SEC Info
HomeSearchMy InterestsHelpSign InPlease Sign In
Please refresh
Counterclockwise arrows button emoji
this page to download new stylesheets for better rendering.

SEC Filing Agents

   as of Monday, 4/16/18

The Top 50 Most-Active Filing Agents¹ in 2018

FilingsSince
7/15/92
Bottom
#  Filing Agent¹SEC CIK² 2018   2017   2016   2015   2014  



In descending order
1
Flag of U.S.A. emoji
Donnelley Financial Solutions/FA119312522,62376,58780,80084,05387,578984,468
2
Flag of U.S.A. emoji
DONNELLEY FINANCIAL SOLUTIONS File16/FA120919115,55041,71842,61649,93945,214596,071
3
TX
Broadridge Financial Solutions, Inc.11403618,60222,36021,85923,12523,758281,547
4
Flag of U.S.A. emoji
Merrill Corp-MD/FA11046598,17126,27325,94729,19330,012407,417
5
Flag of U.S.A. emoji
Computershare Inc/FA11276027,94719,00319,58919,46320,196187,228
6
Flag of U.S.A. emoji
Toppan Vintage/FA11442047,01722,46223,54026,16028,448377,222
7
Flag of U.S.A. emoji
Davis Polk & Wardwell LLP 01/FA9501034,74012,9559,1749,7589,16195,768
8
Flag of U.S.A. emoji
CT's hCue/FA12252084,27010,80711,65213,05614,808155,934
9
Flag of U.S.A. emoji
Section16 Direct/FA11791103,1498,7789,1149,3239,989156,326
10
Flag of U.S.A. emoji
Donnelley Financial Solutions 06/FA8992432,9338,6878,8804,16233,368
11
PA
Vanguard Horizon Funds9324712,6583,5413,3823,1043,01232,938
12
DE
Bif Money Fund2154572,5591,9303,0387778,348
13
Flag of U.S.A. emoji
RDG Filings/FA14377492,5497,8147,7687,7217,65653,702
14
Flag of U.S.A. emoji
M2 Compliance/FA14931522,2806,8154,4642,8471,89120,435
15
Flag of U.S.A. emoji
ActiveDisclosure/FA15645902,1206,3124,6822,8371,01517,203
16
Flag of Switzerland emoji
UBS AG11144462,0926,1103,4962,7494,60429,196
17
Flag of U.S.A. emoji
Edgar Agents LLC/FA12139001,8956,0244,3374,2163,67936,389
18
Flag of U.S.A. emoji
Blueprint/FA16549541,7534,8811,9388,572
19
Flag of U.S.A. emoji
Fitzgerald Marketing & Communications, LLC/FA14455461,6485,0975,3755,1715,47547,084
20
Flag of U.S.A. emoji
Doremus Financial Printing/FA8910921,5624,0343,7874,9394,25951,572
21
Flag of U.S.A. emoji
FilePoint/FA13983441,5514,7954,3713,6452,83024,042
22
Flag of U.S.A. emoji
Workiva Inc. Wdesk FA01/FA16282801,4904,6804,5783,5711814,337
23
Flag of U.S.A. emoji
Securex Filings/FA12146591,4183,7873,5994,2794,13432,037
24
NY
Seward & Kissel LLP9195741,3463,9323,7923,9403,88355,204
25
Flag of Canada emoji
Solium Capital Inc15621801,3442,6591,889671186,582
26
Flag of U.S.A. emoji
Globenewswire Inc./FA11718431,2813,7133,2493,3312,88226,336
27
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564041,1222,7922,0391,42388634,995
28
Flag of U.S.A. emoji
RR DONNELLEY FundSuiteArc/FA11455491,0553,6284,4464,3784,82239,863
29
WI
US Bancorp Fund Services LLC8941899902,9822,9122,7222,55830,887
30
Flag of U.S.A. emoji
S2 Filings LLC/FA16157749123,0602,3121,5092248,017
31
Flag of U.S.A. emoji
Schulte Roth & Zabel LLP/FA9026649052,1392,0602,1092,10425,649
32
Flag of U.S.A. emoji
Blu Giant, LLC/FA15806428972,9363,0082,6249,465
33
OH
Advisor Consultant Network Inc10851468532,1382,0381,9711,88420,580
34
MA
FMR LLC3150668391,1631,2291,2261,28837,558
35
Flag of U.S.A. emoji
Financial Graphic Service, Inc./FA15286218253,3854,0354,1874,51026,025
36
Flag of U.S.A. emoji
Donnelley Financial Solutions/NY/FA12588978201,0401,1471,123894,660
37
Flag of U.S.A. emoji
Newsfile Corp/FA10629937612,4342,7333,1463,36936,089
38
MN
Merrill Corp/New/FA10474697502,4532,5252,9993,336139,170
39
Flag of U.S.A. emoji
Merrill Bridge/FA15583707452,5031,9797691116,107
40
Flag of U.S.A. emoji
Donnelley Financial Solutions/FA9501237182,8712,6133,3473,280223,846
41
Flag of U.S.A. emoji
Discount Edgar/FA14779326762,4052,3062,7702,73215,904
42
CO
Morse Elizabeth Myers12463606711,8632,0702,2012,58327,270
43
DC
Adviser Compliance Associates LLC11726615991,5381,5291,4651,22612,581
44
Flag of U.S.A. emoji
GlobalOne Filings, Inc./FA16831685962,0965773,269
45
Flag of U.S.A. emoji
MZ Technologies/FA12928145771,7221,8811,5851,47021,605
46
Flag of U.S.A. emoji
Quality EDGAR Solutions, LLC/FA13871315291,8231,2771,2341,18010,130
47
NY
Command Financial9304135141,6481,6941,8651,93043,450
48
NY
Olshan Frome Wolosky LLP9218955041,1811,4331,1731,10319,252
49
Flag of U.S.A. emoji
Z-K Global Ltd/FA11789135031,5341,4951,7141,77320,792
50
Flag of U.S.A. emoji
Equity Administration Solutions Inc./FA15939684839045431842,114
47 Filing Agents¹ — 3 Registrants²
Most-Active Filing Agents: 543684728778838
Total Filing Agents: 3,5933,5583,4803,3933,306
Self-Filing Registrants: 17,91435,72334,31333,21731,537
Active Registrants: 75,716131,767128,866131,068130,068
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive their SEC CIK. When a Filing is submitted, the Filing’s Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for another Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
Call me hand emoji
at +1 925-719-1680. For Filing Agents, it’s great for “new business” prospecting.

Top

Copyright 2018 Fran Finnegan & Company. All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 19, 3:10:17.0pm ET