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SEC Filing Agents

   through Saturday, 1/20/18

The Top 50 Most-Active Filing Agents¹ in 2018

#  Filing Agent¹SEC CIK² 2018   2017   2016   2015   2014  

In descending order
1US SEC Filing Agent DONNELLEY FINANCIAL SOLUTIONS File16/FA12091912,82541,71842,61649,93945,214583,346
2US SEC Filing Agent Donnelley Financial Solutions/FA11931252,64376,23680,79684,05387,576964,125
Broadridge Financial Solutions, Inc.11403611,26322,35321,85923,12523,758274,201
4US SEC Filing Agent Computershare Inc/FA11276021,21819,00319,58919,46320,196180,499
5US SEC Filing Agent Merrill Corp-MD/FA11046591,02626,16425,94429,19330,012400,160
6US SEC Filing Agent Toppan Vintage/FA11442041,00122,28723,53726,16028,448371,028
7US SEC Filing Agent CT's hCue/FA122520869810,80711,65213,05614,808152,362
Bif Money Fund2154576381,9303,0387776,427
9US SEC Filing Agent Davis Polk & Wardwell LLP 01/FA95010362812,9459,1749,7589,16191,646
10US SEC Filing Agent Section16 Direct/FA11791105498,7789,1149,3239,989153,726
11US SEC Filing Agent Donnelley Financial Solutions 06/FA8992434538,6878,8804,16230,888
12US SEC Filing Agent RDG Filings/FA14377494027,8037,7687,7217,65651,544
13CH UBS AG11144463566,1103,4962,7494,60427,460
14US SEC Filing Agent M2 Compliance/FA14931523296,7804,4632,8471,89118,448
15US SEC Filing Agent Edgar Agents LLC/FA12139003175,9644,3374,2163,67934,751
16US SEC Filing Agent Fitzgerald Marketing & Communications, LLC/FA14455463025,0955,3755,1715,47545,736
17US SEC Filing Agent Securex Filings/FA12146592663,7823,5994,2794,13430,880
18US SEC Filing Agent RR DONNELLEY FundSuiteArc/FA11455492613,6284,4464,3784,82239,069
19CA Solium Capital Inc15621802552,6591,889671185,493
20US SEC Filing Agent Blueprint/FA16549542534,8771,9387,068
21US SEC Filing Agent Globenewswire Inc./FA11718432283,7103,2493,3312,88225,280
22US SEC Filing Agent FilePoint/FA13983442104,7524,3713,6452,83022,658
Seward & Kissel LLP9195741923,9213,7923,9403,88354,039
24US SEC Filing Agent Workiva Inc. Wdesk FA01/FA16282801854,6714,5773,5711813,022
25US SEC Filing Agent ActiveDisclosure/FA15645901766,2904,6822,8371,01515,237
26US SEC Filing Agent S2 Filings LLC/FA16157741523,0412,3101,5092247,236
27US SEC Filing Agent Doremus Financial Printing/FA8910921484,0293,7874,9394,25950,153
28US SEC Filing Agent Discount Edgar/FA14779321452,3872,3062,7702,73215,355
29US SEC Filing Agent Blu Giant, LLC/FA15806421322,9223,0082,6248,686
30US SEC Filing Agent Newsfile Corp/FA10629931212,4342,7333,1463,36935,449
31US SEC Filing Agent Schulte Roth & Zabel LLP/FA9026641212,1282,0602,1092,10424,854
32US SEC Filing Agent GlobalOne Filings, Inc./FA16831681212,0925772,790
Morse Elizabeth Myers12463601181,8632,0702,2012,58326,717
34US SEC Filing Agent Equity Administration Solutions Inc./FA15939681079045431841,738
US Bancorp Fund Services LLC8941891062,9682,9092,7222,55829,986
36US SEC Filing Agent Z-K Global Ltd/FA1178913911,5311,4951,7141,77320,377
Olshan Frome Wolosky LLP921895911,1811,4331,1731,10318,839
38US SEC Filing Agent Appatura/FA1133228901,2209531,2151,3458,307
39US SEC Filing Agent MZ Technologies/FA1292814871,7221,8811,5851,47021,115
PRUDENTIAL Government Money Market Fund, INC.67590876496466996315,468
LendingClub Corp1409970861,5431,5521,5231,60112,329
Hogan Lovells US LLP1123292859078086815058,457
Advisor Consultant Network Inc1085146752,1382,0381,9711,88419,802
Merrill Corp/New/FA1047469702,4532,5252,9993,336138,490
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust1056404632,5332,0391,42388633,677
46US SEC Filing Agent Paul Weiss Rifkind Wharton & Garrison LLP 01/FA950142631,0961,0941,3061,23921,443
47US SEC Filing Agent Cravath Swaine & Moore 01/FA950157637044946396129,230
48US SEC Filing Agent Publishing Data Management, Inc./FA1379491563,2302,1394924067,689
49US SEC Filing Agent Quality EDGAR Solutions, LLC/FA1387131541,8041,2711,2341,1809,630
Sabby Management, LLC15356105493927374456
45 Filing Agents¹ — 5 Registrants²
Most-Active Filing Agents: 368682728779838
Total Filing Agents: 3,5683,5623,4843,3963,308
Self-Filing Registrants: 4,38035,70634,31233,21731,537
Active Registrants: 22,791131,581128,862131,068130,068
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or a Registrant, because Registrants may also be (or own) Filing Agents, e.g., R.R. Donnelley, or make Filings for their directors/officers, and Filing Agents may also be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive their SEC CIK. When a Filing is submitted, the Filing’s Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for another Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001209191 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or contact us at +1 925-719-1680. For Filing Agents, it’s great for “new business” prospecting.


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