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SEC Filing Agents

   as of Saturday, 5/26/18

The Top 50 Most-Active Filing Agents¹ in 2018

FilingsSince
7/15/92
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#  Filing Agent¹SEC CIK² 2018   2017   2016   2015   2014  



In descending order
1
NY
Donnelley Financial Solutions/FA119312534,74276,62180,80184,05387,578996,622
2
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DONNELLEY FINANCIAL SOLUTIONS File16/FA120919120,92241,71842,61649,93945,214601,443
3
MN
Merrill Corp-MD/FA110465912,38226,27925,94729,19330,012411,634
4
TX
Broadridge Financial Solutions, Inc.114036111,81722,36121,85923,12523,758284,763
5
NY
Toppan Vintage/FA114420410,58422,48523,54126,16728,448380,820
6
NJ
Computershare Inc/FA112760210,27119,00319,58919,46320,196189,552
7
NY
Davis Polk & Wardwell LLP 01/FA9501036,50112,9559,1749,7589,16197,529
8
NY
CT's hCue/FA12252085,47410,80711,65213,05614,808157,138
9
TX
Section16 Direct/FA11791104,2388,7789,1149,3239,989157,415
10
TX
Donnelley Financial Solutions 06/FA8992434,1228,6878,8804,16234,557
11
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RDG Filings/FA14377493,8617,8177,7687,7217,65655,017
12
TX
ActiveDisclosure/FA15645903,7666,3134,6822,8371,01518,850
13
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M2 Compliance/FA14931523,5316,8224,4642,8471,89121,693
14
PA
Vanguard Horizon Funds9324712,8723,5413,3823,1043,01233,152
15
NJ
Edgar Agents LLC/FA12139002,8616,0304,3374,2163,67937,361
16
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UBS AG11144462,6726,1103,4962,7494,60429,776
17
DE
Bif Money Fund2154572,5921,9303,0387778,381
18
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Workiva Inc. Wdesk FA01/FA16282802,5334,6804,5783,5711815,380
19
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Blueprint/FA16549542,5084,8811,9389,327
20
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Fitzgerald Marketing & Communications, LLC/FA14455462,2675,0975,3755,1715,47547,703
21
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FilePoint/FA13983442,2164,8034,3713,6452,83024,715
22
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Securex Filings/FA12146592,0163,7923,5994,2794,13432,640
23
CA
Globenewswire Inc./FA11718432,0033,7133,2493,3312,88227,058
24
NY
Doremus Financial Printing/FA8910921,9384,0363,7874,9394,25951,950
25
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Solium Capital Inc15621801,8722,6591,889671187,110
26
NY
Seward & Kissel LLP9195741,7893,9333,7923,9403,88355,648
27
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S2 Filings LLC/FA16157741,6243,0662,3121,5092248,735
28
MD
Norwest Asset Sec Corp Mort PS THR Cert Ser 1998-1 Trust10564041,4522,7922,0391,42388635,325
29
WI
US Bancorp Fund Services LLC8941891,3322,9832,9122,7222,55831,230
30
NY
Donnelley Financial Solutions/FA9501231,3282,8872,6133,3473,280224,472
31
OH
Advisor Consultant Network Inc10851461,3272,1382,0381,9711,88421,054
32
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RR DONNELLEY FundSuiteArc/FA11455491,3133,6284,4464,3784,82240,121
33
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Merrill Bridge/FA15583701,2672,5031,9797691116,629
34
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Blu Giant, LLC/FA15806421,2082,9433,0102,6249,785
35
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Financial Graphic Service, Inc./FA15286211,1913,3854,0354,1874,51026,391
36
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Newsfile Corp/FA10629931,1262,4342,7333,1463,36936,454
37
MN
Merrill Corp/New/FA10474691,1242,4532,5252,9993,336139,544
38
NY
Schulte Roth & Zabel LLP/FA9026641,0972,1392,0602,1092,10425,841
39
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Discount Edgar/FA14779329932,4052,3072,7702,73216,222
40
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MZ Technologies/FA12928149341,7221,8811,5851,47021,962
41
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GlobalOne Filings, Inc./FA16831689162,0965773,589
42
DC
Adviser Compliance Associates LLC11726619161,5381,5291,4651,22612,898
43
CO
Morse Elizabeth Myers12463608961,8632,0702,2012,58327,495
44
MA
FMR LLC3150668691,1631,2291,2261,28837,588
45
NY
Donnelley Financial Solutions/NY/FA12588978421,0401,1471,123894,682
46
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Publishing Data Management, Inc./FA13794917993,2302,1394924068,432
47
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Quality EDGAR Solutions, LLC/FA13871317951,8231,2771,2341,18010,396
48
NY
Command Financial9304137681,6511,6941,8651,93043,707
49
KS
Z-K Global Ltd/FA11789137431,5341,4951,7141,77321,032
50
NY
Olshan Frome Wolosky LLP9218957021,1811,4331,1731,10319,450
47 Filing Agents¹ — 3 Registrants²
Most-Active Filing Agents: 561686728778838
Total Filing Agents: 3,5993,5583,4803,3933,306
Self-Filing Registrants: 21,69135,72334,31333,21731,537
Active Registrants: 89,019131,776128,866131,068130,068
________
¹An SEC “filing agent” is an entity submitting a Filing, often either a Registrant self-filing as the “Filer”/“Issuer” (non-bold above) or a registered Filing Agent (in bold herein). An SEC-registered Filing Agent is in the business of submitting Filings for Registrants. Oftentimes their name will have /FA appended to it. You cannot tell whether an SEC filing agent’s CIK² (the 1st part of Accession #s) is that of a Filing Agent or Registrant, because Registrants may be (or own) Filing Agents, e.g., Donnelley Financial Solutions, or do Filings for their directors/officers, and Filing Agents may be Registrants, e.g., some Transfer Agents. Further complicating this, some “parents” submit Filings for their subsidiaries or Funds, and some Money Managers submit Filings for other Money Managers. Our algorithms reconcile this, so we know which of the 180K+ filing agents are “true” Filing Agents and, of those 3K+, which are “pure” (90%) or not (10%). Hover your mouse over a CIK² above to see either if a Filing Agent is “pure” or the ratio of Filings for other Registrants versus for themselves as a Registrant.
²To submit a Filing, an entity must first register with the SEC to receive their SEC CIK. When a Filing is submitted, the Filing’s Accession # includes the CIK of the “filing agent”. This filing agent may be a “true” Filing Agent or a Registrant who is self-filing or filing as an agent for another Registrant.

Proprietary to SEC Info: The SEC does not publish the names of, nor data about, registered Filing Agents. Try to find Filing Agent #1 (listed above) by entering 0001193125 (its CIK) on the SEC’s “Fast Search” page!

To see all registered Filing Agents or get detailed information on them: Please submit your request on our Help page or call us
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at +1 925-719-1680. For Filing Agents, it’s great for “new business” prospecting.

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