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Apriem Advisors – ‘13F-HR’ for 6/30/20 – ‘INFO-TABLE’

On:  Thursday, 8/6/20, at 8:02pm ET   ·   As of:  8/7/20   ·   Effective:  8/7/20   ·   For:  6/30/20   ·   Accession #:  1085146-20-2060   ·   File #:  28-12756

Previous ‘13F-HR’:  ‘13F-HR’ on 5/7/20 for 3/31/20   ·   Next:  ‘13F-HR’ on 11/10/20 for 9/30/20   ·   Latest:  ‘13F-HR’ on 2/14/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/07/20  Apriem Advisors                   13F-HR      6/30/20    2:52K                                    Adv Consultant Netw… Inc

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Information Table -- infotable.xml                  HTML      3K

‘INFO-TABLE’   —   Information Table — infotable.xml



        

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Apriem Advisors  
 CA
   ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  6/30/20   ·   Assets:  $486,709,000   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

Security Market ValueªShares or PrincipalInvestment
Discretion		Other 
Managersº		Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   ↓List(S/P Amounts or For All)
3M COCOM–88579Y·10·111,352  2.33%72,773Sh.155.99   Sole–62,540– 10,233
ABBOTT LABSCOM–002824·10·0313  0.06%3,425Sh.91.39   Sole–Sole––
ABBVIE INCCOM–00287Y·10·91,369  0.28%13,942Sh.98.19   Sole–12,617– 1,325
ABERDEEN ASIA-PACIFIC INCOMECOM–003009·10·7142  0.03%37,300Sh.3.81   Sole–Sole––
ABERDEEN STD GOLD ETF TRPHYSCL GOLD SHS–00326A·10·4228  0.05%13,300Sh.17.14   Sole–6,800– 6,500
ADVANCED MICRO DEVICES INCCOM–007903·10·71,070  0.22%20,336Sh.52.62   Sole–19,956–380
ALIBABA GROUP HLDG LTDSPONSORED ADS–01609W·10·2276  0.06%1,278Sh.215.96   Sole–1,273–5
ALPHABET INCCAP STK CL A–02079K·30·511,449  2.35%8,074Sh.1,418.01   Sole–7,316–758
ALPHABET INCCAP STK CL C–02079K·10·7512  0.11%362Sh.1,414.36   Sole–Sole––
ALTAIR ENGR INCCOM CL A–021369·10·3596  0.12%15,000Sh.39.73   Sole–Sole––
AMAZON COM INCCOM–023135·10·615,146  3.11%5,490Sh.2,758.83   Sole–4,694–796
AMGEN INCCOM–031162·10·0629  0.13%2,665Sh.236.02   Sole–Sole––
ANNALY CAPITAL MANAGEMENT INCOM–035710·40·9151  0.03%23,050Sh.6.55   Sole–21,925– 1,125
APPLE INCCOM–037833·10·026,041  5.35%71,384Sh.364.80   Sole–65,437– 5,947
AT&T INCCOM–00206R·10·27,679  1.58%254,021Sh.30.23   Sole–210,119– 43,902
AUTOMATIC DATA PROCESSING INCOM–053015·10·312,647  2.60%84,942Sh.148.89   Sole–77,434– 7,508
BERKSHIRE HATHAWAY INC DELCL A–084670·10·8267  0.05%1Sh.267,000.00   Sole–Sole––
BERKSHIRE HATHAWAY INC DELCL B NEW–084670·70·22,057  0.42%11,524Sh.178.50   Sole–7,870– 3,654
BEYOND MEAT INCCOM–08862E·10·9279  0.06%2,082Sh.134.01   Sole–Sole––
BIOGEN INCCOM–09062X·10·314,848  3.05%55,496Sh.267.55   Sole–48,955– 6,541
BK OF AMERICA CORPCOM–060505·10·42,890  0.59%121,703Sh.23.75   Sole–109,236– 12,467
BLACKROCK FLOATING RATE INCOCOM–09255X·10·0576  0.12%51,529Sh.11.18   Sole–48,829– 2,700
BLACKROCK MUNIYIELD CALIF FDCOM–09254M·10·5201  0.04%14,400Sh.13.96   Sole–Sole––
BLACKROCK MUNIYIELD CALIF QUCOM–09254N·10·3332  0.07%23,936Sh.13.87   Sole–Sole––
BOEING COCOM–097023·10·52,340  0.48%12,765Sh.183.31   Sole–Sole––
BRISTOL-MYERS SQUIBB COCOM–110122·10·8346  0.07%5,889Sh.58.75   Sole–Sole––
BROADCOM INCCOM–11135F·10·1230  0.05%728Sh.315.93   Sole–Sole––
BROWN FORMAN CORPCL B–115637·20·94,190  0.86%65,819Sh.63.66   Sole–62,854– 2,965
CHEVRON CORP NEWCOM–166764·10·0749  0.15%8,396Sh.89.21   Sole–7,695–701
CINTAS CORPCOM–172908·10·516,138  3.32%60,587Sh.266.36   Sole–57,634– 2,953
CISCO SYS INCCOM–17275R·10·25,303  1.09%113,692Sh.46.64   Sole–97,446– 16,246
CITIGROUP INCCOM NEW–172967·42·4412  0.08%8,065Sh.51.08   Sole–Sole––
CLOROX CO DELCOM–189054·10·9328  0.07%1,495Sh.219.40   Sole–Sole––
COMMERCE BANCSHARES INCCOM–200525·10·3238  0.05%4,000Sh.59.50   Sole–Sole––
CONSOLIDATED EDISON INCCOM–209115·10·41,081  0.22%15,024Sh.71.95   Sole–8,274– 6,750
COSTCO WHSL CORP NEWCOM–22160K·10·5622  0.13%2,052Sh.303.12   Sole–Sole––
CVB FINL CORPCOM–126600·10·5614  0.13%32,749Sh.18.75   Sole–Sole––
DISNEY WALT COCOM DISNEY–254687·10·6925  0.19%8,293Sh.111.54   Sole–8,138–155
DNP SELECT INCOME FDCOM–23325P·10·4162  0.03%14,900Sh.10.87   Sole–11,900– 3,000
DOUBLELINE INCOME SOLUTIONSCOM–258622·10·9295  0.06%19,220Sh.15.35   Sole–16,720– 2,500
DOUBLELINE OPPORTUNISTIC CRCOM–258623·10·7295  0.06%15,550Sh.18.97   Sole–14,850–700
DUKE ENERGY CORP NEWCOM NEW–26441C·20·4250  0.05%3,130Sh.79.87   Sole–Sole––
EATON CORP PLCSHS–G29183·10·31,019  0.21%11,645Sh.87.51   Sole–10,020– 1,625
EATON VANCE LTD DURATION INCCOM–27828H·10·5871  0.18%77,245Sh.11.28   Sole–73,770– 3,475
EATON VANCE TAX ADVT DIV INCCOM–27828G·10·7204  0.04%10,595Sh.19.25   Sole–9,595– 1,000
EMERSON ELEC COCOM–291011·10·4236  0.05%3,807Sh.61.99   Sole–Sole––
EXXON MOBIL CORPCOM–30231G·10·24,870  1.00%108,902Sh.44.72   Sole–100,991– 7,911
FACEBOOK INCCL A–30303M·10·216,503  3.39%72,679Sh.227.07   Sole–64,666– 8,013
FIDELITY COVINGTON TRMSCI INFO TECH I–316092·80·8263  0.05%3,200Sh.82.19   Sole–Sole––
FIRST FNDTN INCCOM–32026V·10·4327  0.07%20,000Sh.16.35   Sole–Sole––
FIRST TR SR FLG RTE INCM FDCOM–33733U·10·8234  0.05%21,500Sh.10.88   Sole–Sole––
GENERAL ELECTRIC COCOM–369604·10·391  0.02%13,296Sh.6.84   Sole–13,050–246
GENERAL MLS INCCOM–370334·10·41,341  0.28%21,758Sh.61.63   Sole–20,233– 1,525
HOME DEPOT INCCOM–437076·10·2702  0.14%2,801Sh.250.62   Sole–Sole––
HONEYWELL INTL INCCOM–438516·10·6434  0.09%3,003Sh.144.52   Sole–Sole––
INTEL CORPCOM–458140·10·014,314  2.94%239,238Sh.59.83   Sole–211,117– 28,121
INTERNATIONAL BUSINESS MACHSCOM–459200·10·1286  0.06%2,365Sh.120.93   Sole–2,190–175
INVESCO CALIF VALUE MUN INCOCOM–46132H·10·6441  0.09%16,150Sh.27.31   Sole–10,900– 5,250
INVESCO EXCH TRADED FD TR IIPFD ETF–46138E·51·16,075  1.25%430,241Sh.14.12   Sole–384,054– 46,187
INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC–46137V·28·21,414  0.29%7,101Sh.199.13   Sole–101– 7,000
INVESCO QQQ TRUNIT SER 1–46090E·10·33,036  0.62%12,261Sh.247.61   Sole–6,046– 6,215
ISHARES TRINTRM TR CRP ETF–464288·63·8929  0.19%15,394Sh.60.35   Sole–13,794– 1,600
ISHARES TRNASDAQ BIOTECH–464287·55·6932  0.19%6,815Sh.136.76   Sole–3,615– 3,200
ISHARES TRRUS 1000 GRW ETF–464287·61·41,920  0.39%10,000Sh.192.00   Sole–––None
ISHARES TRUS HLTHCARE ETF–464287·76·21,000  0.21%4,637Sh.215.66   Sole–597– 4,040
JOHNSON & JOHNSONCOM–478160·10·412,434  2.55%88,416Sh.140.63   Sole–76,341– 12,075
JPMORGAN CHASE & COCOM–46625H·10·06,487  1.33%68,966Sh.94.06   Sole–57,430– 11,536
KIMBERLY CLARK CORPCOM–494368·10·3315  0.06%2,225Sh.141.57   Sole–1,825–400
KINROSS GOLD CORPCOM–496902·40·4542  0.11%75,000Sh.7.23   Sole–––None
KLA CORPCOM NEW–482480·10·08,107  1.67%41,684Sh.194.49   Sole–34,734– 6,950
LAM RESEARCH CORPCOM–512807·10·8606  0.12%1,875Sh.323.20   Sole–Sole––
LOWES COS INCCOM–548661·10·714,485  2.98%107,200Sh.135.12   Sole–91,946– 15,254
LULULEMON ATHLETICA INCCOM–550021·10·9250  0.05%800Sh.312.50   Sole–Sole––
MEDTRONIC PLCSHS–G5960L·10·312,784  2.63%139,413Sh.91.70   Sole–125,463– 13,950
MERCK & CO. INCCOM–58933Y·10·5870  0.18%11,256Sh.77.29   Sole–10,866–390
MICROSOFT CORPCOM–594918·10·42,563  0.53%12,595Sh.203.49   Sole–6,132– 6,463
NAVIOS MARITIME HLDGS INCCOM–Y62197·11·938  0.01%18,000Sh.2.11   Sole–Sole––
NETFLIX INCCOM–64110L·10·6761  0.16%1,672Sh.455.14   Sole–1,522–150
NORTHROP GRUMMAN CORPCOM–666807·10·2217  0.04%706Sh.307.37   Sole–Sole––
NUVEEN CA QUALTY MUN INCOMECOM–67066Y·10·51,122  0.23%78,650Sh.14.27   Sole–74,150– 4,500
NUVEEN CALIFORNIA AMT QLT MUCOM–670651·10·81,086  0.22%72,716Sh.14.93   Sole–67,016– 5,700
NUVEEN S&P 500 BUY-WRITE INCCOM–6706ER·10·1609  0.13%55,350Sh.11.00   Sole–35,950– 19,400
NVIDIA CORPORATIONCOM–67066G·10·4418  0.09%1,101Sh.379.65   Sole–Sole––
PALO ALTO NETWORKS INCCOM–697435·10·5246  0.05%1,070Sh.229.91   Sole–870–200
PARKER HANNIFIN CORPCOM–701094·10·4219  0.04%1,196Sh.183.11   Sole–Sole––
PAYPAL HLDGS INCCOM–70450Y·10·31,023  0.21%5,870Sh.174.28   Sole–5,720–150
PBF ENERGY INCCL A–69318G·10·6332  0.07%32,384Sh.10.25   Sole–Sole––
PEPSICO INCCOM–713448·10·8201  0.04%1,521Sh.132.15   Sole–Sole––
PFIZER INCCOM–717081·10·33,890  0.80%118,975Sh.32.70   Sole–100,278– 18,697
PRICE T ROWE GROUP INCCOM–74144T·10·813,878  2.85%112,374Sh.123.50   Sole–99,798– 12,576
PROCTER AND GAMBLE COCOM–742718·10·9918  0.19%7,679Sh.119.55   Sole–7,379–300
QUALCOMM INCCOM–747525·10·3894  0.18%9,806Sh.91.17   Sole–9,456–350
RAYTHEON TECHNOLOGIES CORPCOM–75513E·10·1367  0.08%5,950Sh.61.68   Sole–Sole––
SCHWAB CHARLES CORPCOM–808513·10·5407  0.08%12,052Sh.33.77   Sole–Sole––
SCHWAB STRATEGIC TREMRG MKTEQ ETF–808524·70·610,463  2.15%429,691Sh.24.35   Sole–349,304– 80,387
SCHWAB STRATEGIC TRINTL EQTY ETF–808524·80·532,302  6.64%1,085,786Sh.29.75   Sole–988,297– 97,489
SCHWAB STRATEGIC TRUS AGGREGATE B–808524·83·957,390  11.79%1,020,440Sh.56.24   Sole–941,607– 78,833
SCHWAB STRATEGIC TRUS BRD MKT ETF–808524·10·25,429  1.12%73,888Sh.73.48   Sole–66,249– 7,639
SCHWAB STRATEGIC TRUS DIVIDEND EQ–808524·79·72,100  0.43%40,589Sh.51.74   Sole–3,739– 36,850
SCHWAB STRATEGIC TRUS LCAP GR ETF–808524·30·0567  0.12%5,582Sh.101.58   Sole–5,286–296
SCHWAB STRATEGIC TRUS LCAP VA ETF–808524·40·91,659  0.34%33,114Sh.50.10   Sole–12,394– 20,720
SCHWAB STRATEGIC TRUS LRG CAP ETF–808524·20·144,360  9.11%598,648Sh.74.10   Sole–557,505– 41,143
SELECT SECTOR SPDR TRSBI INT-UTILS–81369Y·88·62,569  0.53%45,525Sh.56.43   Sole–725– 44,800
SELECT SECTOR SPDR TRTECHNOLOGY–81369Y·80·3329  0.07%3,150Sh.104.44   Sole–Sole––
SLACK TECHNOLOGIES INCCOM CL A–83088V·10·2207  0.04%6,650Sh.31.13   Sole–Sole––
SPDR DOW JONES INDL AVERAGEUT SER 1–78467X·10·91,070  0.22%4,150Sh.257.83   Sole–150– 4,000
SPDR GOLD TRGOLD SHS–78463V·10·7243  0.05%1,450Sh.167.59   Sole–Sole––
SPDR S&P 500 ETF TRTR UNIT–78462F·10·35,518  1.13%17,896Sh.308.34   Sole–Sole––
STARBUCKS CORPCOM–855244·10·91,293  0.27%17,566Sh.73.61   Sole–16,666–900
STRYKER CORPORATIONCOM–863667·10·111,902  2.45%66,051Sh.180.19   Sole–62,968– 3,083
TESLA INCCOM–88160R·10·15,321  1.09%4,928Sh.1,079.75   Sole–4,096–832
UNION PAC CORPCOM–907818·10·8439  0.09%2,596Sh.169.11   Sole–Sole––
VANECK VECTORS ETF TRGOLD MINERS ETF–92189F·10·62,237  0.46%61,000Sh.36.67   Sole–1,000– 60,000
VANECK VECTORS ETF TRMORNINGSTAR WIDE–92189F·64·37,495  1.54%143,503Sh.52.23   Sole–119,486– 24,017
VANECK VECTORS ETF TRPFD SECS EX FINL–92189F·42·9473  0.10%26,000Sh.18.19   Sole–25,200–800
VANGUARD INDEX FDSS&P 500 ETF SHS–922908·36·3345  0.07%1,218Sh.283.25   Sole–Sole––
VANGUARD INDEX FDSTOTAL STK MKT–922908·76·9450  0.09%2,877Sh.156.41   Sole–Sole––
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD–92206C·40·91,437  0.30%17,390Sh.82.63   Sole–16,390– 1,000
VANGUARD WORLD FDSCONSUM STP ETF–92204A·20·7277  0.06%1,850Sh.149.73   Sole–Sole––
VERIZON COMMUNICATIONS INCCOM–92343V·10·41,248  0.26%22,638Sh.55.13   Sole–20,243– 2,395
XILINX INCCOM–983919·10·1280  0.06%2,850Sh.98.25   Sole–2,600–250
YUM BRANDS INCCOM–988498·10·1227  0.05%2,613Sh.86.87   Sole–Sole––
— 107 Issuers —— 122 Issues —— 122 Holdings:  $486,709,000 —— Sole Manager —
____________
 ª  No market value of any Holding was adjusted.
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

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