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SEC Info
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Other Services We Offer

Mailing Lists and many other specialized Data Sets, including proprietary data and services related to all SEC Filing Agents & Filing Software
Specialized E-Mail & Text notifications, such as for when Filings contain things you’re really interested in, e.g., certain words (phrases or names) or Insiders’ “Short-Swing Profit” (§16) Transactions  [ see Demos↓ ]
Data Sets tailored to your unique needs, delivered with customized criteria and presentation formats  [ see Demos↓ ]
Proprietary Data for your research projects, e.g., the time any Filing was first viewable at the SEC’s website
Financial Data (from Filings with XBRL) re-organized into tables for your relational database and SQL queries
Application Program Interfaces (APIs), so you can directly access our extensive database
If interested in a custom solution for your information needs, please contact us via our Help page.
 

Demos

Here are some example Demos of custom Apps that we have developed for Some of Our Clients:
 
Insiders’ “Short-Swing Profit” (§16) Transactions
Form ‘D’s That Match Specific Criteria
Data Set – Filings That Match Specific Criteria

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SEC Filings Feed

  SEC Filings System             Filings Flowchart,  Public Dissemination Service (PDS)  and  SEC Info  


SEC Filings System – Filings Flowchart, Public Dissemination Service (PDS) and SEC Info

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Usage Agreement

Your use of SEC Info (see Our App and Other Services) implies your acceptance of this Usage Agreement.

Terms and Conditions

•  This Usage Agreement is between Fran Finnegan & Company LLC (the “Company”), owner of this website and its underlying technology and data (“SEC Info”), and you, the user of SEC Info.  You agree that all personal user information provided by you is true, i.e., the individual user name, e-mail address and phone number are real and yours.  Your personal user information will not be sold to other parties by the Company.
 
•  You will not use SEC Info, nor will you copy features of SEC Info, in any way to develop (or manage) or while developing (or managing) a competing service, either as an employee or contractor of such competitor or any of their parents or subsidiaries.
 
•  You will not save or copy any pages of SEC Info, in their original or an altered form, for the purpose of redistributing them to another party or republishing them at a website or in an information service.  All content of SEC Info is owned and copyrighted, and all rights to it are reserved, by the Company.
 
•  You may access SEC Info only with a Web browser.  You will not access SEC Info in an automated way, such as by using computer software scripts or any other programmatic means, for the purpose of obtaining copies of our content (which we sell).  The only exception to this provision is for publicly-accessible search engines.
 
•  If you write or publish anything based upon information obtained from SEC Info, you will credit SEC Info, in a way that is customary or appropriate in your profession and as you would any other information source, as “SEC Info” and/or “www.secinfo.com” and, if doing so electronically, with it being a Web link to SEC Info.
 
•  The Company may ask you to subscribe to SEC Info at a price rate to be determined and agreed upon at that time.  To help the Company keep such potential fees low by having a large number of users, you agree that, while you use SEC Info, you will tell your friends and associates about it.  The Company reserves the right to determine to whom it will provide access to SEC Info, either for free or for charge.
 
•  You agree that you understand that SEC Info is not the SEC and neither affiliated with nor endorsed by the SEC, and that SEC Info is shorthand for Securities Information and not Securities and Exchange Commission Information.  The SEC is only one of many providers of information to the Company.
 
•  Neither the Company nor any providers of information to the Company shall have any liability for the accuracy of the information contained in SEC Info, or for delays or omissions therein.  None of the foregoing parties shall be liable to any third-party for claims or losses of any nature, including but not limited to, lost profits, punitive or consequential damages.
 
•  This Agreement, which may be amended from time to time, is either with you (as an individual) or jointly with you and the organization you’re working for (if employed), and you may not assign your rights or obligations to anyone.  This Agreement, all intellectual property issues, and your rights and obligations shall be governed by the laws of the USA and the State of California governing contracts wholly entered into and wholly performed within California, regardless of your location.  You agree to resolve any legal disputes of any kind via legal proceedings physically located within the San Francisco Bay Area in the State of California, USA.
 
•  You are bound by the terms and conditions of this Agreement until you have a written agreement with the Company that explicitly overrides a term or condition of this Agreement. If any provision of this Agreement is invalid or unenforceable under applicable law, the remaining provisions will continue in full force and effect.
 
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The SEC,  EDGAR®  &  SEC Info

The SEC is...  •   The U.S. Securities and Exchange Commission — See the SEC’s site
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•   The federal agency responsible for enforcing U.S. Securities Laws
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EDGAR® is...  •   The SEC’s Electronic Data Gathering, Analysis and Retrieval system, which went “beta” in July 1992 and fully operational on 5/6/96
 
•   The document-management system used by the SEC to receive, store and disseminate the SEC Filings mandated by U.S. Securities Laws — Most SEC Filings are filed electronically at the EDGAR Filing Websites
 
•   A registered trademark of the SEC
 
SEC Info is...  •   Shorthand for Securities Information, and not Securities and Exchange Commission Information since we are not the SEC and neither affiliated with nor endorsed by the SEC and do not offer info about the SEC — The Securities Information on our website comes from many Wall Street sources, and with respect to SEC website content only includes data related to publicly-available SEC Filings
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and SEC Registrants
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•   A sophisticated service for viewing all SEC Filings, with billions of links added to Filings whose data has been organized to minimize the time and effort needed to find the Securities Info you’re looking for — Our Info supports business intelligence for sophisticated business professionals
 
•   The 3rd-oldest website with SEC Filings, in “beta” on 9/5/97 and fully operational in March 1999 — Designed and run by Fran Finnegan, a former Wall Street investment banker who worked in New York City for 12 years at E.F. Hutton and First Boston     Wall Street in New York City

SEC Info in San Francisco
 
•   Located in the largest Internet data center in San Francisco
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, California, U.S.A., at the north end of Silicon Valley, the software center of the universe
 
•  
A service mark of Fran Finnegan & Company LLC (FFC) — FFC is a sister company of Finnegan O’Malley & Company Inc. (FOC), a software-development company that has written software for numerous clients, including American Airlines, Charles Schwab and Microsoft — FOC software is in every version of Windows from Windows 95 through Windows 11 and Windows Server 2022     We’re the Official Sponsor of the “Shamrock” Emoji
 
Microsoft logo at SEC Info - www.secinfo.com
 
•   Not the SEC and neither affiliated with nor endorsed by the SEC, but was “linked” — Fran Finnegan’s Corporate Finance department head on Wall Street was Chairman of the SEC when EDGAR® was created

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