TIPS ETF | | | | | 19% | | | | | | 23 | % | | |
Schwab Short-Term U.S. Treasury ETF | | | | | 73% | | | | | | 74 | % | | |
Fund
|
| |
2021
|
| |
2020
|
| |||||||
Schwab Intermediate-Term U.S. Treasury ETF | | | | | 56% | | | | | | 51 | % | | |
Schwab Long-Term U.S. Treasury ETF | | | | | 68% | | | | | | 45 | % | | |
Fund
|
| |
Regular Broker-Dealer
|
| |
Value of
Holdings(1) |
| |||
Schwab 1‑5 Year Corporate
Bond ETF |
| | J.P. Morgan Securities LLC | | | | $ | 20,213,451 | | |
|
BofA Securities, Inc.
|
| | |
$
|
19,753,902
|
| | ||
| Morgan Stanley & Co. LLC | | | | $ | 15,927,502 | | | ||
|
Goldman Sachs & Co. LLC
|
| | |
$
|
14,364,895
|
| | ||
| Citigroup Global Markets Inc. | | | | $ | 11,848,041 | | | ||
| RBC Capital Markets, LLC | | | | $ | 5,063,907 | | | ||
| Charles Schwab & Co., Inc. | | | | $ | 1,745,515 | | | ||
Schwab 5‑10 Year Corporate
Bond ETF |
| | BofA Securities, Inc. | | | | $ | 12,006,920 | | |
| J.P. Morgan Securities LLC | | | | $ | 9,976,235 | | | ||
| Citigroup Global Markets Inc. | | | | $ | 7,241,396 | | | ||
| Morgan Stanley & Co. LLC | | | | $ | 6,965,502 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 6,080,393 | | | ||
| Wells Fargo Securities, LLC | | | | $ | 4,341,336 | | | ||
| Charles Schwab & Co., Inc. | | | | $ | 1,081,128 | | | ||
Schwab U.S. Aggregate Bond
ETF |
| | J.P. Morgan Securities LLC | | | | $ | 61,940,708 | | |
|
Citigroup Global Markets Inc.
|
| | |
$
|
53,223,445
|
| | ||
| Morgan Stanley & Co. LLC | | | | $ | 47,266,004 | | | ||
| Goldman Sachs & Co. LLC | | | | $ | 39,348,765 | | | ||
| HSBC Securities (USA) Inc. | | | | $ | 25,146,596 | | | ||
| Deutsche Bank Securities Inc. | | | | $ | 6,326,426 | | | ||
| The Bank of Nova Scotia | | | | $ | 5,528,714 | | | ||
| Charles Schwab & Co., Inc. | | | | $ | 4,669,609 | | | ||
| Nomura Securities International, Inc. | | | | $ | 3,163,456 | | | ||
Schwab U.S. TIPS ETF | | | None | | | | | N/A | | |
Schwab Short‑Term U.S.
Treasury ETF |
| | None | | | | | N/A | | |
Schwab Intermediate‑Term U.S.
Treasury ETF |
| | None | | | | | N/A | | |
Schwab Long‑Term U.S.
Treasury ETF |
| | None | | | | | N/A | | |
Fund
|
| |
Approximate Value of
One Creation Unit |
| |
Standard Creation/
Redemption Transaction Fee |
| |
Maximum Additional
Creation Transaction Fee(1) |
| |
Maximum Additional
Redemption Transaction Fee(1) |
| ||||||||||||
Schwab 1‑5 Year
Corporate Bond ETF |
| | | $ | 2,429,000 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab 5‑10 Year
Corporate Bond ETF |
| | | $ | 2,397,000 | | | | | $ | 100 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. Aggregate
Bond ETF |
| | | $ | 5,057,000 | | | | | $ | 500 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab U.S. TIPS
ETF |
| | | $ | 3,035,500 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Short‑Term
U.S. Treasury ETF |
| | | $ | 2,476,500 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Intermediate‑Term
U.S. Treasury ETF |
| | | $ | 2,653,000 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
Schwab Long‑Term
U.S. Treasury ETF |
| | | $ | 2,292,500 | | | | | $ | 0 | | | | | | 3.0% | | | | | | 2.0% | | |
|
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Annuity Portfolios
Laudus Trust
Schwab Strategic Trust
|
|
|
Charles Schwab Investment Management, Inc.
|
|
| EX-101 | | | Inline Interactive Data File - the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |
| EX-101.INS | | | XBRL Taxonomy Instance Document | |
| EX-101.SCH | | | XBRL Taxonomy Schema Document | |
| EX-101.CAL | | | XBRL Taxonomy Calculation Linkbase Document | |
| EX-101.DEF | | | XBRL Taxonomy Definition Linkbase Document | |
| EX-101.LAB | | | XBRL Taxonomy Label Linkbase Document | |
| EX-101.PRE | | | XBRL Taxonomy Presentation Linkbase Document | |
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
Peter B. Crawford, Director | | | The Charles Schwab Corporation | | | Managing Director, Executive Vice President and Chief Financial Officer | |
| | | Charles Schwab & Co., Inc. | | | Director, Executive Vice President and Chief Financial Officer | |
| | | TD Ameritrade Holding Corporation | | | Director | |
| | | Schwab Holdings, Inc. | | | Director, Executive Vice President and Chief Financial Officer | |
| | | Charles Schwab Global Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Performance Technologies, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Schwab (SIS) Holdings, Inc. I | | |
Executive Vice President and Chief Financial Officer
|
|
| | | Schwab Technology Holdings, Inc. | | |
Executive Vice President and Chief Financial Officer
|
|
Richard A. Wurster, Director | | | The Charles Schwab Corporation | | | President | |
| | | Schwab Holdings, Inc. | | | President | |
| | | Charles Schwab & Co., Inc. | | | Director and President | |
| | | Charles Schwab Investment Advisory, Inc. | | | Director, Chief Executive Officer and President | |
Omar Aguilar, Chief Executive Officer and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Jonathan de St. Paer, Director, President and Chief Operating Officer
|
| |
Charles Schwab & Co., Inc.
|
| |
Senior Vice President
|
|
| Schwab Funds | | | President and Chief Executive Officer | | ||
| | | Laudus Trust | | | President and Chief Executive Officer | |
| | | Schwab ETFs | | | President and Chief Executive Officer | |
| | | Charles Schwab Worldwide Funds, plc | | | Director | |
| | | Charles Schwab Asset Management (Ireland) Limited | | | Director | |
| | | Financial Passport, Inc. | | | Director and President | |
| | | TD Ameritrade Investment Management, LLC | | | Manager | |
Brett Wander, Senior Vice President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
William P. McMahon, Jr., Senior Vice President and Chief Investment Officer
|
| |
Schwab Funds
|
| |
Vice President and Chief Investment Officer
|
|
| Laudus Trust | | | Vice President and Chief Investment Officer | |
Name and Position with Adviser
|
| |
Name of Other Company
|
| |
Capacity
|
|
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Michael Hogan, Senior Vice President and Chief Compliance Officer
|
| |
Schwab Funds
|
| |
Chief Compliance Officer
|
|
| Schwab ETFs | | | Chief Compliance Officer | | ||
| Laudus Trust | | | Chief Compliance Officer | | ||
| | | Charles Schwab & Co., Inc. | | | Senior Vice President and Chief Compliance Officer – IIMS Compliance | |
Mark D. Fischer, Vice President and Chief Financial Officer
|
| |
Schwab Funds
|
| |
Treasurer, Chief Financial Officer and Chief Operating Officer
|
|
| Laudus Trust | | | Treasurer, Chief Financial Officer and Chief Operating Officer | | ||
| | | Schwab ETFs | | | Treasurer, Chief Financial Officer and Chief Operating Officer | |
| | | Charles Schwab Worldwide Funds, plc | | | Director | |
| | | Charles Schwab Asset Management (Ireland) Limited | | | Director | |
Name
|
| |
Position and Office with Underwriter
|
| |
Positions and Offices with Registrant
|
|
William M. Doran | | | Director | | | None | |
Paul F. Klauder | | | Director | | | None | |
Wayne M. Withrow | | | Director | | | None | |
Kevin P. Barr | | | Director, President & Chief Executive Officer | | | None | |
Maxine J. Chou | | | Chief Financial Officer, Chief Operations Officer, & Treasurer | | | None | |
Jennifer H. Campisi | | | Chief Compliance Officer, Anti-Money Laundering Officer & Assistant Secretary | | | None | |
John C. Munch | | | General Counsel & Secretary | | | None | |
Mark J. Held | | | Senior Vice President | | | None | |
John P. Coary | | | Vice President & Assistant Secretary | | | None | |
Lori L. White | | | Vice President & Assistant Secretary | | | None | |
Judith A. Rager | | | Vice President | | | None | |
Jason McGhin | | | Vice President | | | None | |
Gary Michael Reese | | | Vice President | | | None | |
Robert M. Silvestri | | | Vice President | | | None | |
| | |
SCHWAB STRATEGIC TRUST
Registrant |
|
| | |
Jonathan de St. Paer*
Jonathan de St. Paer, President and Chief Executive Officer
|
|
Signature
|
| | | | |
Title
|
|
Walter W. Bettinger II*
Walter W. Bettinger II
|
| | | | | Chairman and Trustee | |
Joseph R. Martinetto*
Joseph R. Martinetto
|
| | | | | Trustee | |
Robert W. Burns*
Robert W. Burns
|
| | | | | Trustee | |
Nancy F. Heller*
Nancy F. Heller
|
| | | | | Trustee | |
David L. Mahoney*
David L. Mahoney
|
| | | | | Trustee | |
Jane P. Moncreiff*
Jane P. Moncreiff
|
| | | | | Trustee | |
Kiran M. Patel*
Kiran M. Patel
|
| | | | | Trustee | |
Kimberly S. Patmore*
Kimberly S. Patmore
|
| | | | | Trustee | |
J. Derek Penn*
J. Derek Penn
|
| | | | | Trustee | |
Mark D. Fischer*
Mark D. Fischer
|
| | | | | Treasurer and Chief Financial Officer | |
| *By: | | |
/s/ Douglas P. Dick
Douglas P. Dick, Attorney‑in‑Fact
Pursuant to Power of Attorney |
|
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
6/30/23 | ||||
8/19/22 | ||||
Filed as of / Effective on: | 4/28/22 | 497K | ||
Filed on: | 4/27/22 | 497K | ||
3/31/22 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
12/31/21 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
12/20/21 | 497, 497K | |||
6/30/21 | N-CSRS, N-PX, NPORT-P | |||
6/1/21 | 497, 497K | |||
3/5/21 | ||||
1/1/21 | ||||
12/31/20 | 24F-2NT, 497, 497K, N-CEN, N-CSR, NPORT-P | |||
12/30/20 | 497, 497K | |||
1/31/20 | ||||
12/31/19 | 24F-2NT, N-CEN, N-CSR, NPORT-P | |||
12/13/19 | 497, 497K | |||
10/10/19 | ||||
6/3/19 | ||||
12/31/17 | 24F-2NT, N-CSR, NSAR-B | |||
3/1/17 | 497, 497K, NSAR-B | |||
12/31/10 | 24F-2NT, N-CSR, NSAR-B | |||
10/27/09 | 8-A12B, N-1A/A | |||
7/15/09 | N-1A, N-8A | |||
1/27/09 | ||||
List all Filings |