Liquidnet, Inc. – ‘ATS-N/CA’ from 5/10/24 – ‘ATS-N EX-3 REDLINE’

On:  Friday, 5/10/24, at 2:40pm ET   ·   As of:  5/8/24   ·   Delayed-Release:  Filing ¶  –  Release Delayed to:  5/10/24   ·   Accession #:  1110644-24-17   ·   File #:  13-00078

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Correcting Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(C)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/CA    Correcting Amendment -- primary_doc.xml             HTML    201K 
 7: ATS-N PART2 ITM.7D  Part II Items -- H2O_ITM2_7d_8may24          PDF     87K 
 2: ATS-N EX-1 SCHD A BD  Direct Owners and Executive Officers --    PDF     95K 
                Form BD - Sch. A -- Exh1_SchedA_10apr2024                        
 4: ATS-N EX-2 SCHD B BD  Indirect Owners -- Form BD - Sch. B --     PDF     90K 
                Exh2_SchedB_10apr2024                                            
 5: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    113K 
                Exhibit1_21july2022_redline                                      
 6: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF     97K 
                Exhibit2_22july2021_redline                                      
 8: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    462K 
                H2O_Exh3_8may2024_redline                                        
 3: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    130K 
                Redline_H2O_ITM2_7d_8may24                                       

‘ATS-N EX-3 REDLINE’   —   Redline Changes — Form BD – Sch. A & B — Redline_H2O_ITM2_7d_8may24

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1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/16/22  Liquidnet, Inc.                   ATS-N/UA¶  12/02/22    5:1.4M