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Filed as of Wednesday, 4/24/24
24
APR


        

3,612  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  3:55pm Merrill Lynch International       SBSE-A/A    5/17/24    5:10M                                                             
 4/24/24  Goldman Sachs & Co. LLC           MA/A        5/16/24    1:744K                                                            
 4/24/24  Bank of America NA                SBSE-A/A     5/6/24    5:14M                                                             
 4/24/24  NYSE Arca, Inc.                   19B-4E      4/24/24    1:2K                                     SEC #7                   
 4/24/24  Building Hope Services, LLC       MA-A       12/31/16    1:13K                                                             
 4/24/24  BofA Securities Europe SA         SBSE-A/A    4/29/24    5:8.9M                                                            
 4/24/24  NYSE National, Inc.               1/A         4/26/24    1:2K                                     SEC #7                   
 4/24/24  NYSE Chicago, Inc.                1/A         4/26/24    1:2K                                     SEC #7                   
 4/24/24  NYSE Arca, Inc.                   1/A         4/26/24    1:2K                                     SEC #7                   
 4/24/24  NYSE American LLC                 1/A         4/26/24    1:2K                                     SEC #7                   
 4/24/24  New York Stock Exchange LLC       1/A         4/26/24    1:2K                                     SEC #7                   
 4/24/24 Mesoblast Ltd.                    EFFECT      4/24/24    1:2K                                     SEC #5                   
 4/24/24  SG Americas Securities, LLC       MA/A        4/25/24    1:256K                                                            
 4/24/24  Equitable Trust Co.               13F-HR      3/31/24    2:282K                                                            
 4/24/24  Meridian BidCo LLC                SC TO-C     4/25/24    2:508K MariaDB plc                       Broadridge Fin’l So… Inc 
          K1 Investment Management, LLC³
          K5 Capital Advisors, L.P.³
          K5 Private Investors, L.P.³
          Meridian Topco, LLC³
 4/24/24‡ Loar Holdings Inc.                EFFECT      4/24/24    1:2K                                     SEC #5                   
 4/24/24‡ Apollomics Inc.                   EFFECT      4/24/24    1:2K                                     SEC #5                   
 4/24/24‡ 180 Life Sciences Corp.           EFFECT      4/24/24    1:2K                                     SEC #5                   
 4/24/24‡ Rubrik, Inc.                      EFFECT      4/24/24    1:2K                                     SEC #5                   
 4/24/24‡ AmpliTech Group, Inc.             EFFECT      4/24/24    1:2K                                     SEC #5                   
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  1    Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1.
  13F-HR    Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  EFFECT    SEC Notice of Effectiveness.
  MA    Application for Registration by a Municipal Advisor — Form MA.
  MA-A    Annual Update of Registration by a Municipal Advisor — Form MA.
  SBSE-A    Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant that is Registered or Registering with the CFTC as such — Form SBSE-A.
  SC TO-C    Tender-Offer Communication by an Issuer or Third Party — Schedule TO.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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